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person · Reporting owner

Appling Michael JR

Disclosed activity across 1 company

Tapewire entity
149649
SEC CIK
0001414205

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Main Street Capital CORPMAIN · Entity 2159DirectorApril 15, 2020April 27, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Main Street Capital CORP

Report date April 15, 2020 · Filed April 27, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect138,844.1371 Reported balance After 2020-04-15 transaction · row 1
1 source row

Row 1 · 2020-04-15 · Other · Acquired 157.679 · Balance 138,844.1371

F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 16, 2018 Filed Apr 25, 2018 16:45 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 65.99 $37.30 $2,461.43
Disclosure

SEC source: 0001209191-18-026096 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,121.004

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 16:45 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 528.0975 $37.14 $19,612.96
Disclosure

SEC source: 0001209191-18-026096 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,055.014

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 16, 2018 Filed Apr 25, 2018 16:45 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 47.3524 $37.00 $1,752.04
Disclosure

SEC source: 0001209191-18-026096 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,526.9165

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2018 Filed Mar 21, 2018 16:43 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 66.597 $36.77 $2,448.77
Disclosure

SEC source: 0001209191-18-021097 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,479.5641

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2018 Filed Mar 21, 2018 16:43 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 526.4805 $37.06 $19,512.95
Disclosure

SEC source: 0001209191-18-021097 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,412.9671

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2018 Filed Mar 21, 2018 16:43 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 47.0472 $37.05 $1,743.10
Disclosure

SEC source: 0001209191-18-021097 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,886.4866

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2018 Filed Feb 26, 2018 17:25 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 65.916 $36.96 $2,436.26
Disclosure

SEC source: 0001209191-18-013462 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,839.4393

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2018 Filed Feb 26, 2018 17:25 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 523.5538 $37.08 $19,413.43
Disclosure

SEC source: 0001209191-18-013462 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,773.5233

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2018 Filed Feb 26, 2018 17:25 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 46.5323 $37.27 $1,734.26
Disclosure

SEC source: 0001209191-18-013462 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,249.9695

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 17:11 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 62.516 $38.78 $2,424.37
Disclosure

SEC source: 0001209191-18-005180 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,203.4372

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 17:11 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 503.9626 $38.33 $19,317.69
Disclosure

SEC source: 0001209191-18-005180 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,140.9212

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 12, 2018 Filed Jan 24, 2018 17:11 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 45.2692 $38.12 $1,725.66
Disclosure

SEC source: 0001209191-18-005180 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,636.9586

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2017 Filed Jan 5, 2018 16:48 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 86.481 $40.30 $3,485.18
Disclosure

SEC source: 0001209191-18-002478 · doc4.xml · nonDerivative · entry 6

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,591.6894

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2017 Filed Jan 5, 2018 16:48 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 689.7716 $40.26 $27,770.14
Disclosure

SEC source: 0001209191-18-002478 · doc4.xml · nonDerivative · entry 5

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,505.2084

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2017 Filed Jan 5, 2018 16:48 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 61.7397 $40.18 $2,480.70
Disclosure

SEC source: 0001209191-18-002478 · doc4.xml · nonDerivative · entry 4

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,815.4368

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2017 Filed Jan 5, 2018 16:48 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 58.888 $40.70 $2,396.74
Disclosure

SEC source: 0001209191-18-002478 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,753.6971

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2017 Filed Jan 5, 2018 16:48 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 470.7791 $40.57 $19,097.20
Disclosure

SEC source: 0001209191-18-002478 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,694.8091

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2017 Filed Jan 5, 2018 16:48 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 42.07 $40.55 $1,705.94
Disclosure

SEC source: 0001209191-18-002478 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,224.03

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2017 Filed Nov 29, 2017 17:08 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 59.092 $40.37 $2,385.54
Disclosure

SEC source: 0001209191-17-062870 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,181.96

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2017 Filed Nov 29, 2017 17:08 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 471.3097 $40.33 $19,007.64
Disclosure

SEC source: 0001209191-17-062870 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,122.868

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2017 Filed Nov 29, 2017 17:08 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 41.7201 $40.70 $1,698.01
Disclosure

SEC source: 0001209191-17-062870 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,651.5583

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 16, 2017 Filed Oct 26, 2017 17:00 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 59.106 $40.17 $2,374.29
Disclosure

SEC source: 0001209191-17-058035 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,609.8382

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 16, 2017 Filed Oct 26, 2017 17:00 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 472.9483 $40.00 $18,917.79
Disclosure

SEC source: 0001209191-17-058035 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,550.7322

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 16, 2017 Filed Oct 26, 2017 17:00 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 42.3443 $39.91 $1,689.96
Disclosure

SEC source: 0001209191-17-058035 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,077.7839

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2017 Filed Sep 26, 2017 16:35 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 57.601 $39.95 $2,301.16
Disclosure

SEC source: 0001209191-17-053978 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,035.4396

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2017 Filed Sep 26, 2017 16:35 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 458.5152 $39.99 $18,335.15
Disclosure

SEC source: 0001209191-17-053978 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,977.8386

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2017 Filed Sep 26, 2017 16:35 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 40.938 $40.01 $1,637.93
Disclosure

SEC source: 0001209191-17-053978 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,519.3234

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 16:31 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 56.868 $40.28 $2,290.64
Disclosure

SEC source: 0001209191-17-050123 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,478.3854

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 16:31 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 453.1886 $40.27 $18,251.26
Disclosure

SEC source: 0001209191-17-050123 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,421.5174

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2017 Filed Aug 24, 2017 16:31 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 40.487 $40.27 $1,630.41
Disclosure

SEC source: 0001209191-17-050123 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,968.3288

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 14, 2017 Filed Jul 21, 2017 16:16 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 58.938 $38.68 $2,279.72
Disclosure

SEC source: 0001209191-17-045938 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,927.8418

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 14, 2017 Filed Jul 21, 2017 16:16 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 469.97 $38.65 $18,164.34
Disclosure

SEC source: 0001209191-17-045938 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,868.9038

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 14, 2017 Filed Jul 21, 2017 16:16 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 42.06 $38.58 $1,622.67
Disclosure

SEC source: 0001209191-17-045938 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,398.9338

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 26, 2017 Filed Jun 30, 2017 16:09 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 86.438 $38.93 $3,365.03
Disclosure

SEC source: 0001209191-17-042501 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,356.8738

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 26, 2017 Filed Jun 30, 2017 16:09 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 687.9915 $38.97 $26,811.85
Disclosure

SEC source: 0001209191-17-042501 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,270.4358

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 26, 2017 Filed Jun 30, 2017 16:09 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 61.649 $38.85 $2,395.06
Disclosure

SEC source: 0001209191-17-042501 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,582.4443

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 16:32 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 57.653 $39.08 $2,253.08
Disclosure

SEC source: 0001209191-17-041393 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,520.7953

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 16:32 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 460.017 $39.02 $17,951.93
Disclosure

SEC source: 0001209191-17-041393 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,463.1423

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2017 Filed Jun 22, 2017 16:32 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 41.15 $38.97 $1,603.62
Disclosure

SEC source: 0001209191-17-041393 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,003.1253

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2017 Filed May 23, 2017 16:33 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 50.211 $38.49 $1,932.62
Disclosure

SEC source: 0001209191-17-034629 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,961.9753

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2017 Filed May 23, 2017 16:33 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 461.9838 $38.67 $17,866.48
Disclosure

SEC source: 0001209191-17-034629 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,911.7643

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2017 Filed May 23, 2017 16:33 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 37.998 $38.40 $1,459.12
Disclosure

SEC source: 0001209191-17-034629 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,449.7805

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 02, 2017 Filed May 3, 2017 18:12 UTC Main Street Capital CORP MAIN · Entity 2159 GrantCommon Stock 743 $40.36 $29,987.48
Disclosure

SEC source: 0001209191-17-029758 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,411.7825

F2 · kind: Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan.

Read SEC document
May 01, 2017 Filed May 3, 2017 18:12 UTC Main Street Capital CORP MAIN · Entity 2159 GrantCommon Stock 1,682.033 $40.13 $67,499.98
Disclosure

SEC source: 0001209191-17-029758 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,668.7825

F1 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan.

Read SEC document
April 13, 2017 Filed Apr 21, 2017 16:33 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 49.906 $38.54 $1,923.38
Disclosure

SEC source: 0001209191-17-027838 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,986.7495

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 13, 2017 Filed Apr 21, 2017 16:33 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 457.7479 $38.85 $17,781.81
Disclosure

SEC source: 0001209191-17-027838 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,936.8435

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 13, 2017 Filed Apr 21, 2017 16:33 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 37.675 $38.54 $1,451.99
Disclosure

SEC source: 0001209191-17-027838 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,479.0956

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2017 Filed Mar 24, 2017 10:21 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 50.944 $37.57 $1,913.97
Disclosure

SEC source: 0001209191-17-022700 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,441.4206

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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March 15, 2017 Filed Mar 24, 2017 10:21 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 474.2475 $37.31 $17,694.08
Disclosure

SEC source: 0001209191-17-022700 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,390.4766

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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March 15, 2017 Filed Mar 24, 2017 10:21 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 38.938 $37.11 $1,444.99
Disclosure

SEC source: 0001209191-17-022700 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,916.2291

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.