Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Happen, Inc.
Report date May 12, 2020 · Filed May 14, 2020
Section 16 reporting ended · disclosed 2020-05-14. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 25, 2018 Filed Nov 28, 2018 01:36 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 67,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034551 · form4.xml · nonDerivative · entry 1 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 21:50 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 46,642 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026411 · form4.xml · derivative · entry 5 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,986 Underlying: Common Stock · 46,642 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 21:50 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 67,084 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026411 · form4.xml · derivative · entry 4 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737,926 Underlying: Common Stock · 67,084 shares Expires 2027-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 21:50 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 56,387 | $3.84 | $216,526.08 |
DisclosureSEC source: 0001127602-18-026411 · form4.xml · nonDerivative · entry 3 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,493 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 21:50 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 46,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026411 · form4.xml · nonDerivative · entry 2 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 21:50 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 67,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026411 · form4.xml · nonDerivative · entry 1 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2018 Filed May 30, 2018 23:46 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 46,641 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019281 · form4.xml · derivative · entry 6 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 699,628 Underlying: Common Stock · 46,641 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| May 25, 2018 Filed May 30, 2018 23:46 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 67,084 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019281 · form4.xml · derivative · entry 5 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 805,010 Underlying: Common Stock · 67,084 shares Expires 2027-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| May 25, 2018 Filed May 30, 2018 23:46 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 23,125 | $3.26 | $75,387.50 |
DisclosureSEC source: 0001127602-18-019281 · form4.xml · nonDerivative · entry 4 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,154 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2018 Filed May 30, 2018 23:46 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 33,261 | $3.37 | $112,089.57 |
DisclosureSEC source: 0001127602-18-019281 · form4.xml · nonDerivative · entry 3 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,279 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2018 Filed May 30, 2018 23:46 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 46,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019281 · form4.xml · nonDerivative · entry 2 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2018 Filed May 30, 2018 23:46 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 67,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019281 · form4.xml · nonDerivative · entry 1 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 23:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 67,084 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008821 · form4.xml · derivative · entry 4 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 872,094 Underlying: Common Stock · 67,084 shares Expires 2027-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 23:35 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 34,054 | $3.35 | $114,080.90 |
DisclosureSEC source: 0001127602-18-008821 · form4.xml · nonDerivative · entry 2 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,815 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 23:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 67,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008821 · form4.xml · nonDerivative · entry 1 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,869 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 23:35 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 746,269 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008821 · form4.xml · derivative · entry 3 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 746,269 Underlying: Common Stock · 746,269 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| November 25, 2017 Filed Nov 28, 2017 22:33 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 67,084 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033381 · form4.xml · derivative · entry 3 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 939,178 Underlying: Common Stock · 67,084 shares Expires 2027-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| November 25, 2017 Filed Nov 28, 2017 22:33 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 35,005 | $4.26 | $149,121.30 |
DisclosureSEC source: 0001127602-17-033381 · form4.xml · nonDerivative · entry 2 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,785 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2017 Filed Nov 28, 2017 22:33 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 67,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033381 · form4.xml · nonDerivative · entry 1 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 28, 2017 Filed Aug 29, 2017 22:35 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 35,378 | $6.09 | $215,289.28 |
DisclosureSEC source: 0001127602-17-026670 · form4.xml · nonDerivative · entry 2 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,706 F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $6.035 to $6.17. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 22:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 67,084 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-026670 · form4.xml · derivative · entry 3 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,006,262 Underlying: Common Stock · 67,084 shares Expires 2027-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The restricted stock units vested as to 6.25% of the total shares on August 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 22:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 67,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-026670 · form4.xml · nonDerivative · entry 1 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 28, 2017 Filed May 31, 2017 22:12 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 1,073,346 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019882 · form4.xml · derivative · entry 1 ALLOCCA STEVEN · CIK 0001707149 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,073,346 Underlying: Common Stock · 1,073,346 shares Expires 2027-05-28 F1 · derivative.exercise_date: Represents the remaining unvested portion of a grant of restricted stock units under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units vested as to 6.25% of the total shares on August 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.