Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Director · Chairman and CEO | February 01, 2026 | February 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date February 01, 2026 · Filed February 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 123,033 |
Reported balance
After 2026-02-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-01 · Grant · Acquired 123,033 · Balance 123,033 F1: Represents shares acquired pursuant to the vesting of Performance Restricted Stock Units that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment. F2: Balance reflects the prior transfer of 163,292.479 shares from the reporting person's direct holdings to the Stephen J. Squeri 2025 Master GRAT, which is exempt from Section 16 pursuant to Rule 16a-13. |
| Common StockSEC Table I · non-derivative | Direct | 60,567 |
Reported balance
After 2026-02-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-02-01 · Tax withholding · Disposed 62,466 · Balance 60,567 F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Performance Restricted Stock Units. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $173.61 · Expires 2033-02-01 | Direct | 74,129 |
Reported balance
After 2026-02-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-02-01 · Grant · Acquired 74,129 · Balance 74,129 F5: Represents the vesting of Performance Stock Options that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Trust | 129.82 |
Reported balance
Holding disclosure · report date 2026-02-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 129.82 F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
| Common StockSEC Table I · non-derivative | IndirectBy Stephen J Squeri 2025 Master GRAT | 163,292.479 |
Reported balance
Holding disclosure · report date 2026-02-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 163,292.479 F2: Balance reflects the prior transfer of 163,292.479 shares from the reporting person's direct holdings to the Stephen J. Squeri 2025 Master GRAT, which is exempt from Section 16 pursuant to Rule 16a-13. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired pursuant to the vesting of Performance Restricted Stock Units that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment.
F2: Balance reflects the prior transfer of 163,292.479 shares from the reporting person's direct holdings to the Stephen J. Squeri 2025 Master GRAT, which is exempt from Section 16 pursuant to Rule 16a-13.
F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Performance Restricted Stock Units.
F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F5: Represents the vesting of Performance Stock Options that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 27, 2015 Filed May 29, 2015 19:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 65,000 | $49.13 | $3,193,450.00 |
DisclosureSEC source: 0001127602-15-018945 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Corp Serv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,235.711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2015 Filed May 29, 2015 19:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 400,000 | $57.77 | $23,108,000.00 |
DisclosureSEC source: 0001127602-15-018945 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Corp Serv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,235.711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2015 Filed Jan 28, 2015 23:52 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 18,129 | $83.30 | $1,510,145.70 |
DisclosureSEC source: 0001127602-15-003117 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Corp Serv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,568.711 F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F4 · balance_after: The reporting person's end of period holdings reflect prior transfers of shares pursuant to a domestic relations order as well as shares acquired pursuant to dividend reinvestment. Read SEC document |
| January 26, 2015 Filed Jan 28, 2015 23:52 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 38,535 | $83.30 | $3,209,965.50 |
DisclosureSEC source: 0001127602-15-003117 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Corp Serv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,697.711 F2 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2012 and have vested based on the Company's 2012-15 return on average equity performance. Pursuant to the Company's stock ownership guidelines, the reporting person is required to hold a portion of shares received upon vesting for a period of time. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 23:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,693 | $85.72 | $145,123.96 |
DisclosureSEC source: 0001127602-14-003367 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,672.66 F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 23:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 17,340 | $85.72 | $1,486,384.80 |
DisclosureSEC source: 0001127602-14-003367 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,365.66 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 23:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 33,624 | $85.72 | $2,882,249.28 |
DisclosureSEC source: 0001127602-14-003367 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,705.66 F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person. Read SEC document |
| January 23, 2014 Filed Jan 28, 2015 23:52 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-15-003117 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Corp Serv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,205.66 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| October 21, 2013 Filed Oct 23, 2013 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 118,110 | $0.00 Strike: $38.10 | $0.00 |
DisclosureSEC source: 0001127602-13-029667 · form4.xml · derivative · entry 4 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,370 Underlying: Common Stock · 118,110 shares Expires 2020-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| October 21, 2013 Filed Oct 23, 2013 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 103,046 | $80.45 | $8,289,597.30 |
DisclosureSEC source: 0001127602-13-029667 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,081.66 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.36 to $80.515. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| October 21, 2013 Filed Oct 23, 2013 20:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 118,110 | $38.10 | $4,499,991.00 |
DisclosureSEC source: 0001127602-13-029667 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,127.66 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2013 Filed Aug 2, 2013 18:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 65,000 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-13-024237 · form4.xml · derivative · entry 10 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires 2018-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: One half of these options became exercisable on 1/31/2009 and the other on 1/31/2010. Read SEC document |
| July 31, 2013 Filed Aug 2, 2013 18:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 130,000 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001127602-13-024237 · form4.xml · derivative · entry 9 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 130,000 shares Expires 2017-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| July 31, 2013 Filed Aug 2, 2013 18:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 107,000 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001127602-13-024237 · form4.xml · derivative · entry 8 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 107,000 shares Expires 2016-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options became exercisable as follows: 9,500 shares on 1/23/2007, and 32,500 shares on 1/23/2008, 1/23/2009, and 1/23/2010, respectively. Read SEC document |
| July 31, 2013 Filed Aug 2, 2013 18:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 18,278 | $0.00 Strike: $45.58 | $0.00 |
DisclosureSEC source: 0001127602-13-024237 · form4.xml · derivative · entry 7 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,278 shares Expires 2015-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One half of these options became exercisable on 5/16/2008 and the other on 5/16/2009. Read SEC document |
| July 31, 2013 Filed Aug 2, 2013 18:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 297,451 | $75.13 | $22,347,939.81 |
DisclosureSEC source: 0001127602-13-024237 · form4.xml · nonDerivative · entry 5 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,943.17 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.79 to $75.55. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| July 31, 2013 Filed Aug 2, 2013 18:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 65,000 | $49.13 | $3,193,450.00 |
DisclosureSEC source: 0001127602-13-024237 · form4.xml · nonDerivative · entry 4 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,394.17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2013 Filed Aug 2, 2013 18:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 130,000 | $57.77 | $7,510,100.00 |
DisclosureSEC source: 0001127602-13-024237 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,394.17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2013 Filed Aug 2, 2013 18:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 107,000 | $51.87 | $5,549,555.00 |
DisclosureSEC source: 0001127602-13-024237 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,394.17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2013 Filed Aug 2, 2013 18:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 18,278 | $45.58 | $833,019.85 |
DisclosureSEC source: 0001127602-13-024237 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,394.17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2013 Filed May 8, 2013 20:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 23,000 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001127602-13-016134 · form4.xml · derivative · entry 6 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,000 Underlying: Common Stock · 23,000 shares Expires 2016-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2013 Filed May 8, 2013 20:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 18,279 | $0.00 Strike: $45.58 | $0.00 |
DisclosureSEC source: 0001127602-13-016134 · form4.xml · derivative · entry 5 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,278 Underlying: Common Stock · 18,279 shares Expires 2015-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| May 06, 2013 Filed May 8, 2013 20:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 38,277 | $70.19 | $2,686,846.36 |
DisclosureSEC source: 0001127602-13-016134 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,843 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.10 to $70.30. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 06, 2013 Filed May 8, 2013 20:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 23,000 | $51.87 | $1,192,895.00 |
DisclosureSEC source: 0001127602-13-016134 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2013 Filed May 8, 2013 20:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 18,279 | $45.58 | $833,065.43 |
DisclosureSEC source: 0001127602-13-016134 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2013 Filed Feb 7, 2013 00:05 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 17,280 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-13-004556 · form4.xml · derivative · entry 6 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,280 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2013 Filed Feb 7, 2013 00:05 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 47,409 | $0.00 Strike: $45.77 | $0.00 |
DisclosureSEC source: 0001127602-13-004556 · form4.xml · derivative · entry 5 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,409 shares Expires 2015-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| February 04, 2013 Filed Feb 7, 2013 00:05 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 59,031 | $59.50 | $3,512,155.60 |
DisclosureSEC source: 0001127602-13-004556 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,359 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.43 to $59.60. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 04, 2013 Filed Feb 7, 2013 00:05 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 17,280 | $16.71 | $288,748.80 |
DisclosureSEC source: 0001127602-13-004556 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2013 Filed Feb 7, 2013 00:05 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 47,409 | $45.77 | $2,169,909.93 |
DisclosureSEC source: 0001127602-13-004556 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2013 Filed Jan 31, 2013 02:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 35,084 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-13-003277 · form4.xml · derivative · entry 5 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,280 Underlying: Common Stock · 35,084 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2013 Filed Jan 31, 2013 02:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 28,977 | $59.23 | $1,716,307.71 |
DisclosureSEC source: 0001127602-13-003277 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,701 F2 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. Read SEC document |
| January 30, 2013 Filed Jan 31, 2013 02:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 35,084 | $16.71 | $586,253.64 |
DisclosureSEC source: 0001127602-13-003277 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2013 Filed Jan 31, 2013 02:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,693 | $59.07 | $100,005.51 |
DisclosureSEC source: 0001127602-13-003277 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,594 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 47,410 | $0.00 Strike: $45.77 | $0.00 |
DisclosureSEC source: 0001127602-13-002582 · form4.xml · derivative · entry 5 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,409 Underlying: Common Stock · 47,410 shares Expires 2015-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 10,000 | $59.24 | $592,379.00 |
DisclosureSEC source: 0001127602-13-002582 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,287 F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.17 to $59.43. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 44,210 | $59.24 | $2,618,907.56 |
DisclosureSEC source: 0001127602-13-002582 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,287 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; Mr. Squeri will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.17 to $59.43. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 47,410 | $45.77 | $2,169,860.88 |
DisclosureSEC source: 0001127602-13-002582 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2012 Filed Nov 2, 2012 01:27 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 13,224 | $55.75 | $737,238.00 |
DisclosureSEC source: 0001127602-12-029422 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,893 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| October 30, 2012 Filed Nov 9, 2012 21:24 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 13,224 | $55.75 | $737,238.00 |
DisclosureSEC source: 0001127602-12-030349 · form4a.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,087 F4 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. F3 · balance_after: The original Form 4 overstated the reporting person's ownership; it did not reflect a prior transfer of shares pursuant to a domestic relations order. Read SEC document |
| September 20, 2012 Filed Nov 9, 2012 21:24 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 3,410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-12-030349 · form4a.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,311 F1 · kind: This gift was not reflected on the original Form 4. F2 · price: Bona fide gift. F3 · balance_after: The original Form 4 overstated the reporting person's ownership; it did not reflect a prior transfer of shares pursuant to a domestic relations order. Read SEC document |
| February 29, 2012 Filed Feb 29, 2012 22:02 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 52,364 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-12-008730 · form4.xml · derivative · entry 6 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,364 Underlying: Common Stock · 52,364 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 29, 2012 Filed Feb 29, 2012 22:02 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 75,399 | $0.00 Strike: $43.98 | $0.00 |
DisclosureSEC source: 0001127602-12-008730 · form4.xml · derivative · entry 5 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,399 shares Expires 2014-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| February 29, 2012 Filed Feb 29, 2012 22:02 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 114,333 | $53.58 | $6,126,030.74 |
DisclosureSEC source: 0001127602-12-008730 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,117 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock options exercises reported above and the sale of 50% of the net shares acquired from these exercises; Mr. Squeri will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers, resulting in a net increase in his beneficial holdings of 13,430 shares. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.30 to $53.82. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 29, 2012 Filed Feb 29, 2012 22:02 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 52,364 | $16.71 | $875,002.44 |
DisclosureSEC source: 0001127602-12-008730 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,450 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 29, 2012 Filed Feb 29, 2012 22:02 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 75,399 | $43.98 | $3,315,821.82 |
DisclosureSEC source: 0001127602-12-008730 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2012 Filed Jan 30, 2012 23:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,512 | $49.98 | $75,569.76 |
DisclosureSEC source: 0001127602-12-003073 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,687 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| January 24, 2012 Filed Jan 26, 2012 22:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 37,486 | $0.00 Strike: $49.23 | $0.00 |
DisclosureSEC source: 0001127602-12-002639 · form4.xml · derivative · entry 1 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,486 Underlying: Common Stock · 37,486 shares Expires 2022-01-23 F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| April 29, 2011 Filed May 3, 2011 21:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 52,364 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-11-014799 · form4.xml · derivative · entry 4 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,728 Underlying: Common Stock · 52,364 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2011 Filed May 3, 2011 21:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 43,155 | $48.46 | $2,091,304.25 |
DisclosureSEC source: 0001127602-11-014799 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,199 F1 · kind: Of the 52,364 shares acquired pursuant to the employee stock option exercise reported above, approximately 33,947 shares were sold to cover the cost of exercise and withholding taxes. Mr. Squeri retained 50% of the net shares acquired from this option exercise. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.38 to $48.75. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.