Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DUOS TECHNOLOGIES GROUP, INC.DUOT · Entity 6044 | Director · Chairman & CEO | May 18, 2020 | June 01, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DUOS TECHNOLOGIES GROUP, INC.
Report date May 18, 2020 · Filed June 01, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001SEC Table I · non-derivative | IndirectSee footnote | 500 |
Last balance in matching sequence
After 2020-05-21 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2020-05-18 · Sale · Disposed 4 · Balance 30 F1: Excluding 50,039 shares of Common Stock directly held in the name of Mr. Arcaini. F2: Held in the name of Mr. Arcaini's wife. Row 2 · 2020-05-21 · Purchase · Acquired 70 · Balance 100 F1: Excluding 50,039 shares of Common Stock directly held in the name of Mr. Arcaini. F2: Held in the name of Mr. Arcaini's wife. Row 3 · 2020-05-21 · Purchase · Acquired 400 · Balance 500 F1: Excluding 50,039 shares of Common Stock directly held in the name of Mr. Arcaini. F2: Held in the name of Mr. Arcaini's wife. |
Filing footnotes · ownership attribution and instrument terms
F1: Excluding 50,039 shares of Common Stock directly held in the name of Mr. Arcaini.
F2: Held in the name of Mr. Arcaini's wife.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 21, 2020 Filed Jun 1, 2020 22:49 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | PurchaseCommon Stock, par value $0.001 | 400 | $4.65 | $1,858.40 |
DisclosureSEC source: 0001553350-20-000504 · arcaini4.xml · nonDerivative · entry 3 Arcaini Gianni B · CIK 0001651718 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 500 F1 · balance_after: Excluding 50,039 shares of Common Stock directly held in the name of Mr. Arcaini. F1 · ownership.direct: Excluding 50,039 shares of Common Stock directly held in the name of Mr. Arcaini. F2 · ownership.nature: Held in the name of Mr. Arcaini's wife. Read SEC document |
| May 21, 2020 Filed Jun 1, 2020 22:49 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | PurchaseCommon Stock, par value $0.001 | 70 | $4.75 | $332.50 |
DisclosureSEC source: 0001553350-20-000504 · arcaini4.xml · nonDerivative · entry 2 Arcaini Gianni B · CIK 0001651718 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 100 F1 · balance_after: Excluding 50,039 shares of Common Stock directly held in the name of Mr. Arcaini. F1 · ownership.direct: Excluding 50,039 shares of Common Stock directly held in the name of Mr. Arcaini. F2 · ownership.nature: Held in the name of Mr. Arcaini's wife. Read SEC document |
| May 18, 2020 Filed Jun 1, 2020 22:49 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | SaleCommon Stock, par value $0.001 | 4 | $4.87 | $19.48 |
DisclosureSEC source: 0001553350-20-000504 · arcaini4.xml · nonDerivative · entry 1 Arcaini Gianni B · CIK 0001651718 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30 F1 · balance_after: Excluding 50,039 shares of Common Stock directly held in the name of Mr. Arcaini. F1 · ownership.direct: Excluding 50,039 shares of Common Stock directly held in the name of Mr. Arcaini. F2 · ownership.nature: Held in the name of Mr. Arcaini's wife. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 21:56 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantOptions to purchase Common Stock · Derivative | 50,358 | $0.00 Strike: $4.74 | $0.00 |
DisclosureSEC source: 0001553350-20-000292 · arcaini4.xml · derivative · entry 3 Arcaini Gianni B · CIK 0001651718 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,435 Underlying: Common Stock · 50,358 shares Expires 2025-04-01 F3 · derivative.exercise_date: 25,179 Options to purchase Shares of Common Stock shall vest and become exercisable on 01/01/2021. The remaining 25,179 Options to purchase Shares of Common Stock shall vest and become exercisable on 01/01/2022. F2 · ownership.direct: Excluding 8,492 warrants to purchase shares of common stock held in the name of Robex International, Inc., a Florida corporation in which Mr. Arcaini owns 95% and has sole dispositive voting power over such warrants. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 21:56 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantOptions to purchase Common Stock · Derivative | 50,358 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001553350-20-000292 · arcaini4.xml · derivative · entry 2 Arcaini Gianni B · CIK 0001651718 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,077 Underlying: Common Stock · 50,358 shares Expires 2025-04-01 F1 · shares: 50,358 previously issued Options to purchase shares of Common Stock were cancelled by the issuer, and 50,358 Options to purchase shares of Common Stock at a lower exercise price were issued as a replacement. F2 · ownership.direct: Excluding 8,492 warrants to purchase shares of common stock held in the name of Robex International, Inc., a Florida corporation in which Mr. Arcaini owns 95% and has sole dispositive voting power over such warrants. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 21:56 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | Disposition to issuerOptions to purchase Common Stock · Derivative | 50,358 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001553350-20-000292 · arcaini4.xml · derivative · entry 1 Arcaini Gianni B · CIK 0001651718 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,719 Underlying: Common Stock · 50,358 shares Expires not disclosed F1 · shares: 50,358 previously issued Options to purchase shares of Common Stock were cancelled by the issuer, and 50,358 Options to purchase shares of Common Stock at a lower exercise price were issued as a replacement. F1 · derivative.exercise_date: 50,358 previously issued Options to purchase shares of Common Stock were cancelled by the issuer, and 50,358 Options to purchase shares of Common Stock at a lower exercise price were issued as a replacement. F1 · derivative.expiration_date: 50,358 previously issued Options to purchase shares of Common Stock were cancelled by the issuer, and 50,358 Options to purchase shares of Common Stock at a lower exercise price were issued as a replacement. F2 · ownership.direct: Excluding 8,492 warrants to purchase shares of common stock held in the name of Robex International, Inc., a Florida corporation in which Mr. Arcaini owns 95% and has sole dispositive voting power over such warrants. Read SEC document |
| April 01, 2020 Filed May 26, 2020 19:32 UTC Amendment | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantOptions to purchase Common Stock · Derivative | 50,358 | $0.00 Strike: $4.74 | $0.00 |
DisclosureSEC source: 0001553350-20-000487 · arcaini4.xml · derivative · entry 3 Arcaini Gianni B · CIK 0001651718 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,716 Underlying: Common Stock · 50,358 shares Expires 2025-04-01 F2 · derivative.exercise_date: 25,179 Options to purchase Shares of Common Stock shall vest and become exercisable on 01/01/2021. The remaining 25,179 Options to purchase Shares of Common Stock shall vest and become exercisable on 01/01/2022. Read SEC document |
| April 01, 2020 Filed May 26, 2020 19:32 UTC Amendment | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantOptions to purchase Common Stock · Derivative | 50,358 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001553350-20-000487 · arcaini4.xml · derivative · entry 2 Arcaini Gianni B · CIK 0001651718 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,358 Underlying: Common Stock · 50,358 shares Expires 2025-04-01 F1 · shares: 50,358 previously issued Options to purchase shares of Common Stock were cancelled by the issuer, and 50,358 Options to purchase shares of Common Stock at a lower exercise price were issued as a replacement. Read SEC document |
| April 01, 2020 Filed May 26, 2020 19:32 UTC Amendment | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | Disposition to issuerOptions to purchase Common Stock · Derivative | 50,358 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001553350-20-000487 · arcaini4.xml · derivative · entry 1 Arcaini Gianni B · CIK 0001651718 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,358 shares Expires not disclosed F1 · shares: 50,358 previously issued Options to purchase shares of Common Stock were cancelled by the issuer, and 50,358 Options to purchase shares of Common Stock at a lower exercise price were issued as a replacement. F1 · derivative.exercise_date: 50,358 previously issued Options to purchase shares of Common Stock were cancelled by the issuer, and 50,358 Options to purchase shares of Common Stock at a lower exercise price were issued as a replacement. F1 · derivative.expiration_date: 50,358 previously issued Options to purchase shares of Common Stock were cancelled by the issuer, and 50,358 Options to purchase shares of Common Stock at a lower exercise price were issued as a replacement. Read SEC document |
| March 08, 2018 Filed May 2, 2018 21:00 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantOptions to purchase Common Stock · Derivative | 705,000 | Not disclosed Strike: $1.00 | Not disclosed |
DisclosureSEC source: 0001553350-18-000467 · arcaini4.xml · derivative · entry 1 Arcaini Gianni B · CIK 0001651718 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,000 Underlying: Common Stock · 705,000 shares Expires 2023-04-01 F1 · price: Issued pursuant to the Duos Technologies Group 2016 Equity Incentive Plan F2 · balance_after: Excludes 700,543 warrants to purchase common stock previously reported by Mr. Arcaini on December 4, 2017. Read SEC document |
| November 24, 2017 Filed Dec 6, 2017 01:19 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | GrantWarrants to purchase DUOT - Common Stock · Derivative | 700,543 | Not disclosed Strike: $1.00 | Not disclosed |
DisclosureSEC source: 0001553350-17-001331 · arcaini4.xml · derivative · entry 2 Arcaini Gianni B · CIK 0001651718 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,543 Underlying: Common Stock · 700,543 shares Expires 2022-11-21 F1 · price: In connection with a private offering conducted by Duos Technologies Group, Inc. (the "Company") that closed on November 24, 2017, Gianni B. Arcaini converted $700,543 of accrued salary into shares of the Company's common stock at a price of $1.00 per share and was issued 700,543 warrants (the "Warrant") to purchase shares of common stock of the Company at an exercise price of $1.00 per share expiring five years from the Initial Exercise Date (as defined in the Warrant). Read SEC document |
| November 24, 2017 Filed Dec 6, 2017 01:19 UTC | DUOS TECHNOLOGIES GROUP, INC. DUOT · Entity 6044 | PurchaseDUOT - Common Stock | 700,543 | $1.00 | $700,543.00 |
DisclosureSEC source: 0001553350-17-001331 · arcaini4.xml · nonDerivative · entry 1 Arcaini Gianni B · CIK 0001651718 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 834,794 F1 · price: In connection with a private offering conducted by Duos Technologies Group, Inc. (the "Company") that closed on November 24, 2017, Gianni B. Arcaini converted $700,543 of accrued salary into shares of the Company's common stock at a price of $1.00 per share and was issued 700,543 warrants (the "Warrant") to purchase shares of common stock of the Company at an exercise price of $1.00 per share expiring five years from the Initial Exercise Date (as defined in the Warrant). F2 · balance_after: 134,251 share held through a controlled entity. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.