Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Sr. VP and CFO | February 26, 2026 | February 27, 2026 |
| T-Mobile US, Inc.TMUS · Entity 2064 | Director | June 16, 2026 | June 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date February 26, 2026 · Filed February 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Rst. Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 10,364 |
Reported balance
After 2026-02-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-26 · Grant · Acquired 10,364 · Balance 10,364 F1: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,591 of these units on February 26, 2027, 2,591 of these units on February 26, 2028, 2,591 of these units on February 26, 2029, and 2,591 of these units on February 26, 2030. |
| Emp. Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $243.22 · Expires 2036-02-25 | Direct | 41,455 |
Reported balance
After 2026-02-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-26 · Grant · Acquired 41,455 · Balance 41,455 F2: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,591 of these units on February 26, 2027, 2,591 of these units on February 26, 2028, 2,591 of these units on February 26, 2029, and 2,591 of these units on February 26, 2030.
F2: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.
T-Mobile US, Inc.
Report date June 16, 2026 · Filed June 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,461 |
Reported balance
After 2026-06-16 transaction · row 1
1 source rowRow 1 · 2026-06-16 · Grant · Acquired 1,384 · Balance 5,461 F1: Represents restricted stock units granted under the Issuer's 2023 Incentive Award Plan; such units vest in full on June 16, 2027 (the one-year anniversary of the grant), subject to the terms of the Issuer's Director Compensation Program. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted under the Issuer's 2023 Incentive Award Plan; such units vest in full on June 16, 2027 (the one-year anniversary of the grant), subject to the terms of the Issuer's Director Compensation Program.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2015 Filed Feb 17, 2015 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 7 | $160.40 Strike: $0.00 | $1,122.80 |
DisclosureSEC source: 0001181431-15-002576 · rrd422437.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,897 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 06, 2015 Filed Feb 9, 2015 20:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 28 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-002143 · rrd422215.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,892 Underlying: Common Stock · 28 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2015 Filed Feb 3, 2015 21:33 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,500 | $154.14 | $385,350.00 |
DisclosureSEC source: 0001181431-15-001828 · rrd422033.xml · nonDerivative · entry 2 KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,790.5847 Read SEC document |
| February 01, 2015 Filed Feb 3, 2015 21:33 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 6,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-001828 · rrd422033.xml · nonDerivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,290.5847 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2012-2014) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| January 30, 2015 Filed Feb 2, 2015 16:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $153.31 Strike: $0.00 | $766.55 |
DisclosureSEC source: 0001181431-15-001717 · rrd421920.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,865 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| January 15, 2015 Filed Jan 16, 2015 15:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $154.57 Strike: $0.00 | $772.85 |
DisclosureSEC source: 0001181431-15-000972 · rrd421481.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,862 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| December 31, 2014 Filed Jan 2, 2015 18:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 19 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-000018 · rrd420952.xml · derivative · entry 2 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,858 Underlying: Common Stock · 19 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| December 31, 2014 Filed Jan 2, 2015 18:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $160.44 Strike: $0.00 | $641.76 |
DisclosureSEC source: 0001181431-15-000018 · rrd420952.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,839 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| December 15, 2014 Filed Dec 16, 2014 21:57 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $153.06 Strike: $0.00 | $765.30 |
DisclosureSEC source: 0001181431-14-038973 · rrd420448.xml · derivative · entry 4 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,836 Underlying: Common Stock · 5 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F4 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F5 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F5 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| December 15, 2014 Filed Dec 16, 2014 21:57 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 8,772 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-038973 · rrd420448.xml · derivative · entry 3 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| December 15, 2014 Filed Dec 16, 2014 21:57 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 4,524 | $154.80 | $700,312.94 |
DisclosureSEC source: 0001181431-14-038973 · rrd420448.xml · nonDerivative · entry 2 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,617.4026 Read SEC document |
| December 15, 2014 Filed Dec 16, 2014 21:57 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 8,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-038973 · rrd420448.xml · nonDerivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,141.4026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2014 Filed Dec 1, 2014 15:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $162.17 Strike: $0.00 | $648.68 |
DisclosureSEC source: 0001181431-14-037488 · rrd419530.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,831 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| November 14, 2014 Filed Nov 17, 2014 15:44 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $164.16 Strike: $0.00 | $656.64 |
DisclosureSEC source: 0001181431-14-036474 · rrd419009.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,827 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| November 06, 2014 Filed Nov 7, 2014 16:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 26 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-035883 · rrd418560.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,824 Underlying: Common Stock · 26 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| October 31, 2014 Filed Nov 3, 2014 16:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $164.40 Strike: $0.00 | $657.60 |
DisclosureSEC source: 0001181431-14-035191 · rrd418180.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,798 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| October 15, 2014 Filed Oct 16, 2014 15:33 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $181.75 Strike: $0.00 | $727.00 |
DisclosureSEC source: 0001181431-14-034347 · rrd417674.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,792 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| September 30, 2014 Filed Oct 1, 2014 18:57 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $189.83 Strike: $0.00 | $759.32 |
DisclosureSEC source: 0001181431-14-032918 · rrd416944.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,789 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| September 15, 2014 Filed Sep 16, 2014 17:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $191.81 Strike: $0.00 | $767.24 |
DisclosureSEC source: 0001181431-14-032031 · rrd416284.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,785 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 29, 2014 Filed Sep 2, 2014 13:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $192.30 Strike: $0.00 | $769.20 |
DisclosureSEC source: 0001181431-14-030593 · rrd415394.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,782 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 21, 2014 Filed Aug 22, 2014 18:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 794 | $0.00 Strike: $92.12 | $0.00 |
DisclosureSEC source: 0001181431-14-029937 · rrd415047.xml · derivative · entry 13 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 794 shares Expires 2015-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in one installment on the date shown above. Read SEC document |
| August 21, 2014 Filed Aug 22, 2014 18:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 8,560 | $0.00 Strike: $101.33 | $0.00 |
DisclosureSEC source: 0001181431-14-029937 · rrd415047.xml · derivative · entry 12 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,560 shares Expires 2015-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| August 21, 2014 Filed Aug 22, 2014 18:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $191.87 | $115,122.00 |
DisclosureSEC source: 0001181431-14-029937 · rrd415047.xml · nonDerivative · entry 11 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,368.0026 Read SEC document |
| August 21, 2014 Filed Aug 22, 2014 18:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $191.86 | $57,558.00 |
DisclosureSEC source: 0001181431-14-029937 · rrd415047.xml · nonDerivative · entry 10 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,968.0026 Read SEC document |
| August 21, 2014 Filed Aug 22, 2014 18:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $191.85 | $38,370.00 |
DisclosureSEC source: 0001181431-14-029937 · rrd415047.xml · nonDerivative · entry 9 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,268.0026 Read SEC document |
| August 21, 2014 Filed Aug 22, 2014 18:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 4,500 | $191.84 | $863,295.75 |
DisclosureSEC source: 0001181431-14-029937 · rrd415047.xml · nonDerivative · entry 8 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,468.0026 Read SEC document |
| August 21, 2014 Filed Aug 22, 2014 18:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $191.84 | $95,920.00 |
DisclosureSEC source: 0001181431-14-029937 · rrd415047.xml · nonDerivative · entry 7 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,968.0026 Read SEC document |
| August 21, 2014 Filed Aug 22, 2014 18:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 550 | $191.83 | $105,506.50 |
DisclosureSEC source: 0001181431-14-029937 · rrd415047.xml · nonDerivative · entry 6 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,468.0026 Read SEC document |
| August 21, 2014 Filed Aug 22, 2014 18:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,600 | $191.82 | $306,912.00 |
DisclosureSEC source: 0001181431-14-029937 · rrd415047.xml · nonDerivative · entry 5 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,018.0026 Read SEC document |
| August 21, 2014 Filed Aug 22, 2014 18:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 904 | $191.81 | $173,396.24 |
DisclosureSEC source: 0001181431-14-029937 · rrd415047.xml · nonDerivative · entry 4 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,618.0026 Read SEC document |
| August 21, 2014 Filed Aug 22, 2014 18:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $191.80 | $38,360.00 |
DisclosureSEC source: 0001181431-14-029937 · rrd415047.xml · nonDerivative · entry 3 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,522.0026 Read SEC document |
| August 21, 2014 Filed Aug 22, 2014 18:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 8,560 | $101.33 | $867,384.80 |
DisclosureSEC source: 0001181431-14-029937 · rrd415047.xml · nonDerivative · entry 2 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,722.0026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2014 Filed Aug 22, 2014 18:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 794 | $92.12 | $73,143.28 |
DisclosureSEC source: 0001181431-14-029937 · rrd415047.xml · nonDerivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,162.0026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2014 Filed Aug 18, 2014 18:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $187.38 Strike: $0.00 | $749.52 |
DisclosureSEC source: 0001181431-14-029439 · rrd414759.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,779 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 06, 2014 Filed Aug 8, 2014 19:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-028687 · rrd414372.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,776 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| July 31, 2014 Filed Aug 1, 2014 15:33 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $191.67 Strike: $0.00 | $766.68 |
DisclosureSEC source: 0001181431-14-027979 · rrd413942.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,754 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| July 15, 2014 Filed Jul 16, 2014 15:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $188.49 Strike: $0.00 | $753.96 |
DisclosureSEC source: 0001181431-14-026762 · rrd413218.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 30, 2014 Filed Jul 1, 2014 22:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $181.27 Strike: $0.00 | $725.08 |
DisclosureSEC source: 0001181431-14-025549 · rrd412565.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,747 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 13, 2014 Filed Jun 16, 2014 15:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $182.56 Strike: $0.00 | $730.24 |
DisclosureSEC source: 0001181431-14-024010 · rrd411773.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,744 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 30, 2014 Filed Jun 2, 2014 14:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $184.36 Strike: $0.00 | $737.44 |
DisclosureSEC source: 0001181431-14-021998 · rrd410738.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,741 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 15, 2014 Filed May 16, 2014 17:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $186.46 Strike: $0.00 | $745.84 |
DisclosureSEC source: 0001181431-14-019892 · rrd409646.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,737 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 07, 2014 Filed May 8, 2014 17:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 22 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-018467 · rrd408869.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,733 Underlying: Common Stock · 22 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| April 30, 2014 Filed May 1, 2014 18:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $196.47 Strike: $0.00 | $785.88 |
DisclosureSEC source: 0001181431-14-017438 · rrd408315.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,712 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| April 15, 2014 Filed Apr 16, 2014 20:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $197.02 Strike: $0.00 | $788.08 |
DisclosureSEC source: 0001181431-14-016303 · rrd407516.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,709 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| March 31, 2014 Filed Apr 1, 2014 17:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $192.49 Strike: $0.00 | $769.96 |
DisclosureSEC source: 0001181431-14-014651 · rrd406687.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,706 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| March 14, 2014 Filed Mar 17, 2014 16:33 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $182.21 Strike: $0.00 | $728.84 |
DisclosureSEC source: 0001181431-14-012943 · rrd405731.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,704 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 28, 2014 Filed Mar 3, 2014 15:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $185.17 Strike: $0.00 | $740.68 |
DisclosureSEC source: 0001181431-14-010030 · rrd404239.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,700 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 14, 2014 Filed Feb 18, 2014 15:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $183.69 Strike: $0.00 | $734.76 |
DisclosureSEC source: 0001181431-14-007259 · rrd402669.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,697 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 10, 2014 Filed Feb 11, 2014 16:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $177.05 | $35,410.00 |
DisclosureSEC source: 0001181431-14-006138 · rrd402013.xml · nonDerivative · entry 18 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,351.5525 Read SEC document |
| February 10, 2014 Filed Feb 11, 2014 16:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $177.04 | $35,408.00 |
DisclosureSEC source: 0001181431-14-006138 · rrd402013.xml · nonDerivative · entry 17 KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,551.5525 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.