Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OSHKOSH CORPOSK · Entity 3573 | EVP & Chief HR Officer | May 29, 2020 | June 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OSHKOSH CORP
Report date May 29, 2020 · Filed June 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 846.847 |
Reported balance
After 2020-05-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-05-29 · Grant · Acquired 3.523 · Balance 846.847 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,182.795 |
Reported balance
After 2020-05-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-05-29 · Grant · Acquired 9.08 · Balance 2,182.795 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,369.628 |
Reported balance
After 2020-05-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-05-29 · Grant · Acquired 9.857 · Balance 2,369.628 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
F2: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.
F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.
F4: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 22, 2017 Filed Aug 23, 2017 20:02 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 2,808.989 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-17-000100 · edgar.xml · nonDerivative · entry 1 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,808.989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| May 26, 2017 Filed May 31, 2017 18:47 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 10.222 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000076 · edgar.xml · derivative · entry 2 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,169.944 Underlying: Common Stock · 10.222 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. Read SEC document |
| May 26, 2017 Filed May 31, 2017 18:47 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 27.179 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000076 · edgar.xml · derivative · entry 1 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,427.975 Underlying: Common Stock · 27.179 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 8/22/2016. F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 8/22/2016. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 22:59 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 9.722 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000045 · edgar.xml · derivative · entry 2 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,159.722 Underlying: Common Stock · 9.722 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 22:59 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 25.849 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000045 · edgar.xml · derivative · entry 1 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,400.796 Underlying: Common Stock · 25.849 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 8/22/2016. F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 8/22/2016. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 18:25 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 24.947 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-16-000433 · edgar.xml · derivative · entry 1 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,374.947 Underlying: Common Stock · 24.947 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 8/22/2016. F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 8/22/2016. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:35 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 3,150 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-16-000414 · edgar.xml · derivative · entry 2 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,150 Underlying: Common Stock · 3,150 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017. F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:35 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantOptions · Derivative | 7,725 | $0.00 Strike: $66.89 | $0.00 |
DisclosureSEC source: 0000775158-16-000414 · edgar.xml · derivative · entry 1 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,725 Underlying: Common Stock · 7,725 shares Expires 2023-11-21 F1 · security: Option (right to buy) granted pursuant to the Company's Stock Plan. F2 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/21/2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.