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person · Reporting owner

Appling Michael JR

Disclosed activity across 1 company

Tapewire entity
149649
SEC CIK
0001414205

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Main Street Capital CORPMAIN · Entity 2159DirectorApril 15, 2020April 27, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Main Street Capital CORP

Report date April 15, 2020 · Filed April 27, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect138,844.1371 Reported balance After 2020-04-15 transaction · row 1
1 source row

Row 1 · 2020-04-15 · Other · Acquired 157.679 · Balance 138,844.1371

F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2020 Filed Apr 27, 2020 06:10 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 157.679 $24.78 $3,907.29
Disclosure

SEC source: 0001593968-20-001037 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,844.1371

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 13, 2020 Filed Mar 20, 2020 16:56 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 137.653 $28.18 $3,879.06
Disclosure

SEC source: 0001593968-20-000885 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,686.4581

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 14, 2020 Filed Feb 28, 2020 16:11 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 86.001 $44.90 $3,861.44
Disclosure

SEC source: 0001593968-20-000532 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,548.8051

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2020 Filed Jan 29, 2020 16:40 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 86.486 $44.57 $3,854.68
Disclosure

SEC source: 0001593968-20-000242 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,462.8041

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 26, 2019 Filed Jan 6, 2020 16:21 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 102.458 $43.68 $4,475.37
Disclosure

SEC source: 0001593968-20-000102 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,376.3181

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 11, 2019 Filed Dec 23, 2019 16:17 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 87.868 $43.30 $3,804.68
Disclosure

SEC source: 0001593968-19-002353 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,273.8601

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2019 Filed Nov 22, 2019 16:43 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 88 $43.03 $3,786.64
Disclosure

SEC source: 0001593968-19-002217 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,185.9921

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2019 Filed Oct 25, 2019 16:30 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 89.424 $42.14 $3,768.33
Disclosure

SEC source: 0001593968-19-002017 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,097.9921

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 16, 2019 Filed Sep 30, 2019 16:32 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 86.558 $43.33 $3,750.56
Disclosure

SEC source: 0001593968-19-001921 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,008.5681

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2019 Filed Aug 26, 2019 16:53 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 87.887 $42.47 $3,732.56
Disclosure

SEC source: 0001593968-19-001809 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,922.0101

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2019 Filed Jul 26, 2019 16:05 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 87.22 $42.59 $3,714.70
Disclosure

SEC source: 0001593968-19-001657 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,834.1231

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 25, 2019 Filed Jul 3, 2019 18:46 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 109.608 $41.08 $4,502.70
Disclosure

SEC source: 0001593968-19-001583 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,746.9031

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 14, 2019 Filed Jun 26, 2019 16:10 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 85.766 $41.80 $3,585.02
Disclosure

SEC source: 0001593968-19-001486 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,637.2951

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2019 Filed May 24, 2019 15:48 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 78.892 $40.64 $3,206.17
Disclosure

SEC source: 0001593968-19-001197 · primary_01.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,551.5291

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2019 Filed May 24, 2019 15:48 UTC Main Street Capital CORP MAIN · Entity 2159 GiftCommon Stock 850 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001197 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,472.6371

F1 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

Read SEC document
May 06, 2019 Filed May 8, 2019 16:31 UTC Main Street Capital CORP MAIN · Entity 2159 GrantCommon Stock 1,815.223 $39.94 $72,500.01
Disclosure

SEC source: 0001593968-19-001064 · primary_01.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,322.6371

F2 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan.

Read SEC document
May 06, 2019 Filed May 8, 2019 16:31 UTC Main Street Capital CORP MAIN · Entity 2159 GrantCommon Stock 751 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001064 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,507.4141

F1 · kind: Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan.

Read SEC document
April 15, 2019 Filed Apr 25, 2019 16:37 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 83.062 $38.40 $3,189.58
Disclosure

SEC source: 0001593968-19-000980 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,756.4141

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 15, 2019 Filed Mar 27, 2019 16:36 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 80.493 $38.44 $3,094.15
Disclosure

SEC source: 0001593968-19-000851 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,673.3521

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
February 15, 2019 Filed Mar 1, 2019 16:12 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 82.345 $37.38 $3,078.06
Disclosure

SEC source: 0001593968-19-000590 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,592.8591

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2019 Filed Jan 23, 2019 17:11 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 83.303 $36.71 $3,058.05
Disclosure

SEC source: 0001593968-19-000211 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,510.5141

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 27, 2018 Filed Jan 4, 2019 16:59 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 124.276 $34.47 $4,283.79
Disclosure

SEC source: 0001593968-19-000101 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,427.2111

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 14, 2018 Filed Dec 31, 2018 16:17 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 80.648 $37.47 $3,021.88
Disclosure

SEC source: 0001593968-18-001655 · primary_01.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,303.4181

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 14, 2018 Filed Dec 31, 2018 16:17 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 0.2612 $37.48 $9.79
Disclosure

SEC source: 0001593968-18-001655 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,222.7701

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2018 Filed Nov 28, 2018 16:17 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 78.358 $38.37 $3,006.60
Disclosure

SEC source: 0001593968-18-001491 · primary_01.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,222.5089

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2018 Filed Nov 28, 2018 16:17 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 549.8715 $38.16 $20,985.19
Disclosure

SEC source: 0001593968-18-001491 · primary_01.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,144.1509

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2018 Filed Nov 28, 2018 16:17 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 49.292 $38.12 $1,879.01
Disclosure

SEC source: 0001593968-18-001491 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,594.2794

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 14:18 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 78.655 $38.03 $2,991.25
Disclosure

SEC source: 0001593968-18-001365 · primary_01.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,544.9874

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 14:18 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 552.1747 $37.81 $20,877.50
Disclosure

SEC source: 0001593968-18-001365 · primary_01.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,466.3324

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2018 Filed Oct 29, 2018 14:18 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 49.8608 $37.49 $1,869.28
Disclosure

SEC source: 0001593968-18-001365 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,914.1577

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 14, 2018 Filed Sep 26, 2018 16:53 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 73.211 $39.62 $2,900.62
Disclosure

SEC source: 0001593968-18-001260 · primary_01.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,864.2969

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 14, 2018 Filed Sep 26, 2018 16:53 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 507.9155 $39.86 $20,245.71
Disclosure

SEC source: 0001593968-18-001260 · primary_01.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,791.0859

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 14, 2018 Filed Sep 26, 2018 16:53 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 49.4183 $39.73 $1,963.39
Disclosure

SEC source: 0001593968-18-001260 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,283.1704

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2018 Filed Aug 30, 2018 17:06 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 71.621 $40.31 $2,887.04
Disclosure

SEC source: 0001209191-18-048966 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,233.7521

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2018 Filed Aug 30, 2018 17:06 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 499.0317 $40.38 $20,150.90
Disclosure

SEC source: 0001209191-18-048966 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,162.1311

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 15, 2018 Filed Aug 30, 2018 17:06 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 48.4908 $40.30 $1,954.18
Disclosure

SEC source: 0001209191-18-048966 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,663.0994

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 16, 2018 Filed Jul 25, 2018 16:41 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 74.279 $38.63 $2,869.40
Disclosure

SEC source: 0001209191-18-043897 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,614.6086

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 16, 2018 Filed Jul 25, 2018 16:41 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 520.172 $38.55 $20,052.06
Disclosure

SEC source: 0001209191-18-043897 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,540.3296

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 16, 2018 Filed Jul 25, 2018 16:41 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 50.6264 $38.41 $1,944.56
Disclosure

SEC source: 0001209191-18-043897 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,020.1576

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 26, 2018 Filed Jul 3, 2018 16:34 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 108.497 $38.05 $4,128.31
Disclosure

SEC source: 0001209191-18-041109 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,969.5312

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 26, 2018 Filed Jul 3, 2018 16:34 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 761.4033 $37.84 $28,813.33
Disclosure

SEC source: 0001209191-18-041109 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,861.0342

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 26, 2018 Filed Jul 3, 2018 16:34 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 73.823 $37.85 $2,794.20
Disclosure

SEC source: 0001209191-18-041109 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,099.6309

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2018 Filed Jun 22, 2018 16:37 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 73.155 $38.80 $2,838.41
Disclosure

SEC source: 0001209191-18-039233 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,025.8079

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2018 Filed Jun 22, 2018 16:37 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 509.7018 $38.87 $19,810.53
Disclosure

SEC source: 0001209191-18-039233 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,952.6529

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2018 Filed Jun 22, 2018 16:37 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 49.4375 $38.86 $1,921.14
Disclosure

SEC source: 0001209191-18-039233 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,442.9511

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2018 Filed May 24, 2018 16:47 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 64.259 $38.50 $2,473.97
Disclosure

SEC source: 0001209191-18-033010 · doc4.xml · nonDerivative · entry 3

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,393.5137

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2018 Filed May 24, 2018 16:47 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 511.7912 $38.52 $19,713.28
Disclosure

SEC source: 0001209191-18-033010 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,329.2547

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2018 Filed May 24, 2018 16:47 UTC Main Street Capital CORP MAIN · Entity 2159 OtherCommon Stock 45.6464 $38.58 $1,761.04
Disclosure

SEC source: 0001209191-18-033010 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,817.4635

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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May 01, 2018 Filed May 2, 2018 17:46 UTC Main Street Capital CORP MAIN · Entity 2159 GrantCommon Stock 797 $37.66 $30,015.02
Disclosure

SEC source: 0001209191-18-027432 · doc4.xml · nonDerivative · entry 2

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,771.817

F2 · kind: Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan.

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April 30, 2018 Filed May 2, 2018 17:46 UTC Main Street Capital CORP MAIN · Entity 2159 GrantCommon Stock 1,853.813 $37.76 $69,999.98
Disclosure

SEC source: 0001209191-18-027432 · doc4.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,974.817

F1 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.