organization · Reporting owner
PRUDENTIAL FINANCIAL INC
Disclosed activity across 13 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA · Entity 162319 | See Footnote 1 | November 16, 2018 | November 20, 2018 |
| ClearBridge Energy Midstream Opportunity Fund Inc.EMO · Entity 8990 | 10% owner | September 09, 2024 | September 11, 2024 |
| KAYNE ANDERSON ENERGY DEVELOPMENT COKED · Entity 164448 | See Footnote 1 | August 06, 2018 | August 08, 2018 |
| Kayne Anderson Energy Infrastructure Fund, Inc.KYN · Entity 4334 | 10% owner | February 13, 2020 | February 18, 2020 |
| Kayne Anderson Energy Total Return Fund, Inc.KYE · Entity 164253 | See Footnote 1 | August 06, 2018 | August 08, 2018 |
| PGIM Credit Income FundNONE · Entity 47981 | 10% owner | August 01, 2024 | August 05, 2024 |
| PGIM Private Credit FundNONE · Entity 9082 | 10% owner | July 28, 2026 | July 30, 2026 |
| PGIM Real Estate Fund Inc.NONE · Entity 45281 | 10% owner | April 29, 2026 | May 01, 2026 |
| TORTOISE ENERGY INFRASTRUCTURE CORPtyg · Entity 8897 | 10% owner | July 15, 2026 | July 17, 2026 |
| TORTOISE PIPELINE & ENERGY FUND, INC.TTP · Entity 95263 | 10% owner | April 14, 2020 | April 16, 2020 |
| Tortoise Midstream Energy Fund, Inc.NTG · Entity 84716 | 10% owner | December 17, 2021 | December 21, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Report date November 16, 2018 · Filed November 20, 2018
Jointly reported with PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY, PRUDENTIAL INSURANCE CO OF AMERICA
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series C Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | 0 |
Reported balance
After 2018-11-16 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-11-16 · Other · Disposed 41 · Balance 0 F1: (1)Previous 10% Owner of Preferred Share Securities of CBA; as of 11/16/2018, 10% Owner of Preferred Share Securities of EMO. F2: (2)Share exchange/replacement by Clearbridge Energy MidStream Opportunity Fund Inc. (ticker EMO) due to CBAs merger into EMO on 11/16/2018. |
| Series D Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per | 0 |
Reported balance
After 2018-11-16 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-11-16 · Other · Disposed 85 · Balance 0 F1: (1)Previous 10% Owner of Preferred Share Securities of CBA; as of 11/16/2018, 10% Owner of Preferred Share Securities of EMO. F2: (2)Share exchange/replacement by Clearbridge Energy MidStream Opportunity Fund Inc. (ticker EMO) due to CBAs merger into EMO on 11/16/2018. |
| Series D Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | 0 |
Reported balance
After 2018-11-16 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2018-11-16 · Other · Disposed 24 · Balance 0 F1: (1)Previous 10% Owner of Preferred Share Securities of CBA; as of 11/16/2018, 10% Owner of Preferred Share Securities of EMO. F2: (2)Share exchange/replacement by Clearbridge Energy MidStream Opportunity Fund Inc. (ticker EMO) due to CBAs merger into EMO on 11/16/2018. |
Filing footnotes · ownership attribution and instrument terms
F1: (1)Previous 10% Owner of Preferred Share Securities of CBA; as of 11/16/2018, 10% Owner of Preferred Share Securities of EMO.
F2: (2)Share exchange/replacement by Clearbridge Energy MidStream Opportunity Fund Inc. (ticker EMO) due to CBAs merger into EMO on 11/16/2018.
ClearBridge Energy Midstream Opportunity Fund Inc.
Report date September 09, 2024 · Filed September 11, 2024
Jointly reported with PRUDENTIAL INSURANCE CO OF AMERICA
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series M Mandatory Redeemable Preferred Stock (EMO)SEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | 314,286 |
Reported balance
After 2024-09-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-09-09 · Other · Acquired 314,286 · Balance 314,286 F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and CEM. F2: EMO Series M shares issued shares in exchange for CTR Series E Mandatory Redeemable Preferred Stock. F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| Series N Mandatory Redeemable Preferred Stock (EMO)SEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | 457,143 |
Reported balance
After 2024-09-09 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-09-09 · Other · Acquired 457,143 · Balance 457,143 F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and CEM. F4: EMO Series N shares issued in exchange for CEM Series I Mandatory Redeemable Preferred Stock. F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| Series R Mandatory Redeemable Preferred Stock (EMO)SEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | 285,715 |
Reported balance
After 2024-09-09 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2024-09-09 · Other · Acquired 285,715 · Balance 285,715 F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and CEM. F5: EMO Series R shares issued in exchange for CEM Series M Mandatory Redeemable Preferred Stock. F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| Series L Mandatory Redeemable Preferred Stock (EMO)SEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | 142,858 |
Last balance in matching sequence
After 2024-09-09 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2024-09-09 · Other · Disposed 166,667 · Balance 0 F6: EMO Series L share exchange on 9/9/2024 in connection with a change to the applicable Liquidation Preference. F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Row 5 · 2024-09-09 · Other · Acquired 142,858 · Balance 142,858 F6: EMO Series L share exchange on 9/9/2024 in connection with a change to the applicable Liquidation Preference. F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
Filing footnotes · ownership attribution and instrument terms
F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and CEM.
F2: EMO Series M shares issued shares in exchange for CTR Series E Mandatory Redeemable Preferred Stock.
F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
F4: EMO Series N shares issued in exchange for CEM Series I Mandatory Redeemable Preferred Stock.
F5: EMO Series R shares issued in exchange for CEM Series M Mandatory Redeemable Preferred Stock.
F6: EMO Series L share exchange on 9/9/2024 in connection with a change to the applicable Liquidation Preference.
KAYNE ANDERSON ENERGY DEVELOPMENT CO
Report date August 06, 2018 · Filed August 08, 2018
Jointly reported with PRUDENTIAL INSURANCE CO OF AMERICA
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | 0 |
Reported balance
After 2018-08-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-08-06 · Other · Disposed 1,000,000 · Balance 0 F1: (1) Previous 10% Owner of Preferred Share Securities of KED; as of 08/06/2018, less than 10% Owner of Preferred Share Securities of KYN. F2: (2) Share transfer to Kayne Anderson MLP/Midstream Investment Company (ticker KYN) due to KED merger into KYN on 08/06/2018. F3: (3) These preferred shares were owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
Filing footnotes · ownership attribution and instrument terms
F1: (1) Previous 10% Owner of Preferred Share Securities of KED; as of 08/06/2018, less than 10% Owner of Preferred Share Securities of KYN.
F2: (2) Share transfer to Kayne Anderson MLP/Midstream Investment Company (ticker KYN) due to KED merger into KYN on 08/06/2018.
F3: (3) These preferred shares were owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
Kayne Anderson Energy Infrastructure Fund, Inc.
Report date February 13, 2020 · Filed February 18, 2020
Jointly reported with Empower Annuity Insurance Co
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series K Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P | 0 |
Reported balance
After 2020-02-13 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-02-13 · Other · Disposed 1,000,000 · Balance 0 F1: Share redemption by Issuer on 2/13/2020. F2: Following the transaction, the Reporting Person or its wholly-owned subsidiary has ceased to be the 10% holder of the outstanding preferred stock of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Share redemption by Issuer on 2/13/2020.
F2: Following the transaction, the Reporting Person or its wholly-owned subsidiary has ceased to be the 10% holder of the outstanding preferred stock of the Issuer.
Kayne Anderson Energy Total Return Fund, Inc.
Report date August 06, 2018 · Filed August 08, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 3.36% Series M Senior Unsecured Notes due 2021SEC Table I · non-derivative | IndirectBy The Gibraltar Life Insurance Co., Ltd, a wholly-owned subsidiary of the Reporting Perso | Not disclosed |
Reported balance
After 2018-08-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-08-06 · Other · Disposed 2,428,571.43 · Balance Not disclosed F1: (1) Previous 10% Owner of Senior Notes of KYE; as of 08/06/2018, less than 10% Owner of Senior Notes of Kayne Anderson Midstream/Energy Fund, Inc. (ticker KME) due to merger described below. F2: (2) Note transfer to KME due to KYE merger into KME on 08/06/2018. |
| 3.36% Series M Senior Unsecured Notes due 2021SEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | Not disclosed |
Reported balance
After 2018-08-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-08-06 · Other · Disposed 1,059,685.71 · Balance Not disclosed F1: (1) Previous 10% Owner of Senior Notes of KYE; as of 08/06/2018, less than 10% Owner of Senior Notes of Kayne Anderson Midstream/Energy Fund, Inc. (ticker KME) due to merger described below. F2: (2) Note transfer to KME due to KYE merger into KME on 08/06/2018. |
Filing footnotes · ownership attribution and instrument terms
F1: (1) Previous 10% Owner of Senior Notes of KYE; as of 08/06/2018, less than 10% Owner of Senior Notes of Kayne Anderson Midstream/Energy Fund, Inc. (ticker KME) due to merger described below.
F2: (2) Note transfer to KME due to KYE merger into KME on 08/06/2018.
PGIM Credit Income Fund
Report date August 01, 2024 · Filed August 05, 2024
Jointly reported with PGIM Strategic Investments, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class Z common shares of beneficial interest, par val $0.001SEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2024-08-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-08-01 · Other · Disposed 4,179,820.55 · Balance 0 F1: On August 1, 2024, in connection with an internal restructuring of its investment, PGIM Strategic Investments, Inc., an indirect wholly owned subsidiary of Prudential Financial, Inc., transferred 4,179,820.550 Class Z common shares of beneficial interest to The Prudential Insurance Company of America, a wholly owned subsidiary of Prudential Financial, Inc., for no consideration F2: Includes shares issued pursuant to the Issuer's dividend reinvestment plan as of the date of this filing. F3: Reflects securities that were directly held by PGIM Strategic Investments, Inc., which is an indirect wholly owned subsidiary of Prudential Financial, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 1, 2024, in connection with an internal restructuring of its investment, PGIM Strategic Investments, Inc., an indirect wholly owned subsidiary of Prudential Financial, Inc., transferred 4,179,820.550 Class Z common shares of beneficial interest to The Prudential Insurance Company of America, a wholly owned subsidiary of Prudential Financial, Inc., for no consideration
F2: Includes shares issued pursuant to the Issuer's dividend reinvestment plan as of the date of this filing.
F3: Reflects securities that were directly held by PGIM Strategic Investments, Inc., which is an indirect wholly owned subsidiary of Prudential Financial, Inc.
PGIM Private Credit Fund
Report date July 28, 2026 · Filed July 30, 2026
Jointly reported with PRUDENTIAL INSURANCE CO OF AMERICA, PRUCO LIFE INSURANCE CO
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I common shares of beneficial interest, par val $0.001SEC Table I · non-derivative | IndirectSee Footnote | 7,973,656.68 |
Reported balance
After 2026-07-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-07-28 · Sale · Disposed 214,746.359 · Balance 7,973,656.68 F1: Shares tendered by Pruco Life Insurance Company for repurchase by the Issuer during the Issuer's quarterly repurchase offer which expired on July 28, 2026. F2: Includes Class I common shares of beneficial interest, par value $0.001 (the "Common Shares") issued pursuant to the Issuer's dividend reinvestment plan. F3: Common Shares are directly held by Pruco Life Insurance Company. Pruco Life Insurance Company is a wholly owned subsidiary of The Prudential Insurance Company of America, which in turn is a wholly owned subsidiary of Prudential Financial, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares tendered by Pruco Life Insurance Company for repurchase by the Issuer during the Issuer's quarterly repurchase offer which expired on July 28, 2026.
F2: Includes Class I common shares of beneficial interest, par value $0.001 (the "Common Shares") issued pursuant to the Issuer's dividend reinvestment plan.
F3: Common Shares are directly held by Pruco Life Insurance Company. Pruco Life Insurance Company is a wholly owned subsidiary of The Prudential Insurance Company of America, which in turn is a wholly owned subsidiary of Prudential Financial, Inc.
PGIM Real Estate Fund Inc.
Report date April 29, 2026 · Filed May 01, 2026
Jointly reported with PRUDENTIAL INSURANCE CO OF AMERICA, PRUCO LIFE INSURANCE CO
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 3,573,698.664 |
Reported balance
After 2026-04-29 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-04-29 · Purchase · Acquired 270,092.227 · Balance 3,573,698.664 F2: Includes shares issued pursuant to the Issuer's dividend reinvestment plan. F1: Reflects securities directly held by The Prudential Insurance Company of America, which is a wholly owned subsidiary of Prudential Financial, Inc. |
| Class I Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 6,143,238.726 |
Reported balance
Holding disclosure · report date 2026-04-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,143,238.726 F2: Includes shares issued pursuant to the Issuer's dividend reinvestment plan. F3: Reflects securities directly held by Pruco Life Insurance Company, which is a wholly owned subsidiary of The Prudential Insurance Company of America, which in turn is a wholly owned subsidiary of Prudential Financial, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects securities directly held by The Prudential Insurance Company of America, which is a wholly owned subsidiary of Prudential Financial, Inc.
F2: Includes shares issued pursuant to the Issuer's dividend reinvestment plan.
F3: Reflects securities directly held by Pruco Life Insurance Company, which is a wholly owned subsidiary of The Prudential Insurance Company of America, which in turn is a wholly owned subsidiary of Prudential Financial, Inc.
TORTOISE ENERGY INFRASTRUCTURE CORP
Report date July 15, 2026 · Filed July 17, 2026
Jointly reported with PRUDENTIAL INSURANCE CO OF AMERICA, PRUCO LIFE INSURANCE CO
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series K Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | 3,000,000 |
Reported balance
After 2026-07-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-07-15 · Purchase · Acquired 3,000,000 · Balance 3,000,000 F1: Preferred stock owned by The Prudential Insurance Company of America, indirectly owned by Prudential Financial, Inc., its parent holding company and a ten percent owner of a class. |
| Series L Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy PRUCO Life Insurance Company, a wholly-owned subsidiary of the Reporting Person | 3,000,000 |
Reported balance
After 2026-07-15 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2026-07-15 · Purchase · Acquired 3,000,000 · Balance 3,000,000 F2: Preferred stock owned by PRUCO Life Insurance Company, indirectly owned by Prudential Financial, Inc., its parent holding company and a ten percent owner of a class. |
Filing footnotes · ownership attribution and instrument terms
F1: Preferred stock owned by The Prudential Insurance Company of America, indirectly owned by Prudential Financial, Inc., its parent holding company and a ten percent owner of a class.
F2: Preferred stock owned by PRUCO Life Insurance Company, indirectly owned by Prudential Financial, Inc., its parent holding company and a ten percent owner of a class.
TORTOISE PIPELINE & ENERGY FUND, INC.
Report date April 14, 2020 · Filed April 16, 2020
Jointly reported with PRUDENTIAL INSURANCE CO OF AMERICA
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 3.97% Senior Notes, Series H, due December 13, 2024SEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | Not disclosed |
Reported balance
After 2020-04-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-04-14 · Other · Disposed 1,714,286 · Balance Not disclosed F1: The notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| 3.97% Senior Notes, Series H, due December 13, 2024SEC Table I · non-derivative | IndirectBy Prudential Arizona Reinsuranc e Term Company, a wholly-owned subsidiary of the Reporting | Not disclosed |
Reported balance
After 2020-04-14 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-04-14 · Other · Disposed 342,857 · Balance Not disclosed |
Filing footnotes · ownership attribution and instrument terms
F1: The notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
Tortoise Midstream Energy Fund, Inc.
Report date December 17, 2021 · Filed December 21, 2021
Jointly reported with PRUDENTIAL INSURANCE CO OF AMERICA, PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2.50% Senior Notes, Series S, due December 17, 2028SEC Table I · non-derivative | IndirectBy The Prudential Gibraltar Financial Life Insurance Co., Ltd., a wholly-owned subsidiary of the Rep | Not disclosed |
Reported balance
After 2021-12-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-12-17 · Purchase · Acquired 5,000,000 · Balance Not disclosed F1: These notes are owned directly by The Prudential Gibraltar Financial Life Insurance Co., Ltd., a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| 2.50% Senior Notes, Series S, due December 17, 2028SEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | Not disclosed |
Reported balance
After 2021-12-17 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-12-17 · Purchase · Acquired 20,000,000 · Balance Not disclosed F2: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| Series H Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | 300,000 |
Reported balance
After 2021-12-17 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-12-17 · Purchase · Acquired 300,000 · Balance 300,000 F3: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
Filing footnotes · ownership attribution and instrument terms
F1: These notes are owned directly by The Prudential Gibraltar Financial Life Insurance Co., Ltd., a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
F2: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
F3: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ClearBridge MLP & Midstream Fund Inc.
Report date September 09, 2024 · Filed September 11, 2024
Jointly reported with PRUDENTIAL INSURANCE CO OF AMERICA
Section 16 reporting ended · disclosed 2024-09-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series I Mandatory Redeemable Preferred Stock (CEM)SEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | 0 |
Reported balance
After 2024-09-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-09-09 · Other · Disposed 160 · Balance 0 F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and EMO. F2: CEM Series I shares exchanged for EMO Series N Mandatory Redeemable Preferred Stock. F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| Series M Mandatory Redeemable Preferred Stock (CEM)SEC Table I · non-derivative | IndirectBy ThePrudentialInsuranceCompanyofAmerica,a wholly-ownedsubsidiaryof theReportingPerson | 0 |
Reported balance
After 2024-09-09 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-09-09 · Other · Disposed 285,715 · Balance 0 F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and EMO. F4: CEM Series M shares exchanged for EMO Series R Mandatory Redeemable Preferred Stock F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
Filing footnotes · ownership attribution and instrument terms
F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and EMO.
F2: CEM Series I shares exchanged for EMO Series N Mandatory Redeemable Preferred Stock.
F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
F4: CEM Series M shares exchanged for EMO Series R Mandatory Redeemable Preferred Stock
ClearBridge MLP & Midstream Total Return Fund Inc.
Report date September 09, 2024 · Filed September 11, 2024
Jointly reported with PRUDENTIAL INSURANCE CO OF AMERICA
Section 16 reporting ended · disclosed 2024-09-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series E Mandatory Redeemable Preferred Stock (CTR)SEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | 0 |
Reported balance
After 2024-09-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-09-09 · Other · Disposed 366,667 · Balance 0 F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CEM and EMO. F2: CTR Series E shares exchanged for EMO Series M Mandatory Redeemable Preferred Stock. F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
Filing footnotes · ownership attribution and instrument terms
F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CEM and EMO.
F2: CTR Series E shares exchanged for EMO Series M Mandatory Redeemable Preferred Stock.
F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2022 Filed Nov 21, 2022 20:24 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | OtherSeries I Mandatory Redeemable Preferred Stock | 160 | $100,000.00 | $16,000,000.00 |
DisclosureSEC source: 0001137774-22-000124 · primary_doc.xml · nonDerivative · entry 2 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 160 F2 · shares: Share transfer from Issuer on 11/17/2022 in exchange for Series D Mandatory Redeemable Preferred Stock. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 20:24 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | OtherSeries D Mandatory Redeemable Preferred Stock | 160 | $100,000.00 | $16,000,000.00 |
DisclosureSEC source: 0001137774-22-000124 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 0 F1 · shares: Share transfer to Issuer on 11/17/2022 in exchange for Series I Mandatory Redeemable Preferred Stock. Read SEC document |
| October 27, 2022 Filed Jun 28, 2023 20:40 UTC | PGIM Real Estate Fund Inc. NONE · Entity 45281 | PurchaseClass I Common Stock, par value $0.001 per share | 903,929.315 | $25.00 | $22,598,232.88 |
DisclosureSEC source: 0001104659-23-075844 · tm2319836-4_4seq1.xml · nonDerivative · entry 3 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PGIM Strategic Investments, Inc. · CIK 0001972703 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,144,929.315 F1 · ownership.nature: Reflects securities directly held by PGIM Strategic Investments, Inc., which is an indirect wholly owned subsidiary of Prudential Financial, Inc. Read SEC document |
| October 11, 2022 Filed Jun 28, 2023 20:40 UTC | PGIM Real Estate Fund Inc. NONE · Entity 45281 | PurchaseClass I Common Stock, par value $0.001 per share | 80,000 | $25.00 | $2,000,000.00 |
DisclosureSEC source: 0001104659-23-075844 · tm2319836-4_4seq1.xml · nonDerivative · entry 2 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PGIM Strategic Investments, Inc. · CIK 0001972703 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 241,000 F1 · ownership.nature: Reflects securities directly held by PGIM Strategic Investments, Inc., which is an indirect wholly owned subsidiary of Prudential Financial, Inc. Read SEC document |
| September 28, 2022 Filed Jun 28, 2023 20:40 UTC | PGIM Real Estate Fund Inc. NONE · Entity 45281 | PurchaseClass I Common Stock, par value $0.001 per share | 60,000 | $25.00 | $1,500,000.00 |
DisclosureSEC source: 0001104659-23-075844 · tm2319836-4_4seq1.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PGIM Strategic Investments, Inc. · CIK 0001972703 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 161,000 F1 · ownership.nature: Reflects securities directly held by PGIM Strategic Investments, Inc., which is an indirect wholly owned subsidiary of Prudential Financial, Inc. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 22:58 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | PurchaseSeries H Mandatory Redeemable Preferred Stock | 300,000 | $25.00 | $7,500,000.00 |
DisclosureSEC source: 0001137774-21-000148 · primary_doc.xml · nonDerivative · entry 3 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD. · CIK 0001666188 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 300,000 F3 · ownership.direct: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 22:58 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | Purchase2.50% Senior Notes, Series S, due December 17, 2028 | 20,000,000 | $20,000,000.00 | $400,000,000,000,000.00 |
DisclosureSEC source: 0001137774-21-000148 · primary_doc.xml · nonDerivative · entry 2 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD. · CIK 0001666188 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F2 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 22:58 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | Purchase2.50% Senior Notes, Series S, due December 17, 2028 | 5,000,000 | $5,000,000.00 | $25,000,000,000,000.00 |
DisclosureSEC source: 0001137774-21-000148 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD. · CIK 0001666188 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Gibraltar Financial Life Insurance Co., Ltd., a wholly-owned subsidiary of the Rep Disclosed balance after: Not disclosed F1 · ownership.direct: These notes are owned directly by The Prudential Gibraltar Financial Life Insurance Co., Ltd., a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 22:16 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseSeries F Mandatory Redeemable Preferred Stock | 2,000,000 | $10.00 | $20,000,000.00 |
DisclosureSEC source: 0001137774-21-000147 · primary_doc.xml · nonDerivative · entry 4 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 2,000,000 F4 · ownership.direct: Preferred stock owned by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 22:16 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | Purchase2.50% Senior Notes, Series QQ, due December 17, 2028 | 4,500,000 | $4,500,000.00 | $20,250,000,000,000.00 |
DisclosureSEC source: 0001137774-21-000147 · primary_doc.xml · nonDerivative · entry 3 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Gibraltar Financial Life Insurance Co., Ltd., a wholly-owned subsidiary of the Rep Disclosed balance after: Not disclosed F3 · ownership.direct: These notes are owned directly by The Prudential Gibraltar Financial Life Insurance Co., Ltd. and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 22:16 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | Purchase2.50% Senior Notes, Series QQ, due December 17, 2028 | 1,000,000 | $1,000,000.00 | $1,000,000,000,000.00 |
DisclosureSEC source: 0001137774-21-000147 · primary_doc.xml · nonDerivative · entry 2 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Term Reinsurance Company, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F2 · ownership.direct: These notes are owned directly by The Prudential Term Reinsurance Company and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 22:16 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | Purchase2.50% Senior Notes, Series QQ, due December 17, 2028 | 4,500,000 | $4,500,000.00 | $20,250,000,000,000.00 |
DisclosureSEC source: 0001137774-21-000147 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Annuities Life Assurance Corporation, a wholly-owned subsidiary of the Reporting Perso Disclosed balance after: Not disclosed F1 · ownership.direct: These notes are owned directly by The Prudential Annuities Life Assurance Corporation and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 14, 2020 Filed Apr 16, 2020 00:08 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | Other4.02% Senior Notes, Series R, due October 16, 2026 | 2,901,070 | $2,901,070.00 | $8,416,207,144,900.00 |
DisclosureSEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 14 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F2 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 14, 2020 Filed Apr 16, 2020 00:08 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | Other4.02% Senior Notes, Series R, due October 16, 2026 | 4,641,711 | $4,641,711.00 | $21,545,481,007,521.00 |
DisclosureSEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 13 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Annuities Life Assurance Corporation Disclosed balance after: 1,191,623 Read SEC document |
| April 14, 2020 Filed Apr 16, 2020 00:08 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | Other3.97% Senior Notes, Series Q, due October 16, 2025 | 4,351,604 | $4,351,604.00 | $18,936,457,372,816.00 |
DisclosureSEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 12 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Disclosed balance after: Not disclosed F2 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 14, 2020 Filed Apr 16, 2020 00:08 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | Other3.97% Senior Notes, Series Q, due October 16, 2025 | 4,351,605 | $4,351,605.00 | $18,936,466,076,025.00 |
DisclosureSEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 11 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Arizona Reinsurance Term Company, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed Read SEC document |
| April 14, 2020 Filed Apr 16, 2020 00:08 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | Other3.79% Senior Notes, Series P, due October 16, 2023 | 5,512,032 | $5,512,032.00 | $30,382,496,769,024.00 |
DisclosureSEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 10 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Life Insurance Company Ltd., a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed Read SEC document |
| April 14, 2020 Filed Apr 16, 2020 00:08 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | Other3.79% Senior Notes, Series P, due October 16, 2023 | 6,092,246 | $6,092,246.00 | $37,115,461,324,516.00 |
DisclosureSEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 9 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F2 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 14, 2020 Filed Apr 16, 2020 17:59 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | Other3.97% Senior Notes, Series H, due December 13, 2024 | 342,857 | $342,857.00 | $117,550,922,449.00 |
DisclosureSEC source: 0001137774-20-000075 · primary_doc.xml · nonDerivative · entry 2 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Arizona Reinsuranc e Term Company, a wholly-owned subsidiary of the Reporting Disclosed balance after: Not disclosed Read SEC document |
| April 14, 2020 Filed Apr 16, 2020 17:59 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | Other3.97% Senior Notes, Series H, due December 13, 2024 | 1,714,286 | $1,714,286.00 | $2,938,776,489,796.00 |
DisclosureSEC source: 0001137774-20-000075 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F1 · ownership.direct: The notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 13, 2020 Filed Apr 16, 2020 00:08 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | Other4.02% Senior Notes, Series R, due October 16, 2026 | 1,354,167 | $1,354,167.00 | $1,833,768,263,889.00 |
DisclosureSEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 8 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F2 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 13, 2020 Filed Apr 16, 2020 00:08 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | Other4.02% Senior Notes, Series R, due October 16, 2026 | 2,166,666 | $2,166,666.00 | $4,694,441,555,556.00 |
DisclosureSEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 7 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Annuities Life Assurance Corporation Disclosed balance after: 5,833,334 Read SEC document |
| April 13, 2020 Filed Apr 16, 2020 00:08 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | Other3.97% Senior Notes, Series Q, due October 16, 2025 | 2,031,250 | $2,031,250.00 | $4,125,976,562,500.00 |
DisclosureSEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 6 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F2 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 13, 2020 Filed Apr 16, 2020 00:08 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | Other3.97% Senior Notes, Series Q, due October 16, 2025 | 2,031,250 | $2,031,250.00 | $4,125,976,562,500.00 |
DisclosureSEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 5 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Arizona Reinsurance Term Company, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed Read SEC document |
| April 13, 2020 Filed Apr 16, 2020 00:08 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | Other3.79% Senior Notes, Series P, due October 16, 2023 | 2,572,917 | $2,572,917.00 | $6,619,901,888,889.00 |
DisclosureSEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 4 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Life Insurance Company Ltd., a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed Read SEC document |
| April 13, 2020 Filed Apr 16, 2020 00:08 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | Other3.79% Senior Notes, Series P, due October 16, 2023 | 2,843,750 | $2,843,750.00 | $8,086,914,062,500.00 |
DisclosureSEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 3 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F2 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 13, 2020 Filed Apr 16, 2020 00:08 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | Other3.18% Senior Notes, Series N, due December 13, 2024 | 3,000,000 | $3,000,000.00 | $9,000,000,000,000.00 |
DisclosureSEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 2 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F2 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 13, 2020 Filed Apr 16, 2020 00:08 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | Other3.18% Senior Notes, Series N, due December 13, 2024 | 29,000,000 | $29,000,000.00 | $841,000,000,000,000.00 |
DisclosureSEC source: 0001137774-20-000073 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P Disclosed balance after: Not disclosed F1 · ownership.direct: These notes are owned directly by Prudential Retirement Insurance and Annuity Company, a less than ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 23:07 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | Other3.33% Senior Notes, Series PP, due September 25, 2027 | 677,333 | $677,333.00 | $458,779,992,889.00 |
DisclosureSEC source: 0001137774-20-000072 · primary_doc.xml · nonDerivative · entry 11 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P Disclosed balance after: Not disclosed F3 · ownership.direct: These notes are owned directly by Prudential Retirement Insurance and Annuity Company, a less than ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 23:07 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | Other3.33% Senior Notes, Series PP, due September 25, 2027 | 8,128,000 | $8,128,000.00 | $66,064,384,000,000.00 |
DisclosureSEC source: 0001137774-20-000072 · primary_doc.xml · nonDerivative · entry 10 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Gibraltar Life Insurance Co., Ltd., a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F2 · ownership.direct: These notes are owned directly by The Gibraltar Life Insurance Co., Ltd., a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 23:07 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | Other3.33% Senior Notes, Series PP, due September 25, 2027 | 8,128,000 | $8,128,000.00 | $66,064,384,000,000.00 |
DisclosureSEC source: 0001137774-20-000072 · primary_doc.xml · nonDerivative · entry 9 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F1 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 23:07 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | Other3.27% Senior Notes, Series OO, due April 9, 2026 | 5,181,600 | $5,181,600.00 | $26,848,978,560,000.00 |
DisclosureSEC source: 0001137774-20-000072 · primary_doc.xml · nonDerivative · entry 8 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F1 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 23:07 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | Other3.27% Senior Notes, Series OO, due April 9, 2026 | 5,317,067 | $5,317,067.00 | $28,271,201,482,489.00 |
DisclosureSEC source: 0001137774-20-000072 · primary_doc.xml · nonDerivative · entry 7 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F1 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 23:07 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | Other3.27% Senior Notes, Series OO, due April 9, 2026 | 9,821,333 | $9,821,333.00 | $96,458,581,896,889.00 |
DisclosureSEC source: 0001137774-20-000072 · primary_doc.xml · nonDerivative · entry 6 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Gibraltar Life Insurance Co., Ltd., a wholly owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F2 · ownership.direct: These notes are owned directly by The Gibraltar Life Insurance Co., Ltd., a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 23:07 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | Other3.20% Senior Notes, Series NN, due June 14, 2025 | 9,821,333 | $9,821,333.00 | $96,458,581,896,889.00 |
DisclosureSEC source: 0001137774-20-000072 · primary_doc.xml · nonDerivative · entry 5 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Gibraltar Life Insurance Co., Ltd., a wholly owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F2 · ownership.direct: These notes are owned directly by The Gibraltar Life Insurance Co., Ltd., a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 23:07 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | Other3.20% Senior Notes, Series NN, due June 14, 2025 | 10,498,667 | $10,498,667.00 | $110,222,008,776,889.00 |
DisclosureSEC source: 0001137774-20-000072 · primary_doc.xml · nonDerivative · entry 4 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F1 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 23:07 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | Other3.53% Senior Notes, Series KK, due December 18, 2025 | 6,773,333 | $6,773,333.00 | $45,878,039,928,889.00 |
DisclosureSEC source: 0001137774-20-000072 · primary_doc.xml · nonDerivative · entry 3 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F1 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 23:07 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | Other3.34% Senior Notes, Series JJ, due December 18, 2023 | 13,546,667 | $13,546,667.00 | $183,512,186,808,889.00 |
DisclosureSEC source: 0001137774-20-000072 · primary_doc.xml · nonDerivative · entry 2 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F1 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 23:07 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | Other3.22% Senior Notes, Series II, due December 18, 2022 | 6,773,333 | $6,773,333.00 | $45,878,039,928,889.00 |
DisclosureSEC source: 0001137774-20-000072 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F1 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 10, 2020 Filed Apr 14, 2020 22:28 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherSeries G Mandatory Redeemable Preferred Stock | 795,333 | $25.00 | $19,883,325.00 |
DisclosureSEC source: 0001137774-20-000069 · primary_doc.xml · nonDerivative · entry 3 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Prudential Retirement Insurance & Annuity Co · CIK 0001444597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 84,667 F1 · ownership.direct: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 10, 2020 Filed Apr 14, 2020 22:28 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherSeries E Mandatory Redeemable Preferred Stock | 1,446,061 | $25.00 | $36,151,525.00 |
DisclosureSEC source: 0001137774-20-000069 · primary_doc.xml · nonDerivative · entry 2 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Prudential Retirement Insurance & Annuity Co · CIK 0001444597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P Disclosed balance after: 153,939 F2 · ownership.direct: Preferred stock owned directly by Prudential Retirement Insurance and Annuity Company, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 10, 2020 Filed Apr 14, 2020 22:28 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherSeries D Mandatory Redeemable Preferred Stock | 903,788 | $25.00 | $22,594,700.00 |
DisclosureSEC source: 0001137774-20-000069 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Prudential Retirement Insurance & Annuity Co · CIK 0001444597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 96,212 F1 · ownership.direct: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| April 10, 2020 Filed Apr 14, 2020 23:02 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | OtherSeries B Mandatory Redeemable Preferred Stock | 396,000 | $25.00 | $9,900,000.00 |
DisclosureSEC source: 0001137774-20-000070 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 244,000 F1 · ownership.direct: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 16:53 UTC | Kayne Anderson Energy Infrastructure Fund, Inc. KYN · Entity 4334 | OtherSeries K Mandatory Redeemable Preferred Stock | 1,000,000 | $25.00 | $25,000,000.00 |
DisclosureSEC source: 0001137774-20-000066 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner Prudential Retirement Insurance & Annuity Co · CIK 0001444597 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P Disclosed balance after: 0 F1 · shares: Share redemption by Issuer on 2/13/2020. F2 · balance_after: Following the transaction, the Reporting Person or its wholly-owned subsidiary has ceased to be the 10% holder of the outstanding preferred stock of the Issuer. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 21:28 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | OtherSeries D Mandatory Redeemable Preferred Stock | 24 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-18-000100 · primary_doc.xml · nonDerivative · entry 3 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · See Footnote 1 PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY · CIK 0001755924 · See Footnote 1 PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 0 F1 · security: (1)Previous 10% Owner of Preferred Share Securities of CBA; as of 11/16/2018, 10% Owner of Preferred Share Securities of EMO. F2 · shares: (2)Share exchange/replacement by Clearbridge Energy MidStream Opportunity Fund Inc. (ticker EMO) due to CBAs merger into EMO on 11/16/2018. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 21:28 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | OtherSeries D Mandatory Redeemable Preferred Stock | 85 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-18-000100 · primary_doc.xml · nonDerivative · entry 2 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · See Footnote 1 PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY · CIK 0001755924 · See Footnote 1 PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per Disclosed balance after: 0 F1 · security: (1)Previous 10% Owner of Preferred Share Securities of CBA; as of 11/16/2018, 10% Owner of Preferred Share Securities of EMO. F2 · shares: (2)Share exchange/replacement by Clearbridge Energy MidStream Opportunity Fund Inc. (ticker EMO) due to CBAs merger into EMO on 11/16/2018. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 21:28 UTC | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. CBA · Entity 162319 | OtherSeries C Mandatory Redeemable Preferred Stock | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0001137774-18-000100 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · See Footnote 1 PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY · CIK 0001755924 · See Footnote 1 PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 0 F1 · security: (1)Previous 10% Owner of Preferred Share Securities of CBA; as of 11/16/2018, 10% Owner of Preferred Share Securities of EMO. F2 · shares: (2)Share exchange/replacement by Clearbridge Energy MidStream Opportunity Fund Inc. (ticker EMO) due to CBAs merger into EMO on 11/16/2018. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 19:35 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | Purchase4.02% Senior Notes, Series R, due October 16, 2026 | 5,000,000 | $5,000,000.00 | $25,000,000,000,000.00 |
DisclosureSEC source: 0001137774-18-000093 · primary_doc.xml · nonDerivative · entry 7 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 19:35 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | Purchase4.02% Senior Notes, Series R, due October 16, 2026 | 8,000,000 | $8,000,000.00 | $64,000,000,000,000.00 |
DisclosureSEC source: 0001137774-18-000093 · primary_doc.xml · nonDerivative · entry 6 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Annuities Life Assurance Corporation Disclosed balance after: Not disclosed Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 19:35 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | Purchase3.97% Senior Notes, Series Q, due October 16, 2025 | 7,500,000 | $7,500,000.00 | $56,250,000,000,000.00 |
DisclosureSEC source: 0001137774-18-000093 · primary_doc.xml · nonDerivative · entry 5 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.