organization · Reporting owner
GHL Investments Ltd
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| New Mountain Guardian III BDC, L.L.C.NONE · Entity 84827 | 10% owner · See Footnotes | May 05, 2020 | May 19, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
New Mountain Guardian III BDC, L.L.C.
Report date May 05, 2020 · Filed May 19, 2020
Jointly reported with GREENWICH HOLDINGS LTD., C.K. Ltd, Fredriksen John
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Units of LLC InterestSEC Table I · non-derivative | Direct | 4,200,000 |
Reported balance
After 2020-05-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-05-05 · Purchase · Acquired 1,400,000 · Balance 4,200,000 |
| Units of LLC InterestSEC Table I · non-derivative | IndirectSee footnotes | 4,200,000 |
Reported balance
Holding disclosure · report date 2020-05-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,200,000 F1: The reported securities are directly owned by GHL Investments Limited, a Cyprus company ("GHL Investments"), a wholly-owned subsidiary of Greenwich Holdings Limited, a Cyprus company ("Greenwich Holdings"). C.K Limited, a Jersey Company, is the trustee of trusts (the "Trusts") established by John Fredriksen ("Mr. Fredriksen") for the benefit of his immediate family members, which Trusts indirectly hold all of the shares of GHL Investments and Greenwich Holdings. Greenwich Holdings, C.K. Limited and John Fredriksen may be deemed to beneficially own the Units of LLC Interest that are held by GHL Investments. F2: Mr. Fredriksen disclaims beneficial ownership of any Units of LLC Interest beneficially owned by GHL Investments and Greenwich Holdings, except to the extent of his voting and dispositive interests in such Units of LLC Interest. Mr. Fredriksen has no pecuniary interest in the Units of LLC Interest beneficially owned by GHL Investments and this report shall not be deemed an admission of beneficial ownership of the reported Units of LLC Interest by Mr. Fredriksen for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are directly owned by GHL Investments Limited, a Cyprus company ("GHL Investments"), a wholly-owned subsidiary of Greenwich Holdings Limited, a Cyprus company ("Greenwich Holdings"). C.K Limited, a Jersey Company, is the trustee of trusts (the "Trusts") established by John Fredriksen ("Mr. Fredriksen") for the benefit of his immediate family members, which Trusts indirectly hold all of the shares of GHL Investments and Greenwich Holdings. Greenwich Holdings, C.K. Limited and John Fredriksen may be deemed to beneficially own the Units of LLC Interest that are held by GHL Investments.
F2: Mr. Fredriksen disclaims beneficial ownership of any Units of LLC Interest beneficially owned by GHL Investments and Greenwich Holdings, except to the extent of his voting and dispositive interests in such Units of LLC Interest. Mr. Fredriksen has no pecuniary interest in the Units of LLC Interest beneficially owned by GHL Investments and this report shall not be deemed an admission of beneficial ownership of the reported Units of LLC Interest by Mr. Fredriksen for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2020 Filed May 19, 2020 08:39 UTC | New Mountain Guardian III BDC, L.L.C. NONE · Entity 84827 | PurchaseUnits of LLC Interest | 1,400,000 | $10.00 | $14,000,000.00 |
DisclosureSEC source: 0000919574-20-003763 · ownership.xml · nonDerivative · entry 1 GHL Investments Ltd · CIK 0001788305 · 10% owner · See Footnotes GREENWICH HOLDINGS LTD. · CIK 0001386989 · 10% owner · See Footnotes C.K. Ltd · CIK 0001731638 · 10% owner · See Footnotes Fredriksen John · CIK 0001731644 · 10% owner · See Footnotes Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,200,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.