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KAVANAUGH JAMES J

Disclosed activity across 2 companies

Tapewire entity
14900
SEC CIK
0001433640

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840Sr. VP and CFOFebruary 26, 2026February 27, 2026
T-Mobile US, Inc.TMUS · Entity 2064DirectorJune 16, 2026June 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

INTERNATIONAL BUSINESS MACHINES CORP

Report date February 26, 2026 · Filed February 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Rst. Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct10,364 Reported balance After 2026-02-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-26 · Grant · Acquired 10,364 · Balance 10,364

F1: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,591 of these units on February 26, 2027, 2,591 of these units on February 26, 2028, 2,591 of these units on February 26, 2029, and 2,591 of these units on February 26, 2030.

Emp. Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $243.22 · Expires 2036-02-25Direct41,455 Reported balance After 2026-02-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-02-26 · Grant · Acquired 41,455 · Balance 41,455

F2: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

Filing footnotes · ownership attribution and instrument terms

F1: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,591 of these units on February 26, 2027, 2,591 of these units on February 26, 2028, 2,591 of these units on February 26, 2029, and 2,591 of these units on February 26, 2030.

F2: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

T-Mobile US, Inc.

Report date June 16, 2026 · Filed June 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,461 Reported balance After 2026-06-16 transaction · row 1
1 source row

Row 1 · 2026-06-16 · Grant · Acquired 1,384 · Balance 5,461

F1: Represents restricted stock units granted under the Issuer's 2023 Incentive Award Plan; such units vest in full on June 16, 2027 (the one-year anniversary of the grant), subject to the terms of the Issuer's Director Compensation Program.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units granted under the Issuer's 2023 Incentive Award Plan; such units vest in full on June 16, 2027 (the one-year anniversary of the grant), subject to the terms of the Issuer's Director Compensation Program.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2014 Filed Feb 11, 2014 16:40 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 200 $177.03 $35,406.00
Disclosure

SEC source: 0001181431-14-006138 · rrd402013.xml · nonDerivative · entry 16

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,751.5525

Read SEC document
February 10, 2014 Filed Feb 11, 2014 16:40 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 300 $177.02 $53,106.00
Disclosure

SEC source: 0001181431-14-006138 · rrd402013.xml · nonDerivative · entry 15

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,951.5525

Read SEC document
February 10, 2014 Filed Feb 11, 2014 16:40 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 200 $177.01 $35,402.00
Disclosure

SEC source: 0001181431-14-006138 · rrd402013.xml · nonDerivative · entry 14

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,251.5525

Read SEC document
February 10, 2014 Filed Feb 11, 2014 16:40 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 300 $177.00 $53,100.00
Disclosure

SEC source: 0001181431-14-006138 · rrd402013.xml · nonDerivative · entry 13

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,451.5525

Read SEC document
February 10, 2014 Filed Feb 11, 2014 16:40 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 470 $176.99 $83,185.30
Disclosure

SEC source: 0001181431-14-006138 · rrd402013.xml · nonDerivative · entry 12

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,751.5525

Read SEC document
February 10, 2014 Filed Feb 11, 2014 16:40 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 500 $176.98 $88,490.00
Disclosure

SEC source: 0001181431-14-006138 · rrd402013.xml · nonDerivative · entry 11

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,221.5525

Read SEC document
February 10, 2014 Filed Feb 11, 2014 16:40 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 200 $176.97 $35,394.00
Disclosure

SEC source: 0001181431-14-006138 · rrd402013.xml · nonDerivative · entry 10

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,721.5525

Read SEC document
February 10, 2014 Filed Feb 11, 2014 16:40 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 900 $176.96 $159,264.00
Disclosure

SEC source: 0001181431-14-006138 · rrd402013.xml · nonDerivative · entry 9

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,921.5525

Read SEC document
February 10, 2014 Filed Feb 11, 2014 16:40 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 200 $176.96 $35,391.18
Disclosure

SEC source: 0001181431-14-006138 · rrd402013.xml · nonDerivative · entry 8

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,821.5525

Read SEC document
February 10, 2014 Filed Feb 11, 2014 16:40 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 600 $176.95 $106,170.00
Disclosure

SEC source: 0001181431-14-006138 · rrd402013.xml · nonDerivative · entry 7

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,021.5525

Read SEC document
February 10, 2014 Filed Feb 11, 2014 16:40 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 800 $176.94 $141,552.00
Disclosure

SEC source: 0001181431-14-006138 · rrd402013.xml · nonDerivative · entry 6

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,621.5525

Read SEC document
February 10, 2014 Filed Feb 11, 2014 16:40 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 100 $176.93 $17,693.00
Disclosure

SEC source: 0001181431-14-006138 · rrd402013.xml · nonDerivative · entry 5

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,421.5525

Read SEC document
February 10, 2014 Filed Feb 11, 2014 16:40 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 100 $176.92 $17,692.00
Disclosure

SEC source: 0001181431-14-006138 · rrd402013.xml · nonDerivative · entry 4

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,521.5525

Read SEC document
February 10, 2014 Filed Feb 11, 2014 16:40 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 180 $176.91 $31,843.80
Disclosure

SEC source: 0001181431-14-006138 · rrd402013.xml · nonDerivative · entry 3

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,621.5525

Read SEC document
February 10, 2014 Filed Feb 11, 2014 16:40 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 100 $176.90 $17,690.00
Disclosure

SEC source: 0001181431-14-006138 · rrd402013.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,801.5525

Read SEC document
February 10, 2014 Filed Feb 11, 2014 16:40 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 100 $176.88 $17,688.00
Disclosure

SEC source: 0001181431-14-006138 · rrd402013.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,901.5525

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:45 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 20 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-005793 · rrd401798.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,695

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:17 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Tax withholdingCommon Stock 4,348 $176.59 $767,791.58
Disclosure

SEC source: 0001181431-14-004823 · rrd401211.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000.5887

Read SEC document
February 01, 2014 Filed Feb 4, 2014 01:17 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantCommon Stock 9,998 $0.00 $0.00
Disclosure

SEC source: 0001181431-14-004823 · rrd401211.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,348.5887

F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown.

Read SEC document
January 31, 2014 Filed Feb 4, 2014 01:17 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 9 $176.68 Strike: $0.00 $1,590.12
Disclosure

SEC source: 0001181431-14-004823 · rrd401211.xml · derivative · entry 3

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,675

Underlying: Common Stock · 9 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F3 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
January 15, 2014 Filed Jan 16, 2014 15:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 8 $187.74 Strike: $0.00 $1,501.92
Disclosure

SEC source: 0001181431-14-002591 · rrd399994.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,668

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
January 02, 2014 Filed Jan 3, 2014 16:50 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantRst. Stock Unit · Derivative 8,772 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-000499 · rrd398985.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,772

Underlying: Common Stock · 8,772 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 01/02/2019.

F1 · kind: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 01/02/2019.

F1 · derivative.exercise_date: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 01/02/2019.

F1 · derivative.expiration_date: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 01/02/2019.

Read SEC document
December 31, 2013 Filed Jan 2, 2014 16:34 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 61 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-14-000041 · rrd398703.xml · derivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,660

Underlying: Common Stock · 61 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
December 31, 2013 Filed Jan 2, 2014 16:34 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 8 $187.57 Strike: $0.00 $1,500.56
Disclosure

SEC source: 0001181431-14-000041 · rrd398703.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,599

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
December 17, 2013 Filed Dec 18, 2013 16:40 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantRst. Stock Unit · Derivative 7,937 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-13-063282 · rrd397808.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,937

Underlying: Common Stock · 7,937 shares

Expires not disclosed

F1 · derivative.exercise_price: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 12/17/2017.

F1 · kind: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 12/17/2017.

F1 · derivative.exercise_date: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 12/17/2017.

F1 · derivative.expiration_date: These units (retention restricted stock units) are payable in cash or the company's common stock upon the lapse of the restrictions on 12/17/2017.

Read SEC document
December 13, 2013 Filed Dec 16, 2013 16:24 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 9 $172.80 Strike: $0.00 $1,555.20
Disclosure

SEC source: 0001181431-13-062807 · rrd397440.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,593

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 29, 2013 Filed Dec 2, 2013 17:24 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPhantom Stock Unit · Derivative 9 $179.68 Strike: $0.00 $1,617.12
Disclosure

SEC source: 0001181431-13-061034 · rrd396440.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,584

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionEmp. Stock Option (right to buy) · Derivative 16,087 $0.00 Strike: $105.96 $0.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · derivative · entry 21

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,087 shares

Expires 2014-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 100 $184.74 $18,474.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 20

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,856.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 587 $184.73 $108,436.51
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 19

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,956.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 213 $184.72 $39,345.36
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 18

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,543.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 200 $184.71 $36,942.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 17

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,756.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 400 $184.69 $73,876.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 16

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,956.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 1,100 $184.68 $203,148.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 15

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,356.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 1,300 $184.60 $239,980.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 14

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,456.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 599 $184.59 $110,569.41
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 13

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,756.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 200 $184.57 $36,914.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 12

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,355.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 100 $184.56 $18,456.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 11

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,555.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 1,000 $184.49 $184,490.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 10

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,655.7135

Read SEC document
November 18, 2013 Filed Nov 19, 2013 19:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 200 $184.48 $36,896.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 9

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,655.7135

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November 18, 2013 Filed Nov 19, 2013 19:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 200 $184.47 $36,894.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 8

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,855.7135

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November 18, 2013 Filed Nov 19, 2013 19:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 100 $184.46 $18,446.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 7

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,055.7135

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November 18, 2013 Filed Nov 19, 2013 19:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 470 $184.45 $86,691.50
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 6

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,155.7135

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November 18, 2013 Filed Nov 19, 2013 19:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 500 $184.44 $92,220.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 5

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,625.7135

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November 18, 2013 Filed Nov 19, 2013 19:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 100 $184.40 $18,440.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 4

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,125.7135

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November 18, 2013 Filed Nov 19, 2013 19:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 92 $184.37 $16,962.04
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 3

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,225.7135

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November 18, 2013 Filed Nov 19, 2013 19:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 100 $184.36 $18,436.00
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 2

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,317.7135

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November 18, 2013 Filed Nov 19, 2013 19:27 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 Exercise / conversionCommon Stock 16,087 $105.96 $1,704,578.52
Disclosure

SEC source: 0001181431-13-059589 · rrd395764.xml · nonDerivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,417.7135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 18, 2013 Filed Nov 19, 2013 19:28 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 100 $184.91 $18,491.00
Disclosure

SEC source: 0001181431-13-059591 · rrd395765.xml · nonDerivative · entry 14

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,330.7135

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November 18, 2013 Filed Nov 19, 2013 19:28 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 SaleCommon Stock 900 $184.90 $166,410.00
Disclosure

SEC source: 0001181431-13-059591 · rrd395765.xml · nonDerivative · entry 13

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,430.7135

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.