TapewireFind a company

organization · Reporting owner

TCV VII LP

Disclosed activity across 3 companies

Tapewire entity
149006
SEC CIK
0001420295

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2020-05-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectTCV VII, L.P.0 Reported balance After 2020-05-22 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-05-22 · Sale · Disposed 3,673,816 · Balance 0

F1: These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectTCV VII (A), L.P.0 Reported balance After 2020-05-22 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2020-05-22 · Sale · Disposed 1,907,898 · Balance 0

F2: These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectTCV Member Fund, L.P.0 Reported balance After 2020-05-22 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2020-05-22 · Sale · Disposed 34,737 · Balance 0

F3: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectHoag Family Trust U/A Dtd 8/2/94268,649 Reported balance Holding disclosure · report date 2020-05-22 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 268,649

F4: Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectHamilton Investments Limited Partnership268,649 Reported balance Holding disclosure · report date 2020-05-22 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 268,649

F5: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectReynolds Family Trust129,299 Reported balance Holding disclosure · report date 2020-05-22 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 129,299

F6: Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectGoose Rocks Beach Partners, L.P.371,292 Reported balance Holding disclosure · report date 2020-05-22 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 371,292

F7: Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectMarshall Carroll 2000 Trust35,223 Reported balance Holding disclosure · report date 2020-05-22 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 35,223

F8: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectMarshall Partners1,264 Reported balance Holding disclosure · report date 2020-05-22 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 1,264

F9: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectTen 271 Partners B26,195 Reported balance Holding disclosure · report date 2020-05-22 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 26,195

F10: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein

Common StockSEC Table I · non-derivativeIndirectTCV VII Management, L.L.C.9,872 Reported balance Holding disclosure · report date 2020-05-22 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 9,872

F11: Restricted stock units ("RSUs") held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are directly held by TCV VII, L.P. ("TCV VII"). Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F2: These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F3: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F4: Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F5: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F6: Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F7: Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F8: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F9: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F10: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein

F11: Restricted stock units ("RSUs") held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, and Robert W. Trudeau (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein.

Section 16 reporting ended · disclosed 2017-05-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectTCV VII, L.P.0 Last balance in matching sequence After 2017-05-10 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2017-05-10 · Conversion · Acquired 2,040,528 · Balance 2,040,528

F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.

F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Row 2 · 2017-05-10 · Sale · Disposed 2,040,528 · Balance 0

F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share.

F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectTCV VII (A), L.P.3,297,707 Reported balance After 2017-05-10 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2017-05-10 · Sale · Disposed 1,551,300 · Balance 3,297,707

F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share.

F4: These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectTCV Member Fund, L.P.0 Last balance in matching sequence After 2017-05-10 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 4 · 2017-05-10 · Conversion · Acquired 17,683 · Balance 17,683

F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.

F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Row 5 · 2017-05-10 · Sale · Disposed 17,683 · Balance 0

F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share.

F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Units of Desert Newco, LLCSEC Table II · derivative / convertible securityIndirectTCV VII, L.P.7,296,632 Reported balance After 2017-05-10 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-05-10 · Conversion · Disposed 2,040,528 · Balance 7,296,632

F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire.

F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.

F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Units of Desert Newco, LLCSEC Table II · derivative / convertible securityIndirectTCV VII, L.P.6,350,006 Reported balance After 2017-05-10 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-05-10 · Sale · Disposed 946,626 · Balance 6,350,006

F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.

F7: Represents a purchase of limited liability company units of Desert Newco, LLC, by the Issuer at $38.50 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $1.05875 per share. In connection with the purchase, an equivalent number of shares of Class B Common Stock of the Issuer were cancelled.

F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Units of Desert Newco, LLCSEC Table II · derivative / convertible securityIndirectTCV Member Fund, L.P.63,230 Reported balance After 2017-05-10 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-05-10 · Conversion · Disposed 17,683 · Balance 63,230

F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire.

F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.

F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Units of Desert Newco, LLCSEC Table II · derivative / convertible securityIndirectTCV Member Fund, L.P.55,027 Reported balance After 2017-05-10 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-05-10 · Sale · Disposed 8,203 · Balance 55,027

F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.

F7: Represents a purchase of limited liability company units of Desert Newco, LLC, by the Issuer at $38.50 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $1.05875 per share. In connection with the purchase, an equivalent number of shares of Class B Common Stock of the Issuer were cancelled.

F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of an exchange agreement, "Units of Desert Newco, LLC", which represent limited liability company units of Desert Newco, LLC, and an equal number of shares of Class B Common Stock of GoDaddy Inc. (the "Issuer"), were exchanged on a one-for-one basis for shares of Class A Common Stock of the Issuer.

F2: These securities are directly held by TCV VII, L.P. Richard H. Kimball, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., John L. Drew, Robert W. Trudeau, Timothy P. McAdam, John C. Rosenberg and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F3: This amount represents the $38.50 secondary public offering price per share of Class A Common Stock of the Issuer less the underwriting discount of $1.05875 per share.

F4: These securities are directly held by TCV VII (A), L.P. The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F5: These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

F6: Pursuant to an exchange agreement, Units of Desert Newco, LLC are exchangeable on a one-on-one basis for shares of Class A Common Stock at the discretion of the holder. The exchange rights under this exchange agreement do not expire.

F7: Represents a purchase of limited liability company units of Desert Newco, LLC, by the Issuer at $38.50 per share, the public offering price per share of Class A Common Stock, less an amount equal to the underwriting discount of $1.05875 per share. In connection with the purchase, an equivalent number of shares of Class B Common Stock of the Issuer were cancelled.

Section 16 reporting ended · disclosed 2018-02-01. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectTCV VII Management, L.L.C.32,857 Last balance in matching sequence After 2019-02-15 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2019-02-15 · Exercise / conversion · Acquired 15,174 · Balance 20,473

F1: Represents shares received upon exercise of stock options. The Reporting Persons' original Form 4 filed on February 19, 2019 incorrectly stated the exercise price of the options in Table I and Table II. Such error has been corrected herein. No other amendments or changes have been made to the original Form 4.

F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein.

Row 2 · 2019-02-15 · Exercise / conversion · Acquired 12,384 · Balance 32,857

F1: Represents shares received upon exercise of stock options. The Reporting Persons' original Form 4 filed on February 19, 2019 incorrectly stated the exercise price of the options in Table I and Table II. Such error has been corrected herein. No other amendments or changes have been made to the original Form 4.

F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.51 · Expires 2026-06-13IndirectTCV VII Management, L.L.C.0 Reported balance After 2019-02-15 transaction · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · 2019-02-15 · Exercise / conversion · Disposed 15,174 · Balance 0

F3: This option vested in full on June 13, 2017.

F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.05 · Expires 2027-06-12IndirectTCV VII Management, L.L.C.0 Reported balance After 2019-02-15 transaction · row 4 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 4 · 2019-02-15 · Exercise / conversion · Disposed 12,384 · Balance 0

F4: This option vested in full on June 12, 2018.

F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares received upon exercise of stock options. The Reporting Persons' original Form 4 filed on February 19, 2019 incorrectly stated the exercise price of the options in Table I and Table II. Such error has been corrected herein. No other amendments or changes have been made to the original Form 4.

F2: Timothy P. McAdam has sole voting and dispositive power over the options he holds directly and shares received upon exercise of such options. However, TCV VII Management, L.L.C. ("TCV VII Management") has a right to 100% of the pecuniary interest in such options and shares. Mr. McAdam is a member of TCV VII Management. Mr. McAdam disclaims beneficial ownership of such options and the shares received upon the exercise of such options except to the extent of his pecuniary interest therein.

F3: This option vested in full on June 13, 2017.

F4: This option vested in full on June 12, 2018.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 11, 2018 Filed Sep 13, 2018 00:00 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 103 $37.76 $3,888.81
Disclosure

SEC source: 0001420295-18-000003 · edgar.xml · nonDerivative · entry 24

TCV VII LP · CIK 0001420295 · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Partners

Disclosed balance after: 49

F33 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $37.18 to $37.97. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F27 · ownership.nature: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 00:00 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 3,426 $38.44 $131,685.16
Disclosure

SEC source: 0001420295-18-000003 · edgar.xml · nonDerivative · entry 23

TCV VII LP · CIK 0001420295 · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Carroll 2000 Trust

Disclosed balance after: 0

F34 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $38.00 to $38.97. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F25 · ownership.nature: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 00:00 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 7,192 $37.76 $271,536.84
Disclosure

SEC source: 0001420295-18-000003 · edgar.xml · nonDerivative · entry 22

TCV VII LP · CIK 0001420295 · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Carroll 2000 Trust

Disclosed balance after: 3,426

F33 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $37.18 to $37.97. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F25 · ownership.nature: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 00:00 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 27,705 $38.01 $1,052,939.61
Disclosure

SEC source: 0001420295-18-000003 · edgar.xml · nonDerivative · entry 21

TCV VII LP · CIK 0001420295 · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert W. Trudeau

Disclosed balance after: 0

F32 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $37.5 to $38.28. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F23 · ownership.nature: Shares held directly by Robert W. Trudeau.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 00:00 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 10,521 $37.90 $398,729.07
Disclosure

SEC source: 0001420295-18-000003 · edgar.xml · nonDerivative · entry 20

TCV VII LP · CIK 0001420295 · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Ten 271 Partners B

Disclosed balance after: 0

F31 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $37.63 to $38.305. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F19 · ownership.nature: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 00:00 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 17,186 $37.90 $651,321.90
Disclosure

SEC source: 0001420295-18-000003 · edgar.xml · nonDerivative · entry 19

TCV VII LP · CIK 0001420295 · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Drew Family Trust dated 10/5/2004

Disclosed balance after: 0

F31 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $37.63 to $38.305. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F17 · ownership.nature: John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 00:00 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 81,161 $37.74 $3,062,934.98
Disclosure

SEC source: 0001420295-18-000003 · edgar.xml · nonDerivative · entry 18

TCV VII LP · CIK 0001420295 · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goose Rocks Beach Partners, L.P.

Disclosed balance after: 0

F30 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $37.46 o $38.04. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F15 · ownership.nature: Richard H. Kimball is the General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 00:00 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 23,477 $38.95 $914,429.15
Disclosure

SEC source: 0001420295-18-000003 · edgar.xml · nonDerivative · entry 17

TCV VII LP · CIK 0001420295 · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Hamilton Investments Limited Partnership

Disclosed balance after: 0

F13 · ownership.nature: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 00:00 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 810 $38.45 $31,141.83
Disclosure

SEC source: 0001420295-18-000003 · edgar.xml · nonDerivative · entry 16

TCV VII LP · CIK 0001420295 · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management VII, L.P.

Disclosed balance after: 0

F29 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $38.12 to $38.88. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F8 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 00:00 UTC Rapid7, Inc. RPD · Entity 1196 SaleCommon Stock 1,348 $37.77 $50,911.26
Disclosure

SEC source: 0001420295-18-000003 · edgar.xml · nonDerivative · entry 15

TCV VII LP · CIK 0001420295 · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management VII, L.P.

Disclosed balance after: 810

F28 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $37.53 to $37.98. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F8 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
September 10, 2018 Filed Sep 13, 2018 00:00 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 152 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000003 · edgar.xml · nonDerivative · entry 14

TCV VII LP · CIK 0001420295 · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Partners

Disclosed balance after: 152

F26 · kind: Acquisition by Marshall Partners pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.

F27 · ownership.nature: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 10, 2018 Filed Sep 13, 2018 00:00 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 10,618 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000003 · edgar.xml · nonDerivative · entry 13

TCV VII LP · CIK 0001420295 · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Carroll 2000 Trust

Disclosed balance after: 10,618

F24 · kind: Acquisition by the Marshall Carroll 2000 Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F25 · ownership.nature: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 10, 2018 Filed Sep 13, 2018 00:00 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 27,705 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000003 · edgar.xml · nonDerivative · entry 12

TCV VII LP · CIK 0001420295 · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert W. Trudeau

Disclosed balance after: 27,705

F22 · kind: Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F23 · ownership.nature: Shares held directly by Robert W. Trudeau.

Read SEC document
September 10, 2018 Filed Sep 13, 2018 00:00 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 28,670 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000003 · edgar.xml · nonDerivative · entry 11

TCV VII LP · CIK 0001420295 · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Reynolds Family Trust

Disclosed balance after: 28,670

F20 · kind: Acquisition by the Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F21 · ownership.nature: Jon Q. Reynolds, Jr. is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 10, 2018 Filed Sep 13, 2018 00:00 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 10,521 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000003 · edgar.xml · nonDerivative · entry 10

TCV VII LP · CIK 0001420295 · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Ten 271 Partners B

Disclosed balance after: 10,521

F18 · kind: Acquisition by Ten 271 Partners B pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F19 · ownership.nature: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 10, 2018 Filed Sep 13, 2018 00:00 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 17,186 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000003 · edgar.xml · nonDerivative · entry 9

TCV VII LP · CIK 0001420295 · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Drew Family Trust dated 10/5/2004

Disclosed balance after: 17,186

F16 · kind: Acquisition by Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F17 · ownership.nature: John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 10, 2018 Filed Sep 13, 2018 00:00 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 32,447 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000003 · edgar.xml · nonDerivative · entry 8

TCV VII LP · CIK 0001420295 · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goose Rocks Beach Partners, L.P.

Disclosed balance after: 81,161

F14 · kind: Acquisition by Goose Rocks Beach Partners, L.P. pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F15 · ownership.nature: Richard H. Kimball is the General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 10, 2018 Filed Sep 13, 2018 00:00 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 23,477 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000003 · edgar.xml · nonDerivative · entry 7

TCV VII LP · CIK 0001420295 · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Hamilton Investments Limited Partnership

Disclosed balance after: 23,477

F12 · kind: Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F13 · ownership.nature: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 10, 2018 Filed Sep 13, 2018 00:00 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 23,481 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000003 · edgar.xml · nonDerivative · entry 6

TCV VII LP · CIK 0001420295 · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Hoag Family Trust U/A Dtd 8/2/34

Disclosed balance after: 23,481

F10 · kind: Acquisition by the Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F11 · ownership.nature: Jay C. Hoag is a Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 10, 2018 Filed Sep 13, 2018 00:00 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 250,141 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000003 · edgar.xml · nonDerivative · entry 5

TCV VII LP · CIK 0001420295 · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management VII, L.P.

Disclosed balance after: 2,158

F9 · kind: In kind pro-rata distribution from TCM VII to its partners, without consideration.

F8 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
September 10, 2018 Filed Sep 13, 2018 00:00 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 252,299 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000003 · edgar.xml · nonDerivative · entry 4

TCV VII LP · CIK 0001420295 · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management VII, L.P.

Disclosed balance after: 252,299

F7 · kind: Acquisition by TCM VII pursuant to an in kind pro-rata distribution by each of TCV VII and TCV VII (A) to each of its respective partners, without consideration.

F8 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
September 10, 2018 Filed Sep 13, 2018 00:00 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 5,716 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000003 · edgar.xml · nonDerivative · entry 3

TCV VII LP · CIK 0001420295 · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV Member Fund, L.P.

Disclosed balance after: 5,933

F5 · kind: In kind pro-rata distribution from TCV Member Fund, L.P. ("TCV MF") to its partners, without consideration.

F6 · ownership.nature: These securities are directly held by TCV MF. The TCM VII Directors are Class A Directors of Management VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
September 10, 2018 Filed Sep 13, 2018 00:00 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 339,859 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000003 · edgar.xml · nonDerivative · entry 2

TCV VII LP · CIK 0001420295 · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV VII (A), L.P.

Disclosed balance after: 352,788

F3 · kind: In kind pro-rata distribution from TCV VII (A), L.P. ("TCV VII (A)") to its partners, without consideration.

F4 · ownership.nature: These securities are directly held by TCV VII (A). The TCM VII Directors are Class A Directors of Management VII and limited partners of TCM VII. Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
September 10, 2018 Filed Sep 13, 2018 00:00 UTC Rapid7, Inc. RPD · Entity 1196 OtherCommon Stock 654,425 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000003 · edgar.xml · nonDerivative · entry 1

TCV VII LP · CIK 0001420295 · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · Director · Director by Deputization

KIMBALL RICK · CIK 0001197937 · Director · Director by Deputization

DREW JOHN · CIK 0001188456 · Director · Director by Deputization

REYNOLDS JON Q JR · CIK 0001188444 · Director · Director by Deputization

Trudeau Robert · CIK 0001343722 · Director · Director by Deputization

Marshall Christopher P · CIK 0001440008 · Director · Director by Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV VII, L.P.

Disclosed balance after: 679,322

F1 · kind: In kind pro-rata distribution from TCV VII, L.P. ("TCV VII") to its partners, without consideration.

F2 · ownership.nature: These securities are directly held by TCV VII. Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau, and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 23:02 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 399 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000002 · edgar.xml · nonDerivative · entry 15

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Partners

Disclosed balance after: 931

F27 · kind: Acquisition by Marshall Partners pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.

F28 · ownership.nature: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 23:02 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 31,777 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000002 · edgar.xml · nonDerivative · entry 14

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Carroll 2000 Trust

Disclosed balance after: 78,742

F25 · kind: Acquisition by the Marshall Carroll 2000 Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F26 · ownership.nature: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 23:02 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 82,781 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000002 · edgar.xml · nonDerivative · entry 13

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert W. Trudeau

Disclosed balance after: 82,781

F23 · kind: Acquisition by Robert W. Trudeau pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F24 · ownership.nature: Shares held directly by Robert W. Trudeau.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 23:02 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 31,434 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000002 · edgar.xml · nonDerivative · entry 12

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Ten 271 Partners B

Disclosed balance after: 31,434

F21 · kind: Acquisition by Ten 271 Partners B pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F22 · ownership.nature: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 23:02 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 51,348 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000002 · edgar.xml · nonDerivative · entry 11

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Drew Family Trust dated 10/5/2004

Disclosed balance after: 51,348

F19 · kind: Acquisition by the Drew Family Trust dated 10/5/2004 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F20 · ownership.nature: John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 23:02 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 85,680 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000002 · edgar.xml · nonDerivative · entry 10

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Reynolds Family Trust

Disclosed balance after: 142,800

F17 · kind: Acquisition by the Reynolds Family Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F18 · ownership.nature: Jon Q. Reynolds is a Trustee of the Reynolds Family Trust. Mr. Reynolds disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 23:02 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 96,944 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000002 · edgar.xml · nonDerivative · entry 9

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Goose Rocks Beach Partners, L.P.

Disclosed balance after: 290,505

F15 · kind: Acquisition by Goose Rocks Beach Partners, L.P. pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F16 · ownership.nature: Richard H. Kimball is a General Partner of Goose Rocks Beach Partners, L.P. Mr. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 23:02 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 70,144 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000002 · edgar.xml · nonDerivative · entry 8

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Hamilton Investments Limited Partnership

Disclosed balance after: 210,195

F13 · kind: Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F14 · ownership.nature: Jay C. Hoag is a General Partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 23:02 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 70,144 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000002 · edgar.xml · nonDerivative · entry 7

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Hoag Family Trust U/A Dtd 8/2/94

Disclosed balance after: 210,195

F11 · kind: Acquisition by the Hoag Family Trust U/A Dtd 8/2/94 pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F12 · ownership.nature: Jay C. Hoag is the Trustee of the Hoag Family Trust U/A Dtd 8/2/94. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 23:02 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 750,073 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000002 · edgar.xml · nonDerivative · entry 6

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management VII, L.P.

Disclosed balance after: 6,469

F10 · kind: In kind pro-rata distribution by TCM VII to its partners, without consideration.

F8 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 23:02 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 756,542 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000002 · edgar.xml · nonDerivative · entry 5

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management VII, L.P.

Disclosed balance after: 756,542

F9 · kind: Acquisition by TCM VII pursuant to an in kind pro-rata distribution by TCV VII and TCV VII (A) to each of their partners, without consideration.

F8 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 23:02 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 18,554 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000002 · edgar.xml · nonDerivative · entry 3

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV Member Fund, L.P.

Disclosed balance after: 50,199

F5 · kind: In kind pro-rata distribution by TCV Member Fund, L.P. ("TCV MF") to its partners, without consideration.

F6 · ownership.nature: These securities are directly held by TCV MF. The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 23:02 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 1,019,094 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000002 · edgar.xml · nonDerivative · entry 2

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV VII (A), L.P.

Disclosed balance after: 2,757,144

F3 · kind: In kind pro-rata distribution by TCV VII (A), L.P. ("TCV VII (A)") to its partners, without consideration.

F4 · ownership.nature: These securities are directly held by TCV VII (A). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 23:02 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 1,962,352 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000002 · edgar.xml · nonDerivative · entry 1

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · TCV VII, L.P.

Disclosed balance after: 5,309,108

F1 · kind: In kind pro-rata distribution by TCV VII, L.P. ("TCV VII") to its partners, without consideration.

F2 · ownership.nature: These securities are directly held by TCV VII. Timothy P. McAdam, Jay C. Hoag, Christopher P. Marshall, Jon Q. Reynolds, Jr., Richard H. Kimball, John L. Drew, Robert W. Trudeau and David L. Yuan (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 01:15 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 43,295 $44.57 $1,929,844.32
Disclosure

SEC source: 0001420295-18-000001 · edgar.xml · nonDerivative · entry 25

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert W. Trudeau

Disclosed balance after: 0

F36 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $44.50 to $44.76. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F24 · ownership.nature: Shares held directly by Robert W. Trudeau.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 01:15 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 930 $44.69 $41,566.07
Disclosure

SEC source: 0001420295-18-000001 · edgar.xml · nonDerivative · entry 24

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Drew Family Trust dated 10/5/2004

Disclosed balance after: 0

F35 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $44.66 to $44.74. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F21 · ownership.nature: John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 01:15 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 33,302 $44.38 $1,477,882.82
Disclosure

SEC source: 0001420295-18-000001 · edgar.xml · nonDerivative · entry 23

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Drew Family Trust dated 10/5/2004

Disclosed balance after: 930

F34 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $43.66 to $44.645. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F21 · ownership.nature: John L. Drew is a Trustee of the Drew Family Trust dated 10/5/2004. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 01:15 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 570 $44.69 $25,475.98
Disclosure

SEC source: 0001420295-18-000001 · edgar.xml · nonDerivative · entry 22

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Ten 271 Partners B

Disclosed balance after: 0

F35 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $44.66 to $44.74. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F22 · ownership.nature: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 01:15 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 20,386 $44.38 $904,693.99
Disclosure

SEC source: 0001420295-18-000001 · edgar.xml · nonDerivative · entry 21

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Ten 271 Partners B

Disclosed balance after: 570

F34 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $43.66 to $44.645. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F22 · ownership.nature: John L. Drew is a General Partner of Ten 271 Partners B. Mr. Drew disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 01:15 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 11,892 $45.00 $535,142.38
Disclosure

SEC source: 0001420295-18-000001 · edgar.xml · nonDerivative · entry 20

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert W. Trudeau

Disclosed balance after: 43,295

F33 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $45.00 to $45.00004. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F24 · ownership.nature: Shares held directly by Robert W. Trudeau.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 01:15 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000001 · edgar.xml · nonDerivative · entry 19

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Carroll 2000 Trust

Disclosed balance after: 46,965

F32 · kind: Represents a gift/charitable donation effective June 12, 2018. Not a market transaction thus no price is reported. No value was received in return for the gifted shares.

F26 · ownership.nature: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 01:15 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 439 $45.06 $19,781.87
Disclosure

SEC source: 0001420295-18-000001 · edgar.xml · nonDerivative · entry 18

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management VII, L.P.

Disclosed balance after: 0

F31 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $45.00 to $45.12. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F8 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 01:15 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 1,778 $44.33 $78,819.45
Disclosure

SEC source: 0001420295-18-000001 · edgar.xml · nonDerivative · entry 17

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management VII, L.P.

Disclosed balance after: 439

F30 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $43.92 to $44.84. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F8 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 01:15 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 SaleCommon Stock 2,095 $43.48 $91,082.01
Disclosure

SEC source: 0001420295-18-000001 · edgar.xml · nonDerivative · entry 16

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Technology Crossover Management VII, L.P.

Disclosed balance after: 2,217

F29 · price: This number represents a weighted average sales price. The shares were sold at prices ranging from $42.90 to $43.84. The Reporting Person hereby undertakes to provide upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F8 · ownership.nature: These securities are directly held by TCM VII. The TCM VII Directors are Class A Directors of Management VII, which is the General Partner of TCM VII and Limited Partners of TCM VII. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCM VII, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Read SEC document
June 11, 2018 Filed Jun 14, 2018 01:15 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 266 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000001 · edgar.xml · nonDerivative · entry 15

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Partners

Disclosed balance after: 532

F27 · kind: Acquisition by Marshall Partners pursuant to an in kind pro-rata distribution by TCV MF to its partners, without consideration.

F28 · ownership.nature: Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 11, 2018 Filed Jun 14, 2018 01:15 UTC Alarm.com Holdings, Inc. ALRM · Entity 4286 OtherCommon Stock 21,185 $0.00 $0.00
Disclosure

SEC source: 0001420295-18-000001 · edgar.xml · nonDerivative · entry 14

TCV VII LP · CIK 0001420295 · 10% owner · May be part of a 13(d) group

TCV VII(A) L P · CIK 0001419272 · 10% owner · May be part of a 13(d) group

TCV Member Fund, L.P. · CIK 0001361345 · 10% owner · May be part of a 13(d) group

Technology Crossover Management VII, L.P. · CIK 0001467001 · 10% owner · May be part of a 13(d) group

HOAG JAY C · CIK 0001082906 · 10% owner · May be part of a 13(d) group

KIMBALL RICK · CIK 0001197937 · 10% owner · May be part of a 13(d) group

REYNOLDS JON Q JR · CIK 0001188444 · 10% owner · May be part of a 13(d) group

DREW JOHN · CIK 0001188456 · 10% owner · May be part of a 13(d) group

Trudeau Robert · CIK 0001343722 · 10% owner · May be part of a 13(d) group

Marshall Christopher P · CIK 0001440008 · 10% owner · May be part of a 13(d) group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Marshall Carroll 2000 Trust

Disclosed balance after: 50,965

F25 · kind: Acquisition by the Marshall Carroll 2000 Trust pursuant to an in kind pro-rata distribution by TCM VII and TCV MF to each of their partners, without consideration.

F26 · ownership.nature: Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.