Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Main Street Capital CORPMAIN · Entity 2159 | Director | April 15, 2020 | April 27, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Main Street Capital CORP
Report date April 15, 2020 · Filed April 27, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 138,844.1371 |
Reported balance
After 2020-04-15 transaction · row 1
1 source rowRow 1 · 2020-04-15 · Other · Acquired 157.679 · Balance 138,844.1371 F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2017 Filed Feb 27, 2017 17:11 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 50.883 | $37.43 | $1,904.55 |
DisclosureSEC source: 0001209191-17-014877 · doc4.xml · nonDerivative · entry 3 Appling Michael JR · CIK 0001414205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,877.2911 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2017 Filed Feb 27, 2017 17:11 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 472.412 | $37.27 | $17,606.70 |
DisclosureSEC source: 0001209191-17-014877 · doc4.xml · nonDerivative · entry 2 Appling Michael JR · CIK 0001414205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,826.4081 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2017 Filed Feb 27, 2017 17:11 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 38.559 | $37.29 | $1,437.87 |
DisclosureSEC source: 0001209191-17-014877 · doc4.xml · nonDerivative · entry 1 Appling Michael JR · CIK 0001414205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,353.9961 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 13, 2017 Filed Jan 23, 2017 16:23 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 51.398 | $36.87 | $1,895.04 |
DisclosureSEC source: 0001209191-17-005078 · doc4.xml · nonDerivative · entry 3 Appling Michael JR · CIK 0001414205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,315.4371 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 13, 2017 Filed Jan 23, 2017 16:23 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 473.8244 | $36.97 | $17,518.99 |
DisclosureSEC source: 0001209191-17-005078 · doc4.xml · nonDerivative · entry 2 Appling Michael JR · CIK 0001414205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,264.0391 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 13, 2017 Filed Jan 23, 2017 16:23 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 38.74 | $36.93 | $1,430.67 |
DisclosureSEC source: 0001209191-17-005078 · doc4.xml · nonDerivative · entry 1 Appling Michael JR · CIK 0001414205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,790.2147 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 23, 2016 Filed Jan 3, 2017 16:29 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 74.849 | $37.36 | $2,796.36 |
DisclosureSEC source: 0001209191-17-000240 · doc4.xml · nonDerivative · entry 3 Appling Michael JR · CIK 0001414205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,751.4747 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 23, 2016 Filed Jan 3, 2017 16:29 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 693.206 | $37.29 | $25,851.18 |
DisclosureSEC source: 0001209191-17-000240 · doc4.xml · nonDerivative · entry 2 Appling Michael JR · CIK 0001414205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,676.6257 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 23, 2016 Filed Jan 3, 2017 16:29 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 56.628 | $37.28 | $2,111.09 |
DisclosureSEC source: 0001209191-17-000240 · doc4.xml · nonDerivative · entry 1 Appling Michael JR · CIK 0001414205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,983.4197 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 13, 2016 Filed Dec 21, 2016 16:16 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 51.112 | $36.62 | $1,871.72 |
DisclosureSEC source: 0001209191-16-156314 · doc4.xml · nonDerivative · entry 3 Appling Michael JR · CIK 0001414205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,926.7917 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 13, 2016 Filed Dec 21, 2016 16:16 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 469.3176 | $36.87 | $17,303.97 |
DisclosureSEC source: 0001209191-16-156314 · doc4.xml · nonDerivative · entry 2 Appling Michael JR · CIK 0001414205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,875.6797 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 13, 2016 Filed Dec 21, 2016 16:16 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 38.348 | $36.85 | $1,413.12 |
DisclosureSEC source: 0001209191-16-156314 · doc4.xml · nonDerivative · entry 1 Appling Michael JR · CIK 0001414205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,406.3621 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 15, 2016 Filed Nov 22, 2016 10:28 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 476.2663 | $36.15 | $17,215.84 |
DisclosureSEC source: 0001209191-16-151549 · doc4.xml · nonDerivative · entry 3 Appling Michael JR · CIK 0001414205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,368.0141 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 15, 2016 Filed Nov 22, 2016 10:28 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 51.329 | $36.40 | $1,868.38 |
DisclosureSEC source: 0001209191-16-151549 · doc4.xml · nonDerivative · entry 2 Appling Michael JR · CIK 0001414205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,891.7478 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 15, 2016 Filed Nov 22, 2016 10:28 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 38.625 | $36.40 | $1,405.95 |
DisclosureSEC source: 0001209191-16-151549 · doc4.xml · nonDerivative · entry 1 Appling Michael JR · CIK 0001414205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,840.4188 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 14, 2016 Filed Oct 31, 2016 17:06 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 55.137 | $33.59 | $1,852.05 |
DisclosureSEC source: 0001209191-16-147513 · doc4.xml · nonDerivative · entry 3 Appling Michael JR · CIK 0001414205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,801.7938 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 14, 2016 Filed Oct 31, 2016 17:06 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 501.717 | $34.13 | $17,123.05 |
DisclosureSEC source: 0001209191-16-147513 · doc4.xml · nonDerivative · entry 2 Appling Michael JR · CIK 0001414205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,746.6568 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 14, 2016 Filed Oct 31, 2016 17:06 UTC | Main Street Capital CORP MAIN · Entity 2159 | OtherCommon Stock | 40.937 | $34.16 | $1,398.41 |
DisclosureSEC source: 0001209191-16-147513 · doc4.xml · nonDerivative · entry 1 Appling Michael JR · CIK 0001414205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,244.9398 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 15, 2016 Filed Sep 23, 2016 16:54 UTC | Main Street Capital CORP MAIN · Entity 2159 | PurchaseCommon Stock | 52.505 | $34.14 | $1,792.52 |
DisclosureSEC source: 0001209191-16-142629 · doc4.xml · nonDerivative · entry 3 Appling Michael JR · CIK 0001414205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,204.0028 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 15, 2016 Filed Sep 23, 2016 16:54 UTC | Main Street Capital CORP MAIN · Entity 2159 | PurchaseCommon Stock | 491.5264 | $33.71 | $16,571.76 |
DisclosureSEC source: 0001209191-16-142629 · doc4.xml · nonDerivative · entry 2 Appling Michael JR · CIK 0001414205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,151.4978 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 15, 2016 Filed Sep 23, 2016 16:54 UTC | Main Street Capital CORP MAIN · Entity 2159 | PurchaseCommon Stock | 40.041 | $33.80 | $1,353.39 |
DisclosureSEC source: 0001209191-16-142629 · doc4.xml · nonDerivative · entry 1 Appling Michael JR · CIK 0001414205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,659.9714 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.