Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Sr. VP and CFO | February 26, 2026 | February 27, 2026 |
| T-Mobile US, Inc.TMUS · Entity 2064 | Director | June 16, 2026 | June 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date February 26, 2026 · Filed February 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Rst. Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 10,364 |
Reported balance
After 2026-02-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-26 · Grant · Acquired 10,364 · Balance 10,364 F1: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,591 of these units on February 26, 2027, 2,591 of these units on February 26, 2028, 2,591 of these units on February 26, 2029, and 2,591 of these units on February 26, 2030. |
| Emp. Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $243.22 · Expires 2036-02-25 | Direct | 41,455 |
Reported balance
After 2026-02-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-26 · Grant · Acquired 41,455 · Balance 41,455 F2: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,591 of these units on February 26, 2027, 2,591 of these units on February 26, 2028, 2,591 of these units on February 26, 2029, and 2,591 of these units on February 26, 2030.
F2: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.
T-Mobile US, Inc.
Report date June 16, 2026 · Filed June 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,461 |
Reported balance
After 2026-06-16 transaction · row 1
1 source rowRow 1 · 2026-06-16 · Grant · Acquired 1,384 · Balance 5,461 F1: Represents restricted stock units granted under the Issuer's 2023 Incentive Award Plan; such units vest in full on June 16, 2027 (the one-year anniversary of the grant), subject to the terms of the Issuer's Director Compensation Program. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted under the Issuer's 2023 Incentive Award Plan; such units vest in full on June 16, 2027 (the one-year anniversary of the grant), subject to the terms of the Issuer's Director Compensation Program.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2024 Filed Feb 23, 2024 22:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,791 | $180.87 | $323,938.17 |
DisclosureSEC source: 0001562180-24-001704 · primarydocument.xml · nonDerivative · entry 4 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,745.6704 Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 22:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-001704 · primarydocument.xml · nonDerivative · entry 3 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,536.6704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 22:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,694 | $180.87 | $306,393.78 |
DisclosureSEC source: 0001562180-24-001704 · primarydocument.xml · nonDerivative · entry 2 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,962.6704 Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 22:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-001704 · primarydocument.xml · nonDerivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,656.6704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 23:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 89 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-001261 · primarydocument.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,925 Underlying: Common Stock · 89 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess Savings Plan (formerly known as the IBM Excess 401(k) Plus Plan). F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess Savings Plan (formerly known as the IBM Excess 401(k) Plus Plan) is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess Savings Plan (formerly known as the IBM Excess 401(k) Plus Plan) is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 00:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 15,361 | $185.18 | $2,844,473.18 |
DisclosureSEC source: 0001562180-24-001064 · primarydocument.xml · nonDerivative · entry 2 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,261.9613 Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 00:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 32,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-001064 · primarydocument.xml · nonDerivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,622.9613 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2021-2023) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 13:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 111 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-007627 · primarydocument.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,849 Underlying: Common Stock · 111 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 09, 2023 Filed Aug 10, 2023 21:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 113 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-006278 · primarydocument.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,743 Underlying: Common Stock · 113 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| July 18, 2023 Filed Jul 20, 2023 20:36 UTC | T-Mobile US, Inc. TMUS · Entity 2064 | GrantCommon Stock | 1,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001283699-23-000124 · wf-form4_168988536587729.xml · nonDerivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,582 F1 · shares: Represents restricted stock units granted under the Issuer's 2023 Incentive Award Plan; such units vest in full on June 16, 2024, subject to the terms of the Issuer's Director Compensation Program. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 5,163 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005034 · primarydocument.xml · derivative · entry 9 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,326 Underlying: Common Stock · 5,163 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: On 06/08/21, the reporting person was granted 19,988 RSUs, 4,997 of which vested on 06/08/22, 4,997 of which vested on 06/08/23, 4,997 of which will vest on 06/08/24, and 4,997 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F5 · balance_after: On 06/08/21, the reporting person was granted 19,988 RSUs, 4,997 of which vested on 06/08/22, 4,997 of which vested on 06/08/23, 4,997 of which will vest on 06/08/24, and 4,997 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 5,688 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005034 · primarydocument.xml · derivative · entry 8 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,688 Underlying: Common Stock · 5,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: On 06/08/20, the reporting person was granted 22,020 RSUs, 5,505 of which vested on 06/08/21, 5,505 of which vested on 06/08/22, 5,505 of which vested on 06/08/23, and 5,505 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F4 · balance_after: On 06/08/20, the reporting person was granted 22,020 RSUs, 5,505 of which vested on 06/08/21, 5,505 of which vested on 06/08/22, 5,505 of which vested on 06/08/23, and 5,505 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,588 | $134.99 | $349,341.18 |
DisclosureSEC source: 0001562180-23-005034 · primarydocument.xml · nonDerivative · entry 6 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,348.5712 Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 5,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005034 · primarydocument.xml · nonDerivative · entry 5 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,936.5712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,851 | $134.99 | $384,842.24 |
DisclosureSEC source: 0001562180-23-005034 · primarydocument.xml · nonDerivative · entry 4 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,773.5712 Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 5,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005034 · primarydocument.xml · nonDerivative · entry 3 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,624.5712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,889 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005034 · primarydocument.xml · derivative · entry 7 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,889 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On 06/07/19, the reporting person was granted 15,046 RSUs, 3,761 of which vested on 06/07/20, 3,761 of which vested on 06/07/21, 3,761 of which vested on 06/07/22, and 3,763 of which vested on 06/07/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · balance_after: On 06/07/19, the reporting person was granted 15,046 RSUs, 3,761 of which vested on 06/07/20, 3,761 of which vested on 06/07/21, 3,761 of which vested on 06/07/22, and 3,763 of which vested on 06/07/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,950 | $133.32 | $259,974.00 |
DisclosureSEC source: 0001562180-23-005034 · primarydocument.xml · nonDerivative · entry 2 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,936.5712 Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005034 · primarydocument.xml · nonDerivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,886.5712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2023 Filed May 11, 2023 20:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 131 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004072 · primarydocument.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,648 Underlying: Common Stock · 131 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative account under such plan. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,380 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001773 · primarydocument.xml · derivative · entry 5 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,140 Underlying: Common Stock · 3,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F4 · kind: Release of restricted stock units. F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantEmp. Stock Option (right to buy) · Derivative | 85,777 | $0.00 Strike: $133.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001773 · primarydocument.xml · derivative · entry 4 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,777 Underlying: Common Stock · 85,777 shares Expires 2033-02-20 F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 14,299 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001773 · primarydocument.xml · derivative · entry 3 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,299 Underlying: Common Stock · 14,299 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,574 of these units on February 21, 2024, 3,575 of these units on February 21, 2025, 3,575 of these units on February 21, 2026, and 3,575 of these units on February 21, 2027. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,574 of these units on February 21, 2024, 3,575 of these units on February 21, 2025, 3,575 of these units on February 21, 2026, and 3,575 of these units on February 21, 2027. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,574 of these units on February 21, 2024, 3,575 of these units on February 21, 2025, 3,575 of these units on February 21, 2026, and 3,575 of these units on February 21, 2027. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,574 of these units on February 21, 2024, 3,575 of these units on February 21, 2025, 3,575 of these units on February 21, 2026, and 3,575 of these units on February 21, 2027. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,694 | $133.01 | $225,310.47 |
DisclosureSEC source: 0001562180-23-001773 · primarydocument.xml · nonDerivative · entry 2 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,955.2726 Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001773 · primarydocument.xml · nonDerivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,649.2726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 22:23 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 116 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001341 · primarydocument.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,510 Underlying: Common Stock · 116 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 12,677 | $134.30 | $1,702,457.72 |
DisclosureSEC source: 0001562180-23-000960 · primarydocument.xml · nonDerivative · entry 4 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,253.3347 Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 27,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-000960 · primarydocument.xml · nonDerivative · entry 3 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,930.3347 F3 · kind: These shares result from performance share units which vested at the end of the performance period (2020-2022) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 6,570 | $134.30 | $882,364.14 |
DisclosureSEC source: 0001562180-23-000960 · primarydocument.xml · nonDerivative · entry 2 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,467.3347 F2 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $134.16 to $134.57, inclusive. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 31,949 | $133.61 | $4,268,673.94 |
DisclosureSEC source: 0001562180-23-000960 · primarydocument.xml · nonDerivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,037.3347 F1 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $133.16 to $134.15, inclusive. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 21:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 112 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-007630 · primarydocument.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,400 Underlying: Common Stock · 112 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 20:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 117 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-006015 · primarydocument.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,288 Underlying: Common Stock · 117 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 20:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 5,162 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005035 · primarydocument.xml · derivative · entry 9 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,489 Underlying: Common Stock · 5,162 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: On 06/08/21, the reporting person was granted 19,988 RSUs, 4,997 of which vested on 06/08/22, 4,997 of which will vest on 06/08/23, 4,997 of which will vest on 06/08/24, and 4,997 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F5 · balance_after: On 06/08/21, the reporting person was granted 19,988 RSUs, 4,997 of which vested on 06/08/22, 4,997 of which will vest on 06/08/23, 4,997 of which will vest on 06/08/24, and 4,997 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 20:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 5,687 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005035 · primarydocument.xml · derivative · entry 8 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,376 Underlying: Common Stock · 5,687 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: On 06/08/20, the reporting person was granted 22,020 RSUs, 5,505 of which vested on 06/08/21, 5,505 of which vested on 06/08/22, 5,505 of which will vest on 06/08/23, and 5,505 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F4 · balance_after: On 06/08/20, the reporting person was granted 22,020 RSUs, 5,505 of which vested on 06/08/21, 5,505 of which vested on 06/08/22, 5,505 of which will vest on 06/08/23, and 5,505 of which will vest on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 20:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,968 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005035 · primarydocument.xml · derivative · entry 7 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,968 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On 06/08/18, the reporting person was granted 11,485 RSUs, 2,871 of which vested on 06/08/19, 2,871 of which vested on 06/08/20, 2,871 of which vested on 06/08/21, and 2,872 of which vested on 06/08/22. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · balance_after: On 06/08/18, the reporting person was granted 11,485 RSUs, 2,871 of which vested on 06/08/19, 2,871 of which vested on 06/08/20, 2,871 of which vested on 06/08/21, and 2,872 of which vested on 06/08/22. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 20:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,587 | $141.28 | $365,491.36 |
DisclosureSEC source: 0001562180-22-005035 · primarydocument.xml · nonDerivative · entry 6 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,915.2102 Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 20:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 5,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005035 · primarydocument.xml · nonDerivative · entry 5 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,502.2102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 20:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,851 | $141.28 | $402,789.28 |
DisclosureSEC source: 0001562180-22-005035 · primarydocument.xml · nonDerivative · entry 4 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,340.2102 Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 20:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 5,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005035 · primarydocument.xml · nonDerivative · entry 3 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,191.2102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 20:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,488 | $141.28 | $210,224.64 |
DisclosureSEC source: 0001562180-22-005035 · primarydocument.xml · nonDerivative · entry 2 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,504.2102 Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 20:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005035 · primarydocument.xml · nonDerivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,992.2102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 22:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,885 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004997 · primarydocument.xml · derivative · entry 3 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,889 Underlying: Common Stock · 3,885 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On 06/07/19, the reporting person was granted 15,046 RSUs, 3,761 of which vested on 06/07/20, 3,761 of which vested on 06/07/21, 3,761 of which vested on 06/07/22, and 3,763 of which will vest on 06/07/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · balance_after: On 06/07/19, the reporting person was granted 15,046 RSUs, 3,761 of which vested on 06/07/20, 3,761 of which vested on 06/07/21, 3,761 of which vested on 06/07/22, and 3,763 of which will vest on 06/07/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 22:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,948 | $141.98 | $276,567.30 |
DisclosureSEC source: 0001562180-22-004997 · primarydocument.xml · nonDerivative · entry 2 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,024.2102 Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 22:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004997 · primarydocument.xml · nonDerivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,972.2102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2022 Filed May 10, 2022 20:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 111 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003924 · primarydocument.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,174 Underlying: Common Stock · 111 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 21, 2022 Filed Feb 23, 2022 23:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantEmp. Stock Option (right to buy) · Derivative | 94,606 | $0.00 Strike: $124.52 | $0.00 |
DisclosureSEC source: 0001562180-22-001814 · primarydocument.xml · derivative · entry 2 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,606 Underlying: Common Stock · 94,606 shares Expires 2032-02-20 F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. Read SEC document |
| February 21, 2022 Filed Feb 23, 2022 23:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 13,520 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-001814 · primarydocument.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,520 Underlying: Common Stock · 13,520 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,380 of these units on February 21, 2023, 3,380 of these units on February 21, 2024, 3,380 of these units on February 21, 2025, and 3,380 of these units on February 21, 2026. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,380 of these units on February 21, 2023, 3,380 of these units on February 21, 2024, 3,380 of these units on February 21, 2025, and 3,380 of these units on February 21, 2026. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,380 of these units on February 21, 2023, 3,380 of these units on February 21, 2024, 3,380 of these units on February 21, 2025, and 3,380 of these units on February 21, 2026. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,380 of these units on February 21, 2023, 3,380 of these units on February 21, 2024, 3,380 of these units on February 21, 2025, and 3,380 of these units on February 21, 2026. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 18:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 110 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-001364 · primarydocument.xml · derivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,060 Underlying: Common Stock · 110 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 7,875 | $134.21 | $1,056,864.38 |
DisclosureSEC source: 0001562180-22-001065 · primarydocument.xml · nonDerivative · entry 2 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,052.128 Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 17,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-001065 · primarydocument.xml · nonDerivative · entry 1 KAVANAUGH JAMES J · CIK 0001433640 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,927.128 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2019-2021) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.