Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Director · Chairman and CEO | February 01, 2026 | February 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date February 01, 2026 · Filed February 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 123,033 |
Reported balance
After 2026-02-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-01 · Grant · Acquired 123,033 · Balance 123,033 F1: Represents shares acquired pursuant to the vesting of Performance Restricted Stock Units that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment. F2: Balance reflects the prior transfer of 163,292.479 shares from the reporting person's direct holdings to the Stephen J. Squeri 2025 Master GRAT, which is exempt from Section 16 pursuant to Rule 16a-13. |
| Common StockSEC Table I · non-derivative | Direct | 60,567 |
Reported balance
After 2026-02-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-02-01 · Tax withholding · Disposed 62,466 · Balance 60,567 F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Performance Restricted Stock Units. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $173.61 · Expires 2033-02-01 | Direct | 74,129 |
Reported balance
After 2026-02-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-02-01 · Grant · Acquired 74,129 · Balance 74,129 F5: Represents the vesting of Performance Stock Options that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Trust | 129.82 |
Reported balance
Holding disclosure · report date 2026-02-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 129.82 F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
| Common StockSEC Table I · non-derivative | IndirectBy Stephen J Squeri 2025 Master GRAT | 163,292.479 |
Reported balance
Holding disclosure · report date 2026-02-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 163,292.479 F2: Balance reflects the prior transfer of 163,292.479 shares from the reporting person's direct holdings to the Stephen J. Squeri 2025 Master GRAT, which is exempt from Section 16 pursuant to Rule 16a-13. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired pursuant to the vesting of Performance Restricted Stock Units that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment.
F2: Balance reflects the prior transfer of 163,292.479 shares from the reporting person's direct holdings to the Stephen J. Squeri 2025 Master GRAT, which is exempt from Section 16 pursuant to Rule 16a-13.
F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Performance Restricted Stock Units.
F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F5: Represents the vesting of Performance Stock Options that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2019 Filed Jun 5, 2019 17:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 10,481 | $114.37 | $1,198,711.97 |
DisclosureSEC source: 0001127602-19-020836 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,814.813 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.92 to $114.91. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 20, 2019 Filed May 21, 2019 18:33 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 68,312 | $0.00 Strike: $55.09 | $0.00 |
DisclosureSEC source: 0001127602-19-019335 · form4.xml · derivative · entry 6 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 68,312 shares Expires 2026-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2019 Filed May 21, 2019 18:33 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 33,652 | $0.00 Strike: $59.45 | $0.00 |
DisclosureSEC source: 0001127602-19-019335 · form4.xml · derivative · entry 5 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,652 shares Expires 2023-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2019 Filed May 21, 2019 18:33 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 101,964 | $119.95 | $12,230,581.80 |
DisclosureSEC source: 0001127602-19-019335 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,295.813 F1 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.59 to $120.21. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 20, 2019 Filed May 21, 2019 18:33 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 68,312 | $55.09 | $3,763,308.08 |
DisclosureSEC source: 0001127602-19-019335 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,259.813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2019 Filed May 21, 2019 18:33 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 33,652 | $59.45 | $2,000,611.40 |
DisclosureSEC source: 0001127602-19-019335 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,947.813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 19:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 1,985 | $103.36 | $205,169.60 |
DisclosureSEC source: 0001127602-19-004001 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,295.813 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.29 to $103.48. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 19:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 10,515 | $102.96 | $1,082,624.40 |
DisclosureSEC source: 0001127602-19-004001 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,280.813 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.46 to $103.26. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 23:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 68,312 | $0.00 Strike: $55.09 | $0.00 |
DisclosureSEC source: 0001127602-19-002941 · form4.xml · derivative · entry 5 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,312 Underlying: Common Stock · 68,312 shares Expires 2026-01-26 F6 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2016. These options became exercisable on January 26, 2019 based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 23:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 32,533 | $100.77 | $3,278,350.41 |
DisclosureSEC source: 0001127602-19-002941 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,795.813 F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F4 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 23:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 68,312 | $100.77 | $6,883,800.24 |
DisclosureSEC source: 0001127602-19-002941 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,328.813 F2 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance. Read SEC document |
| November 30, 2018 Filed Jan 29, 2019 23:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-002941 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,016.813 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 22:25 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 2,940 | $104.04 | $305,877.60 |
DisclosureSEC source: 0001127602-18-032106 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,016.813 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.00 to $104.23. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 22:25 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 9,560 | $103.78 | $992,136.80 |
DisclosureSEC source: 0001127602-18-032106 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,956.813 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.20 to $103.99. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| October 30, 2018 Filed Nov 1, 2018 20:57 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 37,504 | $101.19 | $3,795,029.76 |
DisclosureSEC source: 0001127602-18-031631 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,516.813 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| October 30, 2018 Filed Nov 1, 2018 20:57 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 68,250 | $101.19 | $6,906,217.50 |
DisclosureSEC source: 0001127602-18-031631 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,020.813 F1 · kind: Represents shares acquired pursuant to a vesting of Restricted Stock Units that were granted to the reporting person in October 2015 and vested 100% on the third anniversary of the grant. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 18:13 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 3,200 | $100.30 | $320,960.00 |
DisclosureSEC source: 0001127602-18-024549 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,770.813 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.10 to $100.54. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 18:13 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 9,300 | $99.53 | $925,629.00 |
DisclosureSEC source: 0001127602-18-024549 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,970.813 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.20 to $100.18. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 01, 2018 Filed May 3, 2018 14:37 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 2,649 | $98.49 | $260,900.01 |
DisclosureSEC source: 0001127602-18-016131 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,270.813 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.34 to $98.60. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| May 01, 2018 Filed May 3, 2018 14:37 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 9,851 | $97.93 | $964,708.43 |
DisclosureSEC source: 0001127602-18-016131 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,919.813 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.34 to $98.33. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 22:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 27,777 | $0.00 Strike: $83.30 | $0.00 |
DisclosureSEC source: 0001127602-18-003024 · form4.xml · derivative · entry 5 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,777 Underlying: Common Stock · 27,777 shares Expires 2025-01-26 F7 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2015. These options became exercisable on January 26, 2018 based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 22:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 12,178 | $99.69 | $1,214,024.82 |
DisclosureSEC source: 0001127602-18-003024 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,770.813 F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F4 · balance_after: Includes shares acquired pursuant to dividend reinvestment. F5 · balance_after: The reporting person's end of period holdings reflects a prior transfer of shares pursuant to a domestic relations order. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 22:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 27,777 | $99.69 | $2,769,089.13 |
DisclosureSEC source: 0001127602-18-003024 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,948.813 F2 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's 2015-17 return on average equity performance. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 22:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-003024 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,171.813 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 21:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 37,486 | $0.00 Strike: $49.23 | $0.00 |
DisclosureSEC source: 0001127602-17-024261 · form4.xml · derivative · entry 7 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,486 shares Expires 2022-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 21:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 32,965 | $0.00 Strike: $44.54 | $0.00 |
DisclosureSEC source: 0001127602-17-024261 · form4.xml · derivative · entry 6 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,965 shares Expires 2021-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 21:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 32,000 | $85.41 | $2,733,120.00 |
DisclosureSEC source: 0001127602-17-024261 · form4.xml · nonDerivative · entry 4 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,359.309 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.09 to $85.76. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 21:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 62,792 | $85.41 | $5,363,064.72 |
DisclosureSEC source: 0001127602-17-024261 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,359.309 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.09 to $85.76. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 21:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 37,486 | $49.23 | $1,845,435.78 |
DisclosureSEC source: 0001127602-17-024261 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,151.309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 21:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 32,965 | $44.54 | $1,468,261.10 |
DisclosureSEC source: 0001127602-17-024261 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,665.309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 26,260 | $0.00 Strike: $86.64 | $0.00 |
DisclosureSEC source: 0001127602-17-003166 · form4.xml · derivative · entry 4 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,260 Underlying: Common Stock · 26,260 shares Expires 2024-01-28 F5 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2014. These options became exercisable on January 28, 2017 based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 13,616 | $76.85 | $1,046,389.60 |
DisclosureSEC source: 0001127602-17-003166 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,487.774 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| January 28, 2017 Filed Jan 31, 2017 22:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 26,260 | $76.85 | $2,018,081.00 |
DisclosureSEC source: 0001127602-17-003166 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,103.774 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2014 and have vested based on the Company's 2014-16 return on average equity performance. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 20:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 5,893 | $76.89 | $453,112.77 |
DisclosureSEC source: 0001127602-17-002836 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,843.774 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 20:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 15,006 | $76.89 | $1,153,811.34 |
DisclosureSEC source: 0001127602-17-002836 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,736.774 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's positive cumulative net income over the two year performance period. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:55 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 39,370 | $0.00 Strike: $38.10 | $0.00 |
DisclosureSEC source: 0001127602-16-069562 · form4.xml · derivative · entry 4 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,370 shares Expires 2020-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:55 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 34,755 | $74.31 | $2,582,644.05 |
DisclosureSEC source: 0001127602-16-069562 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,730.774 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.24 to $74.35. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F3 · balance_after: The reporting person's end of period holdings reflect a prior transfer of shares pursuant to a domestic relations order, as well as shares acquired pursuant to dividend reinvestment. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:55 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 39,370 | $38.10 | $1,499,997.00 |
DisclosureSEC source: 0001127602-16-069562 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,485.774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2016 Filed Feb 2, 2016 20:54 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 33,652 | $0.00 Strike: $59.45 | $0.00 |
DisclosureSEC source: 0001127602-16-039036 · form4.xml · derivative · entry 6 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,652 Underlying: Common Stock · 33,652 shares Expires 2023-01-29 F6 · date: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2013. These options became exercisable on January 29, 2016 based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| January 29, 2016 Filed Feb 2, 2016 20:54 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 4,363 | $53.50 | $233,420.50 |
DisclosureSEC source: 0001127602-16-039036 · form4.xml · nonDerivative · entry 4 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,353.178 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F4 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| January 29, 2016 Filed Feb 2, 2016 20:54 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 8,410 | $53.50 | $449,935.00 |
DisclosureSEC source: 0001127602-16-039036 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,716.178 F3 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2013 and have vested based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| January 29, 2016 Filed Feb 2, 2016 20:54 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 15,278 | $53.50 | $817,373.00 |
DisclosureSEC source: 0001127602-16-039036 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,306.178 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 29, 2016 Filed Feb 2, 2016 20:54 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 34,762 | $53.50 | $1,859,767.00 |
DisclosureSEC source: 0001127602-16-039036 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,584.178 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2013 and have vested based on the Company's 2013-15 return on average equity performance. Read SEC document |
| July 30, 2015 Filed Aug 3, 2015 17:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 229,621 | $0.00 Strike: $34.84 | $0.00 |
DisclosureSEC source: 0001127602-15-023868 · form4.xml · derivative · entry 5 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 229,621 shares Expires 2019-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2015 Filed Aug 3, 2015 17:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 20,000 | $76.00 | $1,520,000.00 |
DisclosureSEC source: 0001127602-15-023868 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,629.443 F3 · shares: These shares were originally acquired from previous stock option exercises or restricted stock vestings under registered Company plans or pursuant to dividend reinvestment. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.84 to $76.18. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F4 · balance_after: The reporting person's end of period holdings reflects a prior transfer of shares pursuant to a domestic relations order. Read SEC document |
| July 30, 2015 Filed Aug 3, 2015 17:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 199,474 | $76.00 | $15,160,024.00 |
DisclosureSEC source: 0001127602-15-023868 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,629.443 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.84 to $76.18. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| July 30, 2015 Filed Aug 3, 2015 17:47 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 229,621 | $34.84 | $7,999,995.64 |
DisclosureSEC source: 0001127602-15-023868 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,103.443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2015 Filed May 29, 2015 19:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 65,000 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-15-018945 · form4.xml · derivative · entry 6 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Corp Serv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,000 shares Expires 2018-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: One half of these options became exercisable on 1/31/2011 and the other on 1/31/2012. Read SEC document |
| May 27, 2015 Filed May 29, 2015 19:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 400,000 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001127602-15-018945 · form4.xml · derivative · entry 5 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Corp Serv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400,000 shares Expires 2017-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in three equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| May 27, 2015 Filed May 29, 2015 19:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 431,913 | $80.00 | $34,553,040.00 |
DisclosureSEC source: 0001127602-15-018945 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · Group Pres., Global Corp Serv 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,322.711 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.86 to $80.17. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F3 · balance_after: The reporting person's end of period holdings reflects a prior transfer of shares pursuant to a domestic relations order. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.