Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Director · Chairman and CEO | February 01, 2026 | February 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date February 01, 2026 · Filed February 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 123,033 |
Reported balance
After 2026-02-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-01 · Grant · Acquired 123,033 · Balance 123,033 F1: Represents shares acquired pursuant to the vesting of Performance Restricted Stock Units that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment. F2: Balance reflects the prior transfer of 163,292.479 shares from the reporting person's direct holdings to the Stephen J. Squeri 2025 Master GRAT, which is exempt from Section 16 pursuant to Rule 16a-13. |
| Common StockSEC Table I · non-derivative | Direct | 60,567 |
Reported balance
After 2026-02-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-02-01 · Tax withholding · Disposed 62,466 · Balance 60,567 F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Performance Restricted Stock Units. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $173.61 · Expires 2033-02-01 | Direct | 74,129 |
Reported balance
After 2026-02-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-02-01 · Grant · Acquired 74,129 · Balance 74,129 F5: Represents the vesting of Performance Stock Options that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Trust | 129.82 |
Reported balance
Holding disclosure · report date 2026-02-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 129.82 F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
| Common StockSEC Table I · non-derivative | IndirectBy Stephen J Squeri 2025 Master GRAT | 163,292.479 |
Reported balance
Holding disclosure · report date 2026-02-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 163,292.479 F2: Balance reflects the prior transfer of 163,292.479 shares from the reporting person's direct holdings to the Stephen J. Squeri 2025 Master GRAT, which is exempt from Section 16 pursuant to Rule 16a-13. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired pursuant to the vesting of Performance Restricted Stock Units that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment.
F2: Balance reflects the prior transfer of 163,292.479 shares from the reporting person's direct holdings to the Stephen J. Squeri 2025 Master GRAT, which is exempt from Section 16 pursuant to Rule 16a-13.
F3: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Performance Restricted Stock Units.
F4: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F5: Represents the vesting of Performance Stock Options that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2022 Filed Feb 2, 2022 22:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 128,353 | $177.71 | $22,809,277.91 |
DisclosureSEC source: 0001127602-22-003011 · form4.xml · nonDerivative · entry 6 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,392 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.3050 to $178.2879. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 22:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 53,264 | $176.94 | $9,424,745.22 |
DisclosureSEC source: 0001127602-22-003011 · form4.xml · nonDerivative · entry 5 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,745 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.31 to $177.30. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 22:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 59,619 | $95.92 | $5,718,654.48 |
DisclosureSEC source: 0001127602-22-003011 · form4.xml · nonDerivative · entry 4 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2022 Filed Feb 7, 2022 23:18 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 59,619 | $0.00 Strike: $95.52 | $0.00 |
DisclosureSEC source: 0001127602-22-003604 · form4a.xml · derivative · entry 17 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,619 shares Expires 2024-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2022 Filed Feb 7, 2022 23:18 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 18,269 | $182.81 | $3,339,827.14 |
DisclosureSEC source: 0001127602-22-003604 · form4a.xml · nonDerivative · entry 10 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,445 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $182.63 to $183.0763. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 01, 2022 Filed Feb 7, 2022 23:18 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 22,757 | $182.32 | $4,148,990.24 |
DisclosureSEC source: 0001127602-22-003604 · form4a.xml · nonDerivative · entry 9 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,714 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.72 to $182.62. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 01, 2022 Filed Feb 7, 2022 23:18 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 18,593 | $181.22 | $3,369,481.10 |
DisclosureSEC source: 0001127602-22-003604 · form4a.xml · nonDerivative · entry 8 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,471 F4 · price: 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.74 to $181.71. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 01, 2022 Filed Feb 7, 2022 23:18 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 26,420 | $178.36 | $4,712,202.51 |
DisclosureSEC source: 0001127602-22-003604 · form4a.xml · nonDerivative · entry 7 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,064 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.29 to $178.49. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 01, 2022 Filed Feb 7, 2022 23:18 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 128,353 | $177.71 | $22,809,277.91 |
DisclosureSEC source: 0001127602-22-003604 · form4a.xml · nonDerivative · entry 6 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,484 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.3050 to $178.2879. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 01, 2022 Filed Feb 7, 2022 23:18 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 53,264 | $176.94 | $9,424,745.22 |
DisclosureSEC source: 0001127602-22-003604 · form4a.xml · nonDerivative · entry 5 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,837 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.31 to $177.30. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| February 01, 2022 Filed Feb 7, 2022 23:18 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 59,619 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-003604 · form4a.xml · nonDerivative · entry 4 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 02:54 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 9,092 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-002885 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,482 F3 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 175,000 | $0.00 Strike: $95.52 | $0.00 |
DisclosureSEC source: 0001127602-22-003011 · form4.xml · derivative · entry 16 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,619 Underlying: Common Stock · 175,000 shares Expires 2024-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,777 | $0.00 Strike: $83.30 | $0.00 |
DisclosureSEC source: 0001127602-22-003011 · form4.xml · derivative · entry 15 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,777 shares Expires 2025-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 26,260 | $0.00 Strike: $86.64 | $0.00 |
DisclosureSEC source: 0001127602-22-003011 · form4.xml · derivative · entry 14 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,260 shares Expires 2024-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 175,000 | $95.52 | $16,716,000.00 |
DisclosureSEC source: 0001127602-22-003011 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 6,777 | $83.30 | $564,524.10 |
DisclosureSEC source: 0001127602-22-003011 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 26,260 | $86.84 | $2,280,418.40 |
DisclosureSEC source: 0001127602-22-003011 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2022 Filed Feb 7, 2022 23:18 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 175,000 | $0.00 Strike: $95.52 | $0.00 |
DisclosureSEC source: 0001127602-22-003604 · form4a.xml · derivative · entry 16 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,619 Underlying: Common Stock · 175,000 shares Expires 2024-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2022 Filed Feb 7, 2022 23:18 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,777 | $0.00 Strike: $83.30 | $0.00 |
DisclosureSEC source: 0001127602-22-003604 · form4a.xml · derivative · entry 15 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,777 shares Expires 2025-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2022 Filed Feb 7, 2022 23:18 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 26,260 | $0.00 Strike: $86.64 | $0.00 |
DisclosureSEC source: 0001127602-22-003604 · form4a.xml · derivative · entry 14 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,260 shares Expires 2024-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2022 Filed Feb 7, 2022 23:18 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-003604 · form4a.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2022 Filed Feb 7, 2022 23:18 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 6,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-003604 · form4a.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2022 Filed Feb 7, 2022 23:18 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 26,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-003604 · form4a.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2022 Filed Feb 2, 2022 02:54 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 104,407 | $0.00 Strike: $100.96 | $0.00 |
DisclosureSEC source: 0001127602-22-002885 · form4.xml · derivative · entry 7 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,407 Underlying: Common Stock · 104,407 shares Expires 2029-01-29 F7 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| January 29, 2022 Filed Feb 2, 2022 02:54 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Disposition to issuerCommon Stock | 48,511 | $177.06 | $8,589,357.66 |
DisclosureSEC source: 0001127602-22-002885 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,537 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 29, 2022 Filed Feb 2, 2022 02:54 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 96,671 | $177.06 | $17,116,567.26 |
DisclosureSEC source: 0001127602-22-002885 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,048 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 20:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-008653 · form4.xml · nonDerivative · entry 7 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,285 F4 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 20:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 48,635 | $0.00 Strike: $77.43 | $0.00 |
DisclosureSEC source: 0001127602-21-008653 · form4.xml · derivative · entry 10 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,635 shares Expires 2027-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 20:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 21,000 | $0.00 Strike: $83.30 | $0.00 |
DisclosureSEC source: 0001127602-21-008653 · form4.xml · derivative · entry 9 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,777 Underlying: Common Stock · 21,000 shares Expires 2025-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 20:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherCommon Stock | 30,000 | $136.02 | $4,080,600.00 |
DisclosureSEC source: 0001127602-21-008653 · form4.xml · nonDerivative · entry 6 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,285 F3 · kind: On February 26, 2021, the reporting person withdrew 30,000 shares of Company common stock from a grantor retained annuity trust established for the benefit of himself and his beneficiaries. In exchange for the shares, the reporting person contributed to the trust cash and securities with a value equal to $4,080,600. The withdrawal of shares from the trust resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the trust and a corresponding increase in the number of shares the reporting person beneficially owned directly. The reporting person believes that his withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. F3 · balance_after: On February 26, 2021, the reporting person withdrew 30,000 shares of Company common stock from a grantor retained annuity trust established for the benefit of himself and his beneficiaries. In exchange for the shares, the reporting person contributed to the trust cash and securities with a value equal to $4,080,600. The withdrawal of shares from the trust resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the trust and a corresponding increase in the number of shares the reporting person beneficially owned directly. The reporting person believes that his withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 20:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherCommon Stock | 30,000 | $136.02 | $4,080,600.00 |
DisclosureSEC source: 0001127602-21-008653 · form4.xml · nonDerivative · entry 5 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by GRAT Disclosed balance after: 175,877 F3 · kind: On February 26, 2021, the reporting person withdrew 30,000 shares of Company common stock from a grantor retained annuity trust established for the benefit of himself and his beneficiaries. In exchange for the shares, the reporting person contributed to the trust cash and securities with a value equal to $4,080,600. The withdrawal of shares from the trust resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the trust and a corresponding increase in the number of shares the reporting person beneficially owned directly. The reporting person believes that his withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. F3 · balance_after: On February 26, 2021, the reporting person withdrew 30,000 shares of Company common stock from a grantor retained annuity trust established for the benefit of himself and his beneficiaries. In exchange for the shares, the reporting person contributed to the trust cash and securities with a value equal to $4,080,600. The withdrawal of shares from the trust resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the trust and a corresponding increase in the number of shares the reporting person beneficially owned directly. The reporting person believes that his withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 20:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 1,000 | $136.03 | $136,030.00 |
DisclosureSEC source: 0001127602-21-008653 · form4.xml · nonDerivative · entry 4 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,285 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.025 to $136.04, inclusive. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 20:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 68,635 | $135.57 | $9,304,846.95 |
DisclosureSEC source: 0001127602-21-008653 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,285 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.18 to $136.02, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 20:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 48,635 | $77.43 | $3,765,808.05 |
DisclosureSEC source: 0001127602-21-008653 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 20:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 21,000 | $83.30 | $1,749,300.00 |
DisclosureSEC source: 0001127602-21-008653 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:45 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 66,225 | $0.00 Strike: $97.98 | $0.00 |
DisclosureSEC source: 0001127602-21-002887 · form4.xml · derivative · entry 5 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,225 Underlying: Common Stock · 66,225 shares Expires 2028-01-26 F5 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2018. These options became exercisable on January 26, 2021. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:45 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 29,951 | $121.15 | $3,628,563.65 |
DisclosureSEC source: 0001127602-21-002887 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,285 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:45 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 61,236 | $121.15 | $7,418,741.40 |
DisclosureSEC source: 0001127602-21-002887 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,236 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2018 and have vested based on the Company's 2018-20 average return on equity performance. Read SEC document |
| October 31, 2020 Filed Nov 3, 2020 19:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 234,619 | $0.00 Strike: $95.52 | $0.00 |
DisclosureSEC source: 0001127602-20-027951 · form4.xml · derivative · entry 2 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,619 Underlying: Common Stock · 234,619 shares Expires 2024-10-31 F2 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person on October 31, 2017. These options became exercisable on October 31, 2020 based on the Company's positive cumulative net income over the three year performance period. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 23:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 48,635 | $0.00 Strike: $77.43 | $0.00 |
DisclosureSEC source: 0001127602-20-002786 · form4.xml · derivative · entry 4 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,635 Underlying: Common Stock · 48,635 shares Expires 2027-01-28 F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2017. These options became exercisable on January 28, 2020. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 23:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 23,161 | $132.45 | $3,067,674.45 |
DisclosureSEC source: 0001127602-20-002786 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,769.813 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 23:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 48,635 | $132.45 | $6,441,705.75 |
DisclosureSEC source: 0001127602-20-002786 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,930.813 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2017 and have vested based on the Company's 2017-19 average return on equity performance. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 22:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 1,574 | $119.91 | $188,738.34 |
DisclosureSEC source: 0001127602-19-034269 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,295.813 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.46 to $120.17. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 22:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 2,220 | $118.74 | $263,602.80 |
DisclosureSEC source: 0001127602-19-034269 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,869.813 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.36 to $119.26. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 22:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 11,206 | $117.53 | $1,317,041.18 |
DisclosureSEC source: 0001127602-19-034269 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,089.813 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.18 to $118.11. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 21:00 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 1,774 | $119.84 | $212,596.16 |
DisclosureSEC source: 0001127602-19-028010 · form4.xml · nonDerivative · entry 3 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,295.813 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.61 to $120.21. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 21:00 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 2,539 | $118.82 | $301,683.98 |
DisclosureSEC source: 0001127602-19-028010 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,069.813 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.52 to $119.07. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 21:00 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 10,687 | $117.96 | $1,260,638.52 |
DisclosureSEC source: 0001127602-19-028010 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,608.813 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.55 to $118.51. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 17:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 4,519 | $115.42 | $521,582.98 |
DisclosureSEC source: 0001127602-19-020836 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,295.813 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.92 to $115.81. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.