Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Director · Chairman and CEO | February 01, 2026 | February 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date February 01, 2026 · Filed February 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 123,033 |
Reported balance
After 2026-02-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-01 · Grant · Acquired 123,033 · Balance 123,033 F1: Represents shares acquired pursuant to the vesting of Performance Restricted Stock Units that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment. F2: Balance reflects the prior transfer of 163,292.479 shares from the reporting person's direct holdings to the Stephen J. Squeri 2025 Master GRAT, which is exempt from Section 16 pursuant to Rule 16a-13. |
| Common StockSEC Table I · non-derivative | Direct | 60,567 |
Reported balance
After 2026-02-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-02-01 · Tax withholding · Disposed 62,466 · Balance 60,567 F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Performance Restricted Stock Units. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $173.61 · Expires 2033-02-01 | Direct | 74,129 |
Reported balance
After 2026-02-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-02-01 · Grant · Acquired 74,129 · Balance 74,129 F5: Represents the vesting of Performance Stock Options that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Trust | 129.82 |
Reported balance
Holding disclosure · report date 2026-02-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 129.82 F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
| Common StockSEC Table I · non-derivative | IndirectBy Stephen J Squeri 2025 Master GRAT | 163,292.479 |
Reported balance
Holding disclosure · report date 2026-02-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 163,292.479 F2: Balance reflects the prior transfer of 163,292.479 shares from the reporting person's direct holdings to the Stephen J. Squeri 2025 Master GRAT, which is exempt from Section 16 pursuant to Rule 16a-13. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired pursuant to the vesting of Performance Restricted Stock Units that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment.
F2: Balance reflects the prior transfer of 163,292.479 shares from the reporting person's direct holdings to the Stephen J. Squeri 2025 Master GRAT, which is exempt from Section 16 pursuant to Rule 16a-13.
F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Performance Restricted Stock Units.
F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F5: Represents the vesting of Performance Stock Options that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 29, 2011 Filed May 3, 2011 21:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 52,364 | $16.71 | $875,002.44 |
DisclosureSEC source: 0001127602-11-014799 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2011 Filed Feb 3, 2011 00:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 3,700 | $43.38 | $160,506.00 |
DisclosureSEC source: 0001127602-11-003605 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,990 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| January 27, 2011 Filed Jan 29, 2011 00:33 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 32,965 | $0.00 Strike: $44.54 | $0.00 |
DisclosureSEC source: 0001127602-11-002763 · form4.xml · derivative · entry 3 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,965 Underlying: Common Stock · 32,965 shares Expires 2021-01-27 F3 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| January 26, 2011 Filed Jan 29, 2011 00:33 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,221 | $44.46 | $54,285.66 |
DisclosureSEC source: 0001127602-11-002763 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,690 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award. Read SEC document |
| December 02, 2010 Filed Dec 3, 2010 21:46 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 52,363 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-10-029674 · form4.xml · derivative · entry 6 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,092 Underlying: Common Stock · 52,363 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2010 Filed Dec 3, 2010 21:46 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 71,971 | $0.00 Strike: $29.24 | $0.00 |
DisclosureSEC source: 0001127602-10-029674 · form4.xml · derivative · entry 5 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 71,971 shares Expires 2013-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| December 02, 2010 Filed Dec 3, 2010 21:46 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 108,860 | $44.57 | $4,851,487.42 |
DisclosureSEC source: 0001127602-10-029674 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,911 F1 · shares: Of the 124,334 shares acquired pursuant to the employee stock option exercise reported above, approximately 93,387 shares were sold to cover the cost of exercise and withholding taxes. Mr. Squeri retained 50% of the net shares acquired from this option exercise. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.47 to $44.68. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| December 02, 2010 Filed Dec 3, 2010 21:46 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 52,363 | $16.71 | $874,985.73 |
DisclosureSEC source: 0001127602-10-029674 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2010 Filed Dec 3, 2010 21:46 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 71,971 | $29.24 | $2,104,360.07 |
DisclosureSEC source: 0001127602-10-029674 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2010 Filed Apr 30, 2010 21:39 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 79,968 | $0.00 Strike: $31.94 | $0.00 |
DisclosureSEC source: 0001127602-10-012662 · form4.xml · derivative · entry 6 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 79,968 shares Expires 2012-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| April 29, 2010 Filed Apr 30, 2010 21:39 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 74,256 | $0.00 Strike: $38.92 | $0.00 |
DisclosureSEC source: 0001127602-10-012662 · form4.xml · derivative · entry 5 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 74,256 shares Expires 2011-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| April 29, 2010 Filed Apr 30, 2010 21:39 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 138,134 | $47.60 | $6,575,565.18 |
DisclosureSEC source: 0001127602-10-012662 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,437 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.58 to $47.63. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 29, 2010 Filed Apr 30, 2010 21:39 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 79,968 | $31.94 | $2,554,257.89 |
DisclosureSEC source: 0001127602-10-012662 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2010 Filed Apr 30, 2010 21:39 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 74,256 | $38.92 | $2,890,192.03 |
DisclosureSEC source: 0001127602-10-012662 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2010 Filed Jan 29, 2010 01:00 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 157,480 | $0.00 Strike: $38.10 | $0.00 |
DisclosureSEC source: 0001127602-10-002482 · form4.xml · derivative · entry 3 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,480 Underlying: Common Stock · 157,480 shares Expires 2020-01-26 F3 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| January 26, 2010 Filed Jan 29, 2010 01:00 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 13,123 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-10-002482 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,133 F1 · price: The reported acquisition represents the grant of a Restricted Stock Award under the Company's Long Term Incentive Plan. Vesting is subject to award requirements including the Company's achievement of certain financial performance requirements. Read SEC document |
| October 30, 2009 Filed Nov 3, 2009 23:20 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 229,621 | $0.00 Strike: $34.84 | $0.00 |
DisclosureSEC source: 0001127602-09-021620 · form4.xml · derivative · entry 3 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,621 Underlying: Common Stock · 229,621 shares Expires 2019-10-30 F4 · derivative.exercise_date: These stock options will become exercisable four years after grant date subject to award requirements including continuous employment. Read SEC document |
| October 30, 2009 Filed Nov 3, 2009 23:20 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 28,702 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-09-021620 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,010 F1 · shares: Restricted Stock Award will vest 100% after three years subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements including continuous employment. F1 · price: Restricted Stock Award will vest 100% after three years subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements including continuous employment. F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| January 29, 2009 Filed Feb 2, 2009 23:20 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 209,455 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-09-002302 · form4.xml · derivative · entry 1 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,455 Underlying: Common Stock · 209,455 shares Expires 2019-01-28 F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| January 23, 2009 Filed Jan 27, 2009 22:54 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,077 | $15.52 | $16,709.66 |
DisclosureSEC source: 0001127602-09-001782 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,683 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| January 31, 2008 Filed Feb 4, 2008 22:17 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 130,000 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-08-000642 · form4.xml · derivative · entry 3 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2018-01-30 F3 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| January 31, 2008 Filed Feb 4, 2008 22:17 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 10,177 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-08-000642 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,760 F1 · shares: Restricted Stock Award will vest 100% after three years subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements including continuous employment. Read SEC document |
| January 24, 2008 Filed Jan 28, 2008 21:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 997 | $47.53 | $47,387.41 |
DisclosureSEC source: 0001127602-08-000488 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,583 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| May 11, 2007 Filed May 15, 2007 21:58 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 600 | $62.49 | $37,494.00 |
DisclosureSEC source: 0001127602-07-001829 · form4.xml · nonDerivative · entry 6 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,580 Read SEC document |
| May 11, 2007 Filed May 15, 2007 21:58 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 2,200 | $62.49 | $137,478.00 |
DisclosureSEC source: 0001127602-07-001829 · form4.xml · nonDerivative · entry 5 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,180 Read SEC document |
| May 11, 2007 Filed May 15, 2007 21:58 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 8,000 | $62.50 | $500,000.00 |
DisclosureSEC source: 0001127602-07-001829 · form4.xml · nonDerivative · entry 4 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,380 Read SEC document |
| May 11, 2007 Filed May 15, 2007 21:58 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 2,900 | $62.51 | $181,279.00 |
DisclosureSEC source: 0001127602-07-001829 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,380 Read SEC document |
| May 11, 2007 Filed May 15, 2007 21:58 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 100 | $62.52 | $6,252.00 |
DisclosureSEC source: 0001127602-07-001829 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,280 Read SEC document |
| May 11, 2007 Filed May 15, 2007 21:58 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 200 | $62.53 | $12,505.80 |
DisclosureSEC source: 0001127602-07-001829 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,380 Read SEC document |
| January 25, 2007 Filed Jan 29, 2007 21:27 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 400,000 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001127602-07-000377 · form4.xml · derivative · entry 2 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2017-01-24 F2 · derivative.exercise_date: These options will become exercisable in 3 installments (25% on Jan 25, 2010, 25% on Jan 25, 2011, and the remaining 50% on Jan 25, 2012) subject to award requirements, including continuous employment. Read SEC document |
| January 25, 2007 Filed Jan 29, 2007 21:27 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 130,000 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001127602-07-000377 · form4.xml · derivative · entry 1 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2017-01-24 F1 · derivative.exercise_date: These options will become exercisable in four equal annual installments (25% on Jan. 25, 2008, 2009, 2010, and 2011, respectively) subject to award requirements including continuous employment. Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 17:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 988 | $58.29 | $57,590.52 |
DisclosureSEC source: 0001127602-07-000316 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,415 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted award. Read SEC document |
| January 23, 2007 Filed Feb 14, 2008 16:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 31 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-08-001024 · form5.xml · derivative · entry 1 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452 Underlying: Common Stock · 31 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively. F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively. F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively. F3 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan. Read SEC document |
| November 20, 2006 Filed Nov 22, 2006 17:41 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 23,990 | $0.00 Strike: $30.89 | $0.00 |
DisclosureSEC source: 0001127602-06-002720 · form4.xml · derivative · entry 6 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,990 shares Expires 2009-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options became exercisable in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| November 20, 2006 Filed Nov 22, 2006 17:41 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 100 | $59.62 | $5,962.00 |
DisclosureSEC source: 0001127602-06-002720 · form4.xml · nonDerivative · entry 4 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,403 Read SEC document |
| November 20, 2006 Filed Nov 22, 2006 17:41 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 8,586 | $59.63 | $511,983.18 |
DisclosureSEC source: 0001127602-06-002720 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,503 Read SEC document |
| November 20, 2006 Filed Nov 22, 2006 17:41 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 20,749 | $59.50 | $1,234,565.50 |
DisclosureSEC source: 0001127602-06-002720 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,089 Read SEC document |
| November 20, 2006 Filed Nov 22, 2006 17:41 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 23,990 | $30.89 | $741,099.08 |
DisclosureSEC source: 0001127602-06-002720 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 22:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 18,828 | $0.00 Strike: $44.70 | $0.00 |
DisclosureSEC source: 0001127602-06-002672 · form4.xml · derivative · entry 15 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,828 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 22:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 787 | $0.00 Strike: $46.89 | $0.00 |
DisclosureSEC source: 0001127602-06-002672 · form4.xml · derivative · entry 14 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 787 shares Expires 2007-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 22:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,951 | $0.00 Strike: $46.89 | $0.00 |
DisclosureSEC source: 0001127602-06-002672 · form4.xml · derivative · entry 13 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,951 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 22:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,297 | $0.00 Strike: $46.89 | $0.00 |
DisclosureSEC source: 0001127602-06-002672 · form4.xml · derivative · entry 12 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,297 shares Expires 2007-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 22:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,477 | $0.00 Strike: $37.13 | $0.00 |
DisclosureSEC source: 0001127602-06-002672 · form4.xml · derivative · entry 11 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,477 shares Expires 2007-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 22:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 27,367 | $0.00 Strike: $25.65 | $0.00 |
DisclosureSEC source: 0001127602-06-002672 · form4.xml · derivative · entry 10 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,367 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: 9,545 of these options became exercisable on 2/23/2003; the balance became exercisable on 2/23/2004. Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 22:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,452 | $0.00 Strike: $25.65 | $0.00 |
DisclosureSEC source: 0001127602-06-002672 · form4.xml · derivative · entry 9 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,452 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: 4,168 of these options became exercisable on 2/23/2000; the balance became exercisable on 2/23/2001. Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 22:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 56,787 | $58.95 | $3,347,309.72 |
DisclosureSEC source: 0001127602-06-002672 · form4.xml · nonDerivative · entry 7 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,551 Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 22:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 18,828 | $44.70 | $841,611.60 |
DisclosureSEC source: 0001127602-06-002672 · form4.xml · nonDerivative · entry 6 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 22:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 787 | $46.89 | $36,900.86 |
DisclosureSEC source: 0001127602-06-002672 · form4.xml · nonDerivative · entry 5 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 22:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 5,951 | $46.89 | $279,030.49 |
DisclosureSEC source: 0001127602-06-002672 · form4.xml · nonDerivative · entry 4 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2006 Filed Nov 15, 2006 22:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 8,477 | $37.13 | $314,767.96 |
DisclosureSEC source: 0001127602-06-002672 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.