Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROCKWELL MEDICAL, INC.RMTI · Entity 7426 | Sr. VP & Chief Scientific Off. | April 26, 2020 | April 27, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROCKWELL MEDICAL, INC.
Report date April 26, 2020 · Filed April 27, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 574,700 |
Reported balance
After 2020-04-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-04-26 · Tax withholding · Disposed 1,758 · Balance 574,700 F1: Represents shares surrendered to the Issuer in satisfaction of the payment of required withholding taxes in connection with the vesting of restricted stock units. F2: Includes 11,334 shares of common stock underlying unvested restricted stock unit awards that vest based on the achievement of time-based milestones. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares surrendered to the Issuer in satisfaction of the payment of required withholding taxes in connection with the vesting of restricted stock units.
F2: Includes 11,334 shares of common stock underlying unvested restricted stock unit awards that vest based on the achievement of time-based milestones.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 26, 2020 Filed Apr 27, 2020 18:37 UTC | ROCKWELL MEDICAL, INC. RMTI · Entity 7426 | Tax withholdingCommon Stock | 1,758 | $2.27 | $3,990.66 |
DisclosureSEC source: 0001628280-20-005497 · wf-form4_158801263545010.xml · nonDerivative · entry 1 Gupta Ajay · CIK 0001466676 · Sr. VP & Chief Scientific Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 574,700 F1 · kind: Represents shares surrendered to the Issuer in satisfaction of the payment of required withholding taxes in connection with the vesting of restricted stock units. F2 · balance_after: Includes 11,334 shares of common stock underlying unvested restricted stock unit awards that vest based on the achievement of time-based milestones. Read SEC document |
| October 07, 2019 Filed Oct 15, 2019 21:00 UTC | ROCKWELL MEDICAL, INC. RMTI · Entity 7426 | Tax withholdingCommon Stock | 31,491 | $2.53 | $79,672.23 |
DisclosureSEC source: 0001104659-19-054199 · a4.xml · nonDerivative · entry 1 Gupta Ajay · CIK 0001466676 · Sr. VP & Chief Scientific Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576,458 F1 · kind: Represents shares surrendered to the Issuer in satisfaction of the payment of required withholding taxes in connection with the vesting of restricted stock units. F2 · balance_after: Includes 17,000 shares of common stock underlying unvested restricted stock unit awards. Read SEC document |
| April 25, 2019 Filed Apr 30, 2019 20:31 UTC | ROCKWELL MEDICAL, INC. RMTI · Entity 7426 | GrantStock Option (Right to Buy) · Derivative | 28,000 | $0.00 Strike: $4.81 | $0.00 |
DisclosureSEC source: 0001104659-19-025343 · a4.xml · derivative · entry 2 Gupta Ajay · CIK 0001466676 · Sr. VP & Chief Scientific Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 28,000 shares Expires 2029-04-25 F2 · derivative.exercise_date: Stock options vest in three equal installments on the first, second and third anniversaries of April 25, 2019, subject to the Reporting Person's continued employment with the Issuer. Read SEC document |
| April 25, 2019 Filed Apr 30, 2019 20:31 UTC | ROCKWELL MEDICAL, INC. RMTI · Entity 7426 | GrantCommon Stock | 17,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-025343 · a4.xml · nonDerivative · entry 1 Gupta Ajay · CIK 0001466676 · Sr. VP & Chief Scientific Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,949 F1 · kind: Restricted stock units vest in three equal installments on the first, second and third anniversaries of April 25, 2019, subject to the Reporting Person's continued employment with the Issuer. F1 · shares: Restricted stock units vest in three equal installments on the first, second and third anniversaries of April 25, 2019, subject to the Reporting Person's continued employment with the Issuer. Read SEC document |
| October 07, 2018 Filed Oct 12, 2018 20:54 UTC | ROCKWELL MEDICAL, INC. RMTI · Entity 7426 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-061831 · a4.xml · nonDerivative · entry 1 Gupta Ajay · CIK 0001466676 · Sr. VP & Chief Scientific Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,949 F1 · shares: Restricted stock grant. Restrictions lapse as to all of the shares on October 7, 2019, subject to the Reporting Person's continued employment with the Issuer. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 20:56 UTC | ROCKWELL MEDICAL, INC. RMTI · Entity 7426 | Tax withholdingCommon Stock | 69,218 | $7.20 | $498,369.60 |
DisclosureSEC source: 0001209191-17-041695 · doc4.xml · nonDerivative · entry 1 Gupta Ajay · CIK 0001466676 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,949 F1 · shares: Shares surrendered to Company in order to satisfy withholding tax obligations. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 22:40 UTC | ROCKWELL MEDICAL, INC. RMTI · Entity 7426 | GrantCommon Stock | 68,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022662 · doc4.xml · nonDerivative · entry 1 Gupta Ajay · CIK 0001466676 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,167 F1 · shares: Performance-based stock grant. This grant vests upon the earliest to occur of any of the following (a) reported net sales of the company in any four consecutive calendar quarters equals or exceeds $100,000,000, (b) the market capitalization of the company is greater than $600,000,000 for ten consecutive trading days, or (c) one year following the date the Centers for Medicare & Medicaid Services assign the company transitional add on reimbursement payment status for the drug product, Triferic. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.