organization · Reporting owner
PRUDENTIAL FINANCIAL INC
Disclosed activity across 13 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA · Entity 162319 | See Footnote 1 | November 16, 2018 | November 20, 2018 |
| ClearBridge Energy Midstream Opportunity Fund Inc.EMO · Entity 8990 | 10% owner | September 09, 2024 | September 11, 2024 |
| KAYNE ANDERSON ENERGY DEVELOPMENT COKED · Entity 164448 | See Footnote 1 | August 06, 2018 | August 08, 2018 |
| Kayne Anderson Energy Infrastructure Fund, Inc.KYN · Entity 4334 | 10% owner | February 13, 2020 | February 18, 2020 |
| Kayne Anderson Energy Total Return Fund, Inc.KYE · Entity 164253 | See Footnote 1 | August 06, 2018 | August 08, 2018 |
| PGIM Credit Income FundNONE · Entity 47981 | 10% owner | August 01, 2024 | August 05, 2024 |
| PGIM Private Credit FundNONE · Entity 9082 | 10% owner | July 28, 2026 | July 30, 2026 |
| PGIM Real Estate Fund Inc.NONE · Entity 45281 | 10% owner | April 29, 2026 | May 01, 2026 |
| TORTOISE ENERGY INFRASTRUCTURE CORPtyg · Entity 8897 | 10% owner | July 15, 2026 | July 17, 2026 |
| TORTOISE PIPELINE & ENERGY FUND, INC.TTP · Entity 95263 | 10% owner | April 14, 2020 | April 16, 2020 |
| Tortoise Midstream Energy Fund, Inc.NTG · Entity 84716 | 10% owner | December 17, 2021 | December 21, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Report date November 16, 2018 · Filed November 20, 2018
Jointly reported with PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY, PRUDENTIAL INSURANCE CO OF AMERICA
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series C Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | 0 |
Reported balance
After 2018-11-16 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-11-16 · Other · Disposed 41 · Balance 0 F1: (1)Previous 10% Owner of Preferred Share Securities of CBA; as of 11/16/2018, 10% Owner of Preferred Share Securities of EMO. F2: (2)Share exchange/replacement by Clearbridge Energy MidStream Opportunity Fund Inc. (ticker EMO) due to CBAs merger into EMO on 11/16/2018. |
| Series D Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per | 0 |
Reported balance
After 2018-11-16 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-11-16 · Other · Disposed 85 · Balance 0 F1: (1)Previous 10% Owner of Preferred Share Securities of CBA; as of 11/16/2018, 10% Owner of Preferred Share Securities of EMO. F2: (2)Share exchange/replacement by Clearbridge Energy MidStream Opportunity Fund Inc. (ticker EMO) due to CBAs merger into EMO on 11/16/2018. |
| Series D Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | 0 |
Reported balance
After 2018-11-16 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2018-11-16 · Other · Disposed 24 · Balance 0 F1: (1)Previous 10% Owner of Preferred Share Securities of CBA; as of 11/16/2018, 10% Owner of Preferred Share Securities of EMO. F2: (2)Share exchange/replacement by Clearbridge Energy MidStream Opportunity Fund Inc. (ticker EMO) due to CBAs merger into EMO on 11/16/2018. |
Filing footnotes · ownership attribution and instrument terms
F1: (1)Previous 10% Owner of Preferred Share Securities of CBA; as of 11/16/2018, 10% Owner of Preferred Share Securities of EMO.
F2: (2)Share exchange/replacement by Clearbridge Energy MidStream Opportunity Fund Inc. (ticker EMO) due to CBAs merger into EMO on 11/16/2018.
ClearBridge Energy Midstream Opportunity Fund Inc.
Report date September 09, 2024 · Filed September 11, 2024
Jointly reported with PRUDENTIAL INSURANCE CO OF AMERICA
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series M Mandatory Redeemable Preferred Stock (EMO)SEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | 314,286 |
Reported balance
After 2024-09-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-09-09 · Other · Acquired 314,286 · Balance 314,286 F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and CEM. F2: EMO Series M shares issued shares in exchange for CTR Series E Mandatory Redeemable Preferred Stock. F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| Series N Mandatory Redeemable Preferred Stock (EMO)SEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | 457,143 |
Reported balance
After 2024-09-09 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-09-09 · Other · Acquired 457,143 · Balance 457,143 F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and CEM. F4: EMO Series N shares issued in exchange for CEM Series I Mandatory Redeemable Preferred Stock. F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| Series R Mandatory Redeemable Preferred Stock (EMO)SEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | 285,715 |
Reported balance
After 2024-09-09 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2024-09-09 · Other · Acquired 285,715 · Balance 285,715 F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and CEM. F5: EMO Series R shares issued in exchange for CEM Series M Mandatory Redeemable Preferred Stock. F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| Series L Mandatory Redeemable Preferred Stock (EMO)SEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | 142,858 |
Last balance in matching sequence
After 2024-09-09 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2024-09-09 · Other · Disposed 166,667 · Balance 0 F6: EMO Series L share exchange on 9/9/2024 in connection with a change to the applicable Liquidation Preference. F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Row 5 · 2024-09-09 · Other · Acquired 142,858 · Balance 142,858 F6: EMO Series L share exchange on 9/9/2024 in connection with a change to the applicable Liquidation Preference. F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
Filing footnotes · ownership attribution and instrument terms
F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and CEM.
F2: EMO Series M shares issued shares in exchange for CTR Series E Mandatory Redeemable Preferred Stock.
F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
F4: EMO Series N shares issued in exchange for CEM Series I Mandatory Redeemable Preferred Stock.
F5: EMO Series R shares issued in exchange for CEM Series M Mandatory Redeemable Preferred Stock.
F6: EMO Series L share exchange on 9/9/2024 in connection with a change to the applicable Liquidation Preference.
KAYNE ANDERSON ENERGY DEVELOPMENT CO
Report date August 06, 2018 · Filed August 08, 2018
Jointly reported with PRUDENTIAL INSURANCE CO OF AMERICA
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Mandatory Redeemable Preferred SharesSEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | 0 |
Reported balance
After 2018-08-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-08-06 · Other · Disposed 1,000,000 · Balance 0 F1: (1) Previous 10% Owner of Preferred Share Securities of KED; as of 08/06/2018, less than 10% Owner of Preferred Share Securities of KYN. F2: (2) Share transfer to Kayne Anderson MLP/Midstream Investment Company (ticker KYN) due to KED merger into KYN on 08/06/2018. F3: (3) These preferred shares were owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
Filing footnotes · ownership attribution and instrument terms
F1: (1) Previous 10% Owner of Preferred Share Securities of KED; as of 08/06/2018, less than 10% Owner of Preferred Share Securities of KYN.
F2: (2) Share transfer to Kayne Anderson MLP/Midstream Investment Company (ticker KYN) due to KED merger into KYN on 08/06/2018.
F3: (3) These preferred shares were owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
Kayne Anderson Energy Infrastructure Fund, Inc.
Report date February 13, 2020 · Filed February 18, 2020
Jointly reported with Empower Annuity Insurance Co
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series K Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P | 0 |
Reported balance
After 2020-02-13 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-02-13 · Other · Disposed 1,000,000 · Balance 0 F1: Share redemption by Issuer on 2/13/2020. F2: Following the transaction, the Reporting Person or its wholly-owned subsidiary has ceased to be the 10% holder of the outstanding preferred stock of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Share redemption by Issuer on 2/13/2020.
F2: Following the transaction, the Reporting Person or its wholly-owned subsidiary has ceased to be the 10% holder of the outstanding preferred stock of the Issuer.
Kayne Anderson Energy Total Return Fund, Inc.
Report date August 06, 2018 · Filed August 08, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 3.36% Series M Senior Unsecured Notes due 2021SEC Table I · non-derivative | IndirectBy The Gibraltar Life Insurance Co., Ltd, a wholly-owned subsidiary of the Reporting Perso | Not disclosed |
Reported balance
After 2018-08-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-08-06 · Other · Disposed 2,428,571.43 · Balance Not disclosed F1: (1) Previous 10% Owner of Senior Notes of KYE; as of 08/06/2018, less than 10% Owner of Senior Notes of Kayne Anderson Midstream/Energy Fund, Inc. (ticker KME) due to merger described below. F2: (2) Note transfer to KME due to KYE merger into KME on 08/06/2018. |
| 3.36% Series M Senior Unsecured Notes due 2021SEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | Not disclosed |
Reported balance
After 2018-08-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-08-06 · Other · Disposed 1,059,685.71 · Balance Not disclosed F1: (1) Previous 10% Owner of Senior Notes of KYE; as of 08/06/2018, less than 10% Owner of Senior Notes of Kayne Anderson Midstream/Energy Fund, Inc. (ticker KME) due to merger described below. F2: (2) Note transfer to KME due to KYE merger into KME on 08/06/2018. |
Filing footnotes · ownership attribution and instrument terms
F1: (1) Previous 10% Owner of Senior Notes of KYE; as of 08/06/2018, less than 10% Owner of Senior Notes of Kayne Anderson Midstream/Energy Fund, Inc. (ticker KME) due to merger described below.
F2: (2) Note transfer to KME due to KYE merger into KME on 08/06/2018.
PGIM Credit Income Fund
Report date August 01, 2024 · Filed August 05, 2024
Jointly reported with PGIM Strategic Investments, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class Z common shares of beneficial interest, par val $0.001SEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2024-08-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-08-01 · Other · Disposed 4,179,820.55 · Balance 0 F1: On August 1, 2024, in connection with an internal restructuring of its investment, PGIM Strategic Investments, Inc., an indirect wholly owned subsidiary of Prudential Financial, Inc., transferred 4,179,820.550 Class Z common shares of beneficial interest to The Prudential Insurance Company of America, a wholly owned subsidiary of Prudential Financial, Inc., for no consideration F2: Includes shares issued pursuant to the Issuer's dividend reinvestment plan as of the date of this filing. F3: Reflects securities that were directly held by PGIM Strategic Investments, Inc., which is an indirect wholly owned subsidiary of Prudential Financial, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 1, 2024, in connection with an internal restructuring of its investment, PGIM Strategic Investments, Inc., an indirect wholly owned subsidiary of Prudential Financial, Inc., transferred 4,179,820.550 Class Z common shares of beneficial interest to The Prudential Insurance Company of America, a wholly owned subsidiary of Prudential Financial, Inc., for no consideration
F2: Includes shares issued pursuant to the Issuer's dividend reinvestment plan as of the date of this filing.
F3: Reflects securities that were directly held by PGIM Strategic Investments, Inc., which is an indirect wholly owned subsidiary of Prudential Financial, Inc.
PGIM Private Credit Fund
Report date July 28, 2026 · Filed July 30, 2026
Jointly reported with PRUDENTIAL INSURANCE CO OF AMERICA, PRUCO LIFE INSURANCE CO
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I common shares of beneficial interest, par val $0.001SEC Table I · non-derivative | IndirectSee Footnote | 7,973,656.68 |
Reported balance
After 2026-07-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-07-28 · Sale · Disposed 214,746.359 · Balance 7,973,656.68 F1: Shares tendered by Pruco Life Insurance Company for repurchase by the Issuer during the Issuer's quarterly repurchase offer which expired on July 28, 2026. F2: Includes Class I common shares of beneficial interest, par value $0.001 (the "Common Shares") issued pursuant to the Issuer's dividend reinvestment plan. F3: Common Shares are directly held by Pruco Life Insurance Company. Pruco Life Insurance Company is a wholly owned subsidiary of The Prudential Insurance Company of America, which in turn is a wholly owned subsidiary of Prudential Financial, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares tendered by Pruco Life Insurance Company for repurchase by the Issuer during the Issuer's quarterly repurchase offer which expired on July 28, 2026.
F2: Includes Class I common shares of beneficial interest, par value $0.001 (the "Common Shares") issued pursuant to the Issuer's dividend reinvestment plan.
F3: Common Shares are directly held by Pruco Life Insurance Company. Pruco Life Insurance Company is a wholly owned subsidiary of The Prudential Insurance Company of America, which in turn is a wholly owned subsidiary of Prudential Financial, Inc.
PGIM Real Estate Fund Inc.
Report date April 29, 2026 · Filed May 01, 2026
Jointly reported with PRUDENTIAL INSURANCE CO OF AMERICA, PRUCO LIFE INSURANCE CO
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 3,573,698.664 |
Reported balance
After 2026-04-29 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-04-29 · Purchase · Acquired 270,092.227 · Balance 3,573,698.664 F2: Includes shares issued pursuant to the Issuer's dividend reinvestment plan. F1: Reflects securities directly held by The Prudential Insurance Company of America, which is a wholly owned subsidiary of Prudential Financial, Inc. |
| Class I Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 6,143,238.726 |
Reported balance
Holding disclosure · report date 2026-04-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,143,238.726 F2: Includes shares issued pursuant to the Issuer's dividend reinvestment plan. F3: Reflects securities directly held by Pruco Life Insurance Company, which is a wholly owned subsidiary of The Prudential Insurance Company of America, which in turn is a wholly owned subsidiary of Prudential Financial, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects securities directly held by The Prudential Insurance Company of America, which is a wholly owned subsidiary of Prudential Financial, Inc.
F2: Includes shares issued pursuant to the Issuer's dividend reinvestment plan.
F3: Reflects securities directly held by Pruco Life Insurance Company, which is a wholly owned subsidiary of The Prudential Insurance Company of America, which in turn is a wholly owned subsidiary of Prudential Financial, Inc.
TORTOISE ENERGY INFRASTRUCTURE CORP
Report date July 15, 2026 · Filed July 17, 2026
Jointly reported with PRUDENTIAL INSURANCE CO OF AMERICA, PRUCO LIFE INSURANCE CO
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series K Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | 3,000,000 |
Reported balance
After 2026-07-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-07-15 · Purchase · Acquired 3,000,000 · Balance 3,000,000 F1: Preferred stock owned by The Prudential Insurance Company of America, indirectly owned by Prudential Financial, Inc., its parent holding company and a ten percent owner of a class. |
| Series L Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy PRUCO Life Insurance Company, a wholly-owned subsidiary of the Reporting Person | 3,000,000 |
Reported balance
After 2026-07-15 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2026-07-15 · Purchase · Acquired 3,000,000 · Balance 3,000,000 F2: Preferred stock owned by PRUCO Life Insurance Company, indirectly owned by Prudential Financial, Inc., its parent holding company and a ten percent owner of a class. |
Filing footnotes · ownership attribution and instrument terms
F1: Preferred stock owned by The Prudential Insurance Company of America, indirectly owned by Prudential Financial, Inc., its parent holding company and a ten percent owner of a class.
F2: Preferred stock owned by PRUCO Life Insurance Company, indirectly owned by Prudential Financial, Inc., its parent holding company and a ten percent owner of a class.
TORTOISE PIPELINE & ENERGY FUND, INC.
Report date April 14, 2020 · Filed April 16, 2020
Jointly reported with PRUDENTIAL INSURANCE CO OF AMERICA
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 3.97% Senior Notes, Series H, due December 13, 2024SEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | Not disclosed |
Reported balance
After 2020-04-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-04-14 · Other · Disposed 1,714,286 · Balance Not disclosed F1: The notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| 3.97% Senior Notes, Series H, due December 13, 2024SEC Table I · non-derivative | IndirectBy Prudential Arizona Reinsuranc e Term Company, a wholly-owned subsidiary of the Reporting | Not disclosed |
Reported balance
After 2020-04-14 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-04-14 · Other · Disposed 342,857 · Balance Not disclosed |
Filing footnotes · ownership attribution and instrument terms
F1: The notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
Tortoise Midstream Energy Fund, Inc.
Report date December 17, 2021 · Filed December 21, 2021
Jointly reported with PRUDENTIAL INSURANCE CO OF AMERICA, PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2.50% Senior Notes, Series S, due December 17, 2028SEC Table I · non-derivative | IndirectBy The Prudential Gibraltar Financial Life Insurance Co., Ltd., a wholly-owned subsidiary of the Rep | Not disclosed |
Reported balance
After 2021-12-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-12-17 · Purchase · Acquired 5,000,000 · Balance Not disclosed F1: These notes are owned directly by The Prudential Gibraltar Financial Life Insurance Co., Ltd., a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| 2.50% Senior Notes, Series S, due December 17, 2028SEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | Not disclosed |
Reported balance
After 2021-12-17 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-12-17 · Purchase · Acquired 20,000,000 · Balance Not disclosed F2: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| Series H Mandatory Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | 300,000 |
Reported balance
After 2021-12-17 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-12-17 · Purchase · Acquired 300,000 · Balance 300,000 F3: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
Filing footnotes · ownership attribution and instrument terms
F1: These notes are owned directly by The Prudential Gibraltar Financial Life Insurance Co., Ltd., a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
F2: These notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
F3: Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ClearBridge MLP & Midstream Fund Inc.
Report date September 09, 2024 · Filed September 11, 2024
Jointly reported with PRUDENTIAL INSURANCE CO OF AMERICA
Section 16 reporting ended · disclosed 2024-09-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series I Mandatory Redeemable Preferred Stock (CEM)SEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | 0 |
Reported balance
After 2024-09-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-09-09 · Other · Disposed 160 · Balance 0 F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and EMO. F2: CEM Series I shares exchanged for EMO Series N Mandatory Redeemable Preferred Stock. F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| Series M Mandatory Redeemable Preferred Stock (CEM)SEC Table I · non-derivative | IndirectBy ThePrudentialInsuranceCompanyofAmerica,a wholly-ownedsubsidiaryof theReportingPerson | 0 |
Reported balance
After 2024-09-09 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-09-09 · Other · Disposed 285,715 · Balance 0 F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and EMO. F4: CEM Series M shares exchanged for EMO Series R Mandatory Redeemable Preferred Stock F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
Filing footnotes · ownership attribution and instrument terms
F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and EMO.
F2: CEM Series I shares exchanged for EMO Series N Mandatory Redeemable Preferred Stock.
F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
F4: CEM Series M shares exchanged for EMO Series R Mandatory Redeemable Preferred Stock
ClearBridge MLP & Midstream Total Return Fund Inc.
Report date September 09, 2024 · Filed September 11, 2024
Jointly reported with PRUDENTIAL INSURANCE CO OF AMERICA
Section 16 reporting ended · disclosed 2024-09-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series E Mandatory Redeemable Preferred Stock (CTR)SEC Table I · non-derivative | IndirectBy The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | 0 |
Reported balance
After 2024-09-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-09-09 · Other · Disposed 366,667 · Balance 0 F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CEM and EMO. F2: CTR Series E shares exchanged for EMO Series M Mandatory Redeemable Preferred Stock. F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
Filing footnotes · ownership attribution and instrument terms
F1: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CEM and EMO.
F2: CTR Series E shares exchanged for EMO Series M Mandatory Redeemable Preferred Stock.
F3: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 28, 2026 Filed Jul 30, 2026 19:31 UTC | PGIM Private Credit Fund NONE · Entity 9082 | SaleClass I common shares of beneficial interest, par val $0.001 | 214,746.359 | $24.75 | $5,314,972.39 |
DisclosureSEC source: 0001104659-26-088646 · tm2621669-1_4seq1.xml · nonDerivative · entry 1 PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUCO LIFE INSURANCE CO · CIK 0000777917 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 7,973,656.68 F1 · kind: Shares tendered by Pruco Life Insurance Company for repurchase by the Issuer during the Issuer's quarterly repurchase offer which expired on July 28, 2026. F2 · balance_after: Includes Class I common shares of beneficial interest, par value $0.001 (the "Common Shares") issued pursuant to the Issuer's dividend reinvestment plan. F3 · ownership.nature: Common Shares are directly held by Pruco Life Insurance Company. Pruco Life Insurance Company is a wholly owned subsidiary of The Prudential Insurance Company of America, which in turn is a wholly owned subsidiary of Prudential Financial, Inc. Read SEC document |
| July 15, 2026 Filed Jul 17, 2026 17:20 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP tyg · Entity 8897 | PurchaseSeries L Mandatory Redeemable Preferred Stock | 3,000,000 | $10.00 | $30,000,000.00 |
DisclosureSEC source: 0001137774-26-000159 · primary_doc.xml · nonDerivative · entry 2 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUCO LIFE INSURANCE CO · CIK 0000777917 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By PRUCO Life Insurance Company, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 3,000,000 F2 · ownership.direct: Preferred stock owned by PRUCO Life Insurance Company, indirectly owned by Prudential Financial, Inc., its parent holding company and a ten percent owner of a class. Read SEC document |
| July 15, 2026 Filed Jul 17, 2026 17:20 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP tyg · Entity 8897 | PurchaseSeries K Mandatory Redeemable Preferred Stock | 3,000,000 | $10.00 | $30,000,000.00 |
DisclosureSEC source: 0001137774-26-000159 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUCO LIFE INSURANCE CO · CIK 0000777917 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 3,000,000 F1 · ownership.direct: Preferred stock owned by The Prudential Insurance Company of America, indirectly owned by Prudential Financial, Inc., its parent holding company and a ten percent owner of a class. Read SEC document |
| April 29, 2026 Filed May 1, 2026 18:58 UTC | PGIM Real Estate Fund Inc. NONE · Entity 45281 | PurchaseClass I Common Stock, par value $0.001 per share | 270,092.227 | $30.36 | $8,200,000.01 |
DisclosureSEC source: 0001104659-26-054029 · tm2613345-1_4seq1.xml · nonDerivative · entry 1 PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUCO LIFE INSURANCE CO · CIK 0000777917 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,573,698.664 F2 · balance_after: Includes shares issued pursuant to the Issuer's dividend reinvestment plan. F1 · ownership.nature: Reflects securities directly held by The Prudential Insurance Company of America, which is a wholly owned subsidiary of Prudential Financial, Inc. Read SEC document |
| January 23, 2026 Filed Jan 27, 2026 21:30 UTC | PGIM Private Credit Fund NONE · Entity 9082 | PurchaseClass I common shares of beneficial interest, par val $0.001 | 1,406,738.649 | $24.87 | $34,985,590.20 |
DisclosureSEC source: 0001104659-26-007006 · tm264151-1_4seq1.xml · nonDerivative · entry 1 PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUCO LIFE INSURANCE CO · CIK 0000777917 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 7,709,623.515 F1 · date: On December 30, 2025, Pruco Life Insurance Company's subscription to purchase Class I common shares of beneficial interest, par value $0.001 (the "Common Shares") was accepted. On January 23, 2026, the number of Common Shares being purchased by Pruco Life Insurance Company was fixed when the purchase price per share was determined by the Issuer. F2 · balance_after: Includes Common Shares issued pursuant to the Issuer's dividend reinvestment plan as of the date of this filing. F3 · ownership.nature: Common Shares are directly held by Pruco Life Insurance Company. Pruco Life Insurance Company is a wholly owned subsidiary of The Prudential Insurance Company of America, which in turn is a wholly owned subsidiary of Prudential Financial, Inc. Read SEC document |
| August 21, 2025 Filed Aug 25, 2025 18:19 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseSeries J Mandatory Redeemable Preferred Stock | 1,500,000 | $10.00 | $15,000,000.00 |
DisclosureSEC source: 0001137774-25-000136 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By PRUCO Life Insurance Company, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 1,500,000 F1 · ownership.direct: Preferred stock owned by PRUCO Life Insurance Company, indirectly owned by Prudential Financial, Inc., its parent holding company and a ten percent owner of a class. Read SEC document |
| June 16, 2025 Filed Jun 18, 2025 14:06 UTC | PGIM Real Estate Fund Inc. NONE · Entity 45281 | PurchaseClass I Common Stock, par value $0.001 per share | 1,675,977.654 | $28.64 | $48,000,000.01 |
DisclosureSEC source: 0001104659-25-060495 · tm2518246-1_4seq1.xml · nonDerivative · entry 1 PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUCO LIFE INSURANCE CO · CIK 0000777917 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,168,461.122 F2 · balance_after: Includes shares issued pursuant to the Issuer's dividend reinvestment plan. F1 · ownership.nature: Reflects securities directly held by The Prudential Insurance Company of America, which is a wholly owned subsidiary of Prudential Financial, Inc. Read SEC document |
| March 26, 2025 Filed Mar 27, 2025 18:58 UTC | PGIM Real Estate Fund Inc. NONE · Entity 45281 | PurchaseClass I Common Stock, par value $0.001 per share | 1,340,694.006 | $28.53 | $38,249,999.99 |
DisclosureSEC source: 0001104659-25-028716 · tm2510635-1_4seq1.xml · nonDerivative · entry 2 PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUCO LIFE INSURANCE CO · CIK 0000777917 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,480,681.228 F1 · ownership.nature: Reflects securities directly held by The Prudential Insurance Company of America, which is a wholly owned subsidiary of Prudential Financial, Inc. Read SEC document |
| March 26, 2025 Filed Mar 28, 2025 20:36 UTC | PGIM Private Credit Fund NONE · Entity 9082 | PurchaseClass I common shares of beneficial interest, par val $0.001 | 721,732.157 | $24.94 | $18,000,000.00 |
DisclosureSEC source: 0001104659-25-029415 · tm2510753-1_4seq1.xml · nonDerivative · entry 1 PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUCO LIFE INSURANCE CO · CIK 0000777917 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 5,656,908.165 F1 · date: On February 27, 2025, Pruco Life Insurance Company's subscription to purchase Class I common shares of beneficial interest, par value $0.001 (the "Common Shares") was accepted. On March 26, 2025, the number of Common Shares being purchased by Pruco Life Insurance Company was fixed when the purchase price per share was determined by the Issuer. F2 · balance_after: Includes Common Shares issued pursuant to the Issuer's dividend reinvestment plan as of the date of this filing. F3 · ownership.nature: Common Shares are directly held by Pruco Life Insurance Company. Pruco Life Insurance Company is a wholly owned subsidiary of The Prudential Insurance Company of America, which in turn is a wholly owned subsidiary of Prudential Financial, Inc. Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 18:58 UTC | PGIM Real Estate Fund Inc. NONE · Entity 45281 | PurchaseClass I Common Stock, par value $0.001 per share | 52,594.67 | $28.52 | $1,499,999.99 |
DisclosureSEC source: 0001104659-25-028716 · tm2510635-1_4seq1.xml · nonDerivative · entry 1 PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUCO LIFE INSURANCE CO · CIK 0000777917 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 139,987.222 F2 · balance_after: Includes shares issued pursuant to the Issuer's dividend reinvestment plan. F1 · ownership.nature: Reflects securities directly held by The Prudential Insurance Company of America, which is a wholly owned subsidiary of Prudential Financial, Inc. Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 20:05 UTC | PGIM Real Estate Fund Inc. NONE · Entity 45281 | PurchaseClass I Common Stock, par value $0.001 per share | 87,047.354 | $28.72 | $2,500,000.01 |
DisclosureSEC source: 0001104659-25-023947 · tm259204-1_4seq1.xml · nonDerivative · entry 1 PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUCO LIFE INSURANCE CO · CIK 0000777917 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 87,047.354 F1 · ownership.nature: Reflects securities directly held by The Prudential Insurance Company of America, which is a wholly owned subsidiary of Prudential Financial, Inc. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:04 UTC | PGIM Real Estate Fund Inc. NONE · Entity 45281 | PurchaseClass I Common Stock, par value $0.001 per share | 906,239.108 | $28.69 | $26,000,000.01 |
DisclosureSEC source: 0001104659-25-009647 · tm255545-1_4seq1.xml · nonDerivative · entry 1 PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUCO LIFE INSURANCE CO · CIK 0000777917 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 5,799,369.631 F1 · balance_after: Includes shares issued pursuant to the Issuer's dividend reinvestment plan. F2 · ownership.nature: Reflects securities directly held by Pruco Life Insurance Company, which is a wholly owned subsidiary of The Prudential Insurance Company of America, which in turn is a wholly owned subsidiary of Prudential Financial, Inc. Read SEC document |
| December 23, 2024 Filed Dec 26, 2024 18:12 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | OtherSeries I Mandatory Redeemable Preferred Stock | 300,000 | $25.00 | $7,500,000.00 |
DisclosureSEC source: 0001137774-24-000288 · primary_doc.xml · nonDerivative · entry 8 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD. · CIK 0001666188 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 300,000 F1 · security: Senior Note assumption and Share exchange made in connection with the merger of Tortoise Midstream Energy Fund, Inc. (formerly known as Tortoise MLP Fund, Inc.) (NTG) with and into Tortoise Energy Infrastructure Corporation (TYG), effective December 23, 2024. F9 · shares: TYG Series I shares issued in exchange for NTG Series H Mandatory Redeemable Preferred Stock. F10 · ownership.direct: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| December 23, 2024 Filed Dec 26, 2024 18:12 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | Other2.50% Senior Note Series UU, due December 17, 2028 | 15,000,000 | $15,000,000.00 | $225,000,000,000,000.00 |
DisclosureSEC source: 0001137774-24-000288 · primary_doc.xml · nonDerivative · entry 7 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD. · CIK 0001666188 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F1 · security: Senior Note assumption and Share exchange made in connection with the merger of Tortoise Midstream Energy Fund, Inc. (formerly known as Tortoise MLP Fund, Inc.) (NTG) with and into Tortoise Energy Infrastructure Corporation (TYG), effective December 23, 2024. F7 · shares: TYG Senior Notes issued in exchange for NTG Senior Notes, Series S. F4 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| December 23, 2024 Filed Dec 26, 2024 18:12 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | Other2.50% Senior Note Series UU, due December 17, 2028 | 5,000,000 | $5,000,000.00 | $25,000,000,000,000.00 |
DisclosureSEC source: 0001137774-24-000288 · primary_doc.xml · nonDerivative · entry 6 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD. · CIK 0001666188 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F1 · security: Senior Note assumption and Share exchange made in connection with the merger of Tortoise Midstream Energy Fund, Inc. (formerly known as Tortoise MLP Fund, Inc.) (NTG) with and into Tortoise Energy Infrastructure Corporation (TYG), effective December 23, 2024. F7 · shares: TYG Senior Notes issued in exchange for NTG Senior Notes, Series S. F4 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| December 23, 2024 Filed Dec 26, 2024 18:12 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | Other2.50% Senior Note Series UU, due December 17, 2028 | 5,000,000 | $5,000,000.00 | $25,000,000,000,000.00 |
DisclosureSEC source: 0001137774-24-000288 · primary_doc.xml · nonDerivative · entry 5 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD. · CIK 0001666188 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By The Prudential Gibraltar Financial Life Insurance Co., Ltd. a wholly-owned sub of Reporting Prsn Disclosed balance after: Not disclosed F1 · security: Senior Note assumption and Share exchange made in connection with the merger of Tortoise Midstream Energy Fund, Inc. (formerly known as Tortoise MLP Fund, Inc.) (NTG) with and into Tortoise Energy Infrastructure Corporation (TYG), effective December 23, 2024. F7 · shares: TYG Senior Notes issued in exchange for NTG Senior Notes, Series S. F8 · ownership.direct: These notes are owned directly by The Prudential Gibraltar Financial Life Insurance Co., Ltd., and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| December 23, 2024 Filed Dec 26, 2024 18:12 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | Other4.02% Senior Note Series TT, due October 16, 2026 | 744,763.81 | $744,763.81 | $554,673,132,685.72 |
DisclosureSEC source: 0001137774-24-000288 · primary_doc.xml · nonDerivative · entry 4 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD. · CIK 0001666188 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F1 · security: Senior Note assumption and Share exchange made in connection with the merger of Tortoise Midstream Energy Fund, Inc. (formerly known as Tortoise MLP Fund, Inc.) (NTG) with and into Tortoise Energy Infrastructure Corporation (TYG), effective December 23, 2024. F5 · shares: TYG Senior Notes issued in exchange for NTG Senior Notes, Series R. F4 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| December 23, 2024 Filed Dec 26, 2024 18:12 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | Other4.02% Senior Note Series TT, due October 16, 2026 | 1,191,622.1 | $1,191,622.10 | $1,419,963,229,208.41 |
DisclosureSEC source: 0001137774-24-000288 · primary_doc.xml · nonDerivative · entry 3 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD. · CIK 0001666188 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Prudential Annuities Life Assurance Corporation, a wholly-owned sub of the Reporting Person Disclosed balance after: Not disclosed F1 · security: Senior Note assumption and Share exchange made in connection with the merger of Tortoise Midstream Energy Fund, Inc. (formerly known as Tortoise MLP Fund, Inc.) (NTG) with and into Tortoise Energy Infrastructure Corporation (TYG), effective December 23, 2024. F5 · shares: TYG Senior Notes issued in exchange for NTG Senior Notes, Series R. F6 · ownership.direct: These notes are owned directly by Prudential Annuities Life Assurance Corporation and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| December 23, 2024 Filed Dec 26, 2024 18:12 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | Other3.97% Senior Note Series SS, due October 16, 2025 | 1,111,145.72 | $1,111,145.72 | $1,234,644,811,074.32 |
DisclosureSEC source: 0001137774-24-000288 · primary_doc.xml · nonDerivative · entry 2 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD. · CIK 0001666188 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F1 · security: Senior Note assumption and Share exchange made in connection with the merger of Tortoise Midstream Energy Fund, Inc. (formerly known as Tortoise MLP Fund, Inc.) (NTG) with and into Tortoise Energy Infrastructure Corporation (TYG), effective December 23, 2024. F2 · shares: TYG Senior Notes issued in exchange for NTG Senior Notes, Series Q. F4 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| December 23, 2024 Filed Dec 26, 2024 18:12 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | Other3.97% Senior Note Series SS, due October 16, 2025 | 1,111,145.72 | $1,111,145.72 | $1,234,644,811,074.32 |
DisclosureSEC source: 0001137774-24-000288 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD. · CIK 0001666188 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Prudential Arizona Reinsurance Term Company, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F1 · security: Senior Note assumption and Share exchange made in connection with the merger of Tortoise Midstream Energy Fund, Inc. (formerly known as Tortoise MLP Fund, Inc.) (NTG) with and into Tortoise Energy Infrastructure Corporation (TYG), effective December 23, 2024. F2 · shares: TYG Senior Notes issued in exchange for NTG Senior Notes, Series Q. F3 · ownership.direct: These notes are owned directly by Prudential Arizona Reinsurance Term Company and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 19:54 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseSeries G Mandatory Redeemable Preferred Stock | 1,500,000 | $10.00 | $15,000,000.00 |
DisclosureSEC source: 0001137774-24-000287 · primary_doc.xml · nonDerivative · entry 3 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 1,500,000 F3 · ownership.direct: Preferred stock owned by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 19:54 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | Purchase5.83% Senior Notes, Series RR, due December 18, 2031 | 23,540,000 | $23,540,000.00 | $554,131,600,000,000.00 |
DisclosureSEC source: 0001137774-24-000287 · primary_doc.xml · nonDerivative · entry 2 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F2 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 19:54 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | Purchase5.83% Senior Notes, Series RR, due December 18, 2031 | 1,460,000 | $1,460,000.00 | $2,131,600,000,000.00 |
DisclosureSEC source: 0001137774-24-000287 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By PRUCO Life Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: Not disclosed F1 · ownership.direct: These notes are owned directly by PRUCO Life Insurance Company of New Jersey and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:51 UTC | PGIM Real Estate Fund Inc. NONE · Entity 45281 | PurchaseClass I Common Stock, par value $0.001 per share | 71,633.238 | $27.92 | $2,000,000.00 |
DisclosureSEC source: 0001104659-24-129409 · tm2431250-1_4seq1.xml · nonDerivative · entry 1 PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,851,926.127 F1 · balance_after: Includes shares issued pursuant to the Issuer's dividend reinvestment plan. F2 · ownership.nature: Reflects securities directly held by The Prudential Insurance Company of America, which is a wholly owned subsidiary of Prudential Financial, Inc. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 21:15 UTC | PGIM Real Estate Fund Inc. NONE · Entity 45281 | PurchaseClass I Common Stock, par value $0.001 per share | 537,249.283 | $27.92 | $14,999,999.98 |
DisclosureSEC source: 0001104659-24-123698 · tm2429664-1_4seq1.xml · nonDerivative · entry 1 PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,780,292.889 F1 · balance_after: Includes shares issued pursuant to the Issuer's dividend reinvestment plan. F2 · ownership.nature: Reflects securities directly held by The Prudential Insurance Company of America, which is a wholly owned subsidiary of Prudential Financial, Inc. Read SEC document |
| October 08, 2024 Filed Oct 10, 2024 20:30 UTC | PGIM Real Estate Fund Inc. NONE · Entity 45281 | PurchaseClass I Common Stock, par value $0.001 per share | 261,058.738 | $27.58 | $7,199,999.99 |
DisclosureSEC source: 0001104659-24-107721 · tm2425950-1_4seq1.xml · nonDerivative · entry 1 PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,208,548.783 F1 · balance_after: Includes shares issued pursuant to the Issuer's dividend reinvestment plan. F2 · ownership.nature: Reflects securities directly held by The Prudential Insurance Company of America, which is a wholly owned subsidiary of Prudential Financial, Inc. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 21:37 UTC | ClearBridge MLP & Midstream Total Return Fund Inc. CTR · Entity 87635 | OtherSeries E Mandatory Redeemable Preferred Stock (CTR) | 366,667 | $30.00 | $11,000,010.00 |
DisclosureSEC source: 0001137774-24-000184 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 0 F1 · security: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CEM and EMO. F2 · shares: CTR Series E shares exchanged for EMO Series M Mandatory Redeemable Preferred Stock. F3 · ownership.direct: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 23:15 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | OtherSeries L Mandatory Redeemable Preferred Stock (EMO) | 142,858 | $35.00 | $5,000,030.00 |
DisclosureSEC source: 0001137774-24-000185 · primary_doc.xml · nonDerivative · entry 5 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 142,858 F6 · shares: EMO Series L share exchange on 9/9/2024 in connection with a change to the applicable Liquidation Preference. F3 · ownership.direct: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 23:15 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | OtherSeries L Mandatory Redeemable Preferred Stock (EMO) | 166,667 | $30.00 | $5,000,010.00 |
DisclosureSEC source: 0001137774-24-000185 · primary_doc.xml · nonDerivative · entry 4 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 0 F6 · shares: EMO Series L share exchange on 9/9/2024 in connection with a change to the applicable Liquidation Preference. F3 · ownership.direct: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 23:15 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | OtherSeries R Mandatory Redeemable Preferred Stock (EMO) | 285,715 | $35.00 | $10,000,025.00 |
DisclosureSEC source: 0001137774-24-000185 · primary_doc.xml · nonDerivative · entry 3 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 285,715 F1 · security: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and CEM. F5 · shares: EMO Series R shares issued in exchange for CEM Series M Mandatory Redeemable Preferred Stock. F3 · ownership.direct: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 23:15 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | OtherSeries N Mandatory Redeemable Preferred Stock (EMO) | 457,143 | $35.00 | $16,000,005.00 |
DisclosureSEC source: 0001137774-24-000185 · primary_doc.xml · nonDerivative · entry 2 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 457,143 F1 · security: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and CEM. F4 · shares: EMO Series N shares issued in exchange for CEM Series I Mandatory Redeemable Preferred Stock. F3 · ownership.direct: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 23:15 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | OtherSeries M Mandatory Redeemable Preferred Stock (EMO) | 314,286 | $35.00 | $11,000,010.00 |
DisclosureSEC source: 0001137774-24-000185 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 314,286 F1 · security: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and CEM. F2 · shares: EMO Series M shares issued shares in exchange for CTR Series E Mandatory Redeemable Preferred Stock. F3 · ownership.direct: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 20:28 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | OtherSeries M Mandatory Redeemable Preferred Stock (CEM) | 285,715 | $35.00 | $10,000,025.00 |
DisclosureSEC source: 0001137774-24-000183 · primary_doc.xml · nonDerivative · entry 2 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By ThePrudentialInsuranceCompanyofAmerica,a wholly-ownedsubsidiaryof theReportingPerson Disclosed balance after: 0 F1 · security: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and EMO. F4 · shares: CEM Series M shares exchanged for EMO Series R Mandatory Redeemable Preferred Stock F3 · ownership.direct: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 20:28 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | OtherSeries I Mandatory Redeemable Preferred Stock (CEM) | 160 | $100,000.00 | $16,000,000.00 |
DisclosureSEC source: 0001137774-24-000183 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 0 F1 · security: Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and EMO. F2 · shares: CEM Series I shares exchanged for EMO Series N Mandatory Redeemable Preferred Stock. F3 · ownership.direct: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 23:24 UTC | PGIM Credit Income Fund NONE · Entity 47981 | OtherClass Z common shares of beneficial interest, par val $0.001 | 4,179,820.55 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-085970 · tm2420821d2_4seq1.xml · nonDerivative · entry 1 PGIM Strategic Investments, Inc. · CIK 0001972703 · 10% owner PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: On August 1, 2024, in connection with an internal restructuring of its investment, PGIM Strategic Investments, Inc., an indirect wholly owned subsidiary of Prudential Financial, Inc., transferred 4,179,820.550 Class Z common shares of beneficial interest to The Prudential Insurance Company of America, a wholly owned subsidiary of Prudential Financial, Inc., for no consideration F2 · shares: Includes shares issued pursuant to the Issuer's dividend reinvestment plan as of the date of this filing. F1 · price: On August 1, 2024, in connection with an internal restructuring of its investment, PGIM Strategic Investments, Inc., an indirect wholly owned subsidiary of Prudential Financial, Inc., transferred 4,179,820.550 Class Z common shares of beneficial interest to The Prudential Insurance Company of America, a wholly owned subsidiary of Prudential Financial, Inc., for no consideration F3 · ownership.nature: Reflects securities that were directly held by PGIM Strategic Investments, Inc., which is an indirect wholly owned subsidiary of Prudential Financial, Inc. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 20:30 UTC | PGIM Real Estate Fund Inc. NONE · Entity 45281 | PurchaseClass I Common Stock, par value $0.001 per share | 652,883.569 | $27.57 | $18,000,000.00 |
DisclosureSEC source: 0001104659-24-074343 · tm2417807-1_4seq1.xml · nonDerivative · entry 1 PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,883,390.471 F1 · balance_after: Includes shares issued pursuant to the Issuer's dividend reinvestment plan. F2 · ownership.nature: Reflects securities directly held by The Prudential Insurance Company of America, which is a wholly owned subsidiary of Prudential Financial, Inc. Read SEC document |
| January 02, 2024 Filed Mar 18, 2024 20:16 UTC | PGIM Credit Income Fund NONE · Entity 47981 | PurchaseClass Z common shares of beneficial interest, par val $0.001 | 1,191,895.113 | $25.17 | $29,999,999.99 |
DisclosureSEC source: 0001104659-24-035559 · tm248863-5_4seq1.xml · nonDerivative · entry 1 PGIM Strategic Investments, Inc. · CIK 0001972703 · 10% owner PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,056,631.689 F1 · balance_after: Includes shares issued pursuant to the Issuer's dividend reinvestment plan as of the date of this filing. F2 · ownership.nature: Reflects securities directly held by PGIM Strategic Investments, Inc., which is an indirect wholly owned subsidiary of Prudential Financial, Inc. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 21:30 UTC | PGIM Credit Income Fund NONE · Entity 47981 | PurchaseClass Z common shares of beneficial interest, par val $0.001 | 2,800,000 | $25.00 | $70,000,000.00 |
DisclosureSEC source: 0001104659-23-125382 · tm2332725-1_4seq1.xml · nonDerivative · entry 1 PGIM Strategic Investments, Inc. · CIK 0001972703 · 10% owner PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,803,240 F1 · ownership.nature: Reflects securities directly held by PGIM Strategic Investments, Inc., which is an indirect wholly owned subsidiary of Prudential Financial, Inc. Read SEC document |
| November 01, 2023 Filed Mar 15, 2024 01:05 UTC | PGIM Real Estate Fund Inc. NONE · Entity 45281 | OtherClass I Common Stock, par value $0.001 per share | 3,133,274.598 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-034681 · tm248863-4_4seq1.xml · nonDerivative · entry 2 PGIM Strategic Investments, Inc. · CIK 0001972703 · 10% owner PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F2 · kind: On November 1, 2023, in connection with an internal restructuring of its investment, PGIM Strategic Investments, Inc., an indirect wholly owned subsidiary of Prudential Financial, Inc. transferred 3,133,274.598 shares of Class I Common Stock, par value $0.001 per share to The Prudential Insurance Company of America for no consideration. F2 · price: On November 1, 2023, in connection with an internal restructuring of its investment, PGIM Strategic Investments, Inc., an indirect wholly owned subsidiary of Prudential Financial, Inc. transferred 3,133,274.598 shares of Class I Common Stock, par value $0.001 per share to The Prudential Insurance Company of America for no consideration. F1 · ownership.nature: Reflects securities directly held by PGIM Strategic Investments, Inc., which is an indirect wholly owned subsidiary of Prudential Financial, Inc. F2 · ownership.nature: On November 1, 2023, in connection with an internal restructuring of its investment, PGIM Strategic Investments, Inc., an indirect wholly owned subsidiary of Prudential Financial, Inc. transferred 3,133,274.598 shares of Class I Common Stock, par value $0.001 per share to The Prudential Insurance Company of America for no consideration. Read SEC document |
| September 29, 2023 Filed Mar 15, 2024 01:05 UTC | PGIM Real Estate Fund Inc. NONE · Entity 45281 | PurchaseClass I Common Stock, par value $0.001 per share | 1,135,115.342 | $27.31 | $30,999,999.99 |
DisclosureSEC source: 0001104659-24-034681 · tm248863-4_4seq1.xml · nonDerivative · entry 1 PGIM Strategic Investments, Inc. · CIK 0001972703 · 10% owner PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,133,274.598 F1 · ownership.nature: Reflects securities directly held by PGIM Strategic Investments, Inc., which is an indirect wholly owned subsidiary of Prudential Financial, Inc. Read SEC document |
| July 14, 2023 Filed Jul 18, 2023 20:35 UTC | PGIM Private Credit Fund NONE · Entity 9082 | PurchaseClass S Common Stock, par value $0.001 per share | 381.679 | $26.20 | $9,999.99 |
DisclosureSEC source: 0001104659-23-082039 · tm2321555-1_4seq1.xml · nonDerivative · entry 2 PGIM Strategic Investments, Inc. · CIK 0001972703 · 10% owner PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 381.679 F1 · date: On July 3, 2023, PGIM Strategic Investments, Inc.'s subscription to purchase Class D Common Shares and Class S Common Shares was accepted. On July 14, 2023, the number of shares being purchased by PGIM Strategic Investments, Inc. was fixed when the purchase price per share was determined by the Issuer. F2 · ownership.nature: Reflects securities directly held by PGIM Strategic Investments, Inc., which is an indirect wholly owned subsidiary of Prudential Financial, Inc. Read SEC document |
| July 14, 2023 Filed Jul 18, 2023 20:35 UTC | PGIM Private Credit Fund NONE · Entity 9082 | PurchaseClass D Common Stock, par value $0.001 per share | 381.679 | $26.20 | $9,999.99 |
DisclosureSEC source: 0001104659-23-082039 · tm2321555-1_4seq1.xml · nonDerivative · entry 1 PGIM Strategic Investments, Inc. · CIK 0001972703 · 10% owner PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 381.679 F1 · date: On July 3, 2023, PGIM Strategic Investments, Inc.'s subscription to purchase Class D Common Shares and Class S Common Shares was accepted. On July 14, 2023, the number of shares being purchased by PGIM Strategic Investments, Inc. was fixed when the purchase price per share was determined by the Issuer. F2 · ownership.nature: Reflects securities directly held by PGIM Strategic Investments, Inc., which is an indirect wholly owned subsidiary of Prudential Financial, Inc. Read SEC document |
| November 30, 2022 Filed Jun 28, 2023 20:40 UTC | PGIM Real Estate Fund Inc. NONE · Entity 45281 | PurchaseClass I Common Stock, par value $0.001 per share | 799,359.231 | $24.97 | $19,960,000.00 |
DisclosureSEC source: 0001104659-23-075844 · tm2319836-4_4seq1.xml · nonDerivative · entry 5 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PGIM Strategic Investments, Inc. · CIK 0001972703 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,998,159.256 F1 · ownership.nature: Reflects securities directly held by PGIM Strategic Investments, Inc., which is an indirect wholly owned subsidiary of Prudential Financial, Inc. Read SEC document |
| November 23, 2022 Filed Jun 28, 2023 20:40 UTC | PGIM Real Estate Fund Inc. NONE · Entity 45281 | PurchaseClass I Common Stock, par value $0.001 per share | 53,870.71 | $25.06 | $1,349,999.99 |
DisclosureSEC source: 0001104659-23-075844 · tm2319836-4_4seq1.xml · nonDerivative · entry 4 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PGIM Strategic Investments, Inc. · CIK 0001972703 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,198,800.025 F1 · ownership.nature: Reflects securities directly held by PGIM Strategic Investments, Inc., which is an indirect wholly owned subsidiary of Prudential Financial, Inc. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 22:03 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | PurchaseSeries L Mandatory Redeemable Preferred Stock | 166,667 | $30.00 | $5,000,010.00 |
DisclosureSEC source: 0001137774-22-000125 · primary_doc.xml · nonDerivative · entry 5 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY · CIK 0001755924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 166,667 Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 22:03 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | OtherSeries K Mandatory Redeemable Preferred Stock | 85 | $100,000.00 | $8,500,000.00 |
DisclosureSEC source: 0001137774-22-000125 · primary_doc.xml · nonDerivative · entry 4 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY · CIK 0001755924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per Disclosed balance after: 85 F3 · shares: Share transfer from Issuer on 11/17/2022 in exchange for Series G Mandatory Redeemable Preferred Stock. F4 · ownership.direct: Preferred stock owned directly by Prudential Legacy Insurance Company of New Jersey, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 22:03 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | OtherSeries G Mandatory Redeemable Preferred Stock | 85 | $100,000.00 | $8,500,000.00 |
DisclosureSEC source: 0001137774-22-000125 · primary_doc.xml · nonDerivative · entry 3 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY · CIK 0001755924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per Disclosed balance after: 0 F1 · shares: Share transfer to Issuer on 11/17/2022 in exchange for Series K Mandatory Redeemable Preferred Stock. F4 · ownership.direct: Preferred stock owned directly by Prudential Legacy Insurance Company of New Jersey, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 22:03 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | OtherSeries K Mandatory Redeemable Preferred Stock | 24 | $100,000.00 | $2,400,000.00 |
DisclosureSEC source: 0001137774-22-000125 · primary_doc.xml · nonDerivative · entry 2 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY · CIK 0001755924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 24 F3 · shares: Share transfer from Issuer on 11/17/2022 in exchange for Series G Mandatory Redeemable Preferred Stock. F2 · ownership.direct: As grantor of the PICA Hartford Life & Annuity Comfort Trust. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 22:03 UTC | ClearBridge Energy Midstream Opportunity Fund Inc. EMO · Entity 8990 | OtherSeries G Mandatory Redeemable Preferred Stock | 24 | $100,000.00 | $2,400,000.00 |
DisclosureSEC source: 0001137774-22-000125 · primary_doc.xml · nonDerivative · entry 1 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY · CIK 0001755924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 0 F1 · shares: Share transfer to Issuer on 11/17/2022 in exchange for Series K Mandatory Redeemable Preferred Stock. F2 · ownership.direct: As grantor of the PICA Hartford Life & Annuity Comfort Trust. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 20:24 UTC | ClearBridge MLP & Midstream Fund Inc. CEM · Entity 87611 | PurchaseSeries M Mandatory Redeemable Preferred Stock | 285,715 | $35.00 | $10,000,025.00 |
DisclosureSEC source: 0001137774-22-000124 · primary_doc.xml · nonDerivative · entry 3 PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Disclosed balance after: 285,715 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.