Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OSHKOSH CORPOSK · Entity 3573 | EVP & Chief HR Officer | May 29, 2020 | June 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OSHKOSH CORP
Report date May 29, 2020 · Filed June 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 846.847 |
Reported balance
After 2020-05-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-05-29 · Grant · Acquired 3.523 · Balance 846.847 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,182.795 |
Reported balance
After 2020-05-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-05-29 · Grant · Acquired 9.08 · Balance 2,182.795 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,369.628 |
Reported balance
After 2020-05-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-05-29 · Grant · Acquired 9.857 · Balance 2,369.628 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
F2: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.
F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.
F4: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 29, 2020 Filed Jun 2, 2020 20:26 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 9.857 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000067 · edgar.xml · derivative · entry 3 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,369.628 Underlying: Common Stock · 9.857 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:26 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 9.08 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000067 · edgar.xml · derivative · entry 2 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,182.795 Underlying: Common Stock · 9.08 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:26 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 3.523 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000067 · edgar.xml · derivative · entry 1 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846.847 Underlying: Common Stock · 3.523 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 17:30 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 9.771 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000035 · edgar.xml · derivative · entry 3 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,359.771 Underlying: Common Stock · 9.771 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 17:30 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 9.001 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000035 · edgar.xml · derivative · entry 2 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,173.715 Underlying: Common Stock · 9.001 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 17:30 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 3.492 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-20-000035 · edgar.xml · derivative · entry 1 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 843.324 Underlying: Common Stock · 3.492 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:53 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 3.597 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000190 · edgar.xml · derivative · entry 9 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,164.714 Underlying: Common Stock · 3.597 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F7 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. F7 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:53 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 2.794 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000190 · edgar.xml · derivative · entry 8 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 839.832 Underlying: Common Stock · 2.794 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F6 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. F6 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:53 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 3.633 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000190 · edgar.xml · derivative · entry 7 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3.633 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017. F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:53 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 2 | $89.89 | $179.78 |
DisclosureSEC source: 0000775158-19-000190 · edgar.xml · nonDerivative · entry 6 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,908.191 Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:53 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 3.597 | $89.89 | $323.33 |
DisclosureSEC source: 0000775158-19-000190 · edgar.xml · nonDerivative · entry 5 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,910.191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 19, 2019 which fell between dividend record date and dividend payment date. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:53 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 2 | $89.89 | $179.78 |
DisclosureSEC source: 0000775158-19-000190 · edgar.xml · nonDerivative · entry 4 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,906.594 Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:53 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 2.794 | $89.89 | $251.15 |
DisclosureSEC source: 0000775158-19-000190 · edgar.xml · nonDerivative · entry 3 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,908.594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 20, 2019 which fell between dividend record date and dividend payment date. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:53 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 2 | $89.89 | $179.78 |
DisclosureSEC source: 0000775158-19-000190 · edgar.xml · nonDerivative · entry 2 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,905.8 Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:53 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 3.633 | $89.89 | $326.57 |
DisclosureSEC source: 0000775158-19-000190 · edgar.xml · nonDerivative · entry 1 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,907.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 21, 2019 which fell between dividend record date and dividend payment date. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 19:50 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 10.797 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000181 · edgar.xml · derivative · entry 3 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,168.311 Underlying: Common Stock · 10.797 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018. F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 19:50 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 5.587 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000181 · edgar.xml · derivative · entry 2 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 842.626 Underlying: Common Stock · 5.587 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017. F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 19:50 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 3.633 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000181 · edgar.xml · derivative · entry 1 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3.633 Underlying: Common Stock · 3.633 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 18:33 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 1,088.495 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000158 · edgar.xml · derivative · entry 6 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,088.495 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 18:33 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 351 | $90.11 | $31,628.61 |
DisclosureSEC source: 0000775158-19-000158 · edgar.xml · nonDerivative · entry 4 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,904.167 Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 18:33 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,088.495 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-19-000158 · edgar.xml · nonDerivative · entry 3 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,255.167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 18:33 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 837.041 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000158 · edgar.xml · derivative · entry 5 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837.039 Underlying: Common Stock · 837.041 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 18:33 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 394 | $89.11 | $35,109.34 |
DisclosureSEC source: 0000775158-19-000158 · edgar.xml · nonDerivative · entry 2 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,166.672 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 18:33 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 837.041 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-19-000158 · edgar.xml · nonDerivative · entry 1 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,560.672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 22:02 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 1,077.745 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000142 · edgar.xml · derivative · entry 5 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,157.514 Underlying: Common Stock · 1,077.745 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F6 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 22:02 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 507 | $90.73 | $46,000.11 |
DisclosureSEC source: 0000775158-19-000142 · edgar.xml · nonDerivative · entry 2 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,723.631 Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 22:02 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,077.745 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-19-000142 · edgar.xml · nonDerivative · entry 1 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,230.631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 22:02 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 2,350 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000142 · edgar.xml · derivative · entry 4 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,350 Underlying: Common Stock · 2,350 shares Expires not disclosed F4 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan. F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 22:02 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantOptions · Derivative | 4,025 | $0.00 Strike: $90.28 | $0.00 |
DisclosureSEC source: 0000775158-19-000142 · edgar.xml · derivative · entry 3 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,025 Underlying: Common Stock · 4,025 shares Expires 2029-11-18 F2 · security: Option (right to buy) granted pursuant to the Company's Stock Plan. F3 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/18/2020. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 16:12 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 801 | $74.74 | $59,866.74 |
DisclosureSEC source: 0000775158-19-000116 · edgar.xml · nonDerivative · entry 4 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,152.886 Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 16:12 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 2,500 | $74.74 | $186,850.00 |
DisclosureSEC source: 0000775158-19-000116 · edgar.xml · nonDerivative · entry 3 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,953.886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2016 through September 30, 2019 (which takes into account performance through June 30, 2019). Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 16:12 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 347 | $74.74 | $25,934.78 |
DisclosureSEC source: 0000775158-19-000116 · edgar.xml · nonDerivative · entry 2 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,453.886 Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 16:12 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,083 | $74.74 | $80,943.42 |
DisclosureSEC source: 0000775158-19-000116 · edgar.xml · nonDerivative · entry 1 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,800.886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2016 through September 30, 2019. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 17:28 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 11.475 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000111 · edgar.xml · derivative · entry 7 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11.475 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F7 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 8/22/2017. F7 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 8/22/2017. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 17:28 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 4 | $67.84 | $271.36 |
DisclosureSEC source: 0000775158-19-000111 · edgar.xml · nonDerivative · entry 2 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,717.886 Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 17:28 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 11.475 | $67.84 | $778.46 |
DisclosureSEC source: 0000775158-19-000111 · edgar.xml · nonDerivative · entry 1 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,721.886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Dividend paid on Restricted Stock Units vested and distributed on August 22, 2019 which fell between dividend record date and dividend payment date. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 17:28 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 12.825 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000111 · edgar.xml · derivative · entry 6 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,235.259 Underlying: Common Stock · 12.825 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F6 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018. F6 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 17:28 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 6.636 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000111 · edgar.xml · derivative · entry 5 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,674.08 Underlying: Common Stock · 6.636 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F5 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017. F5 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 17:28 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 4.315 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000111 · edgar.xml · derivative · entry 4 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,088.495 Underlying: Common Stock · 4.315 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 17:28 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 11.475 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000111 · edgar.xml · derivative · entry 3 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11.475 Underlying: Common Stock · 11.475 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 8/22/2016. F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 8/22/2016. Read SEC document |
| August 22, 2019 Filed Aug 23, 2019 15:54 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 2,883.215 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000095 · edgar.xml · derivative · entry 3 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,883.215 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 8/22/2017. Read SEC document |
| August 22, 2019 Filed Aug 23, 2019 15:54 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 923 | $69.98 | $64,591.54 |
DisclosureSEC source: 0000775158-19-000095 · edgar.xml · nonDerivative · entry 2 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,710.411 Read SEC document |
| August 22, 2019 Filed Aug 23, 2019 15:54 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 2,883.215 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-19-000095 · edgar.xml · nonDerivative · entry 1 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,633.411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 16:12 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 11.539 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000074 · edgar.xml · derivative · entry 4 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,222.434 Underlying: Common Stock · 11.539 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F5 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018. F5 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 16:12 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 5.971 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000074 · edgar.xml · derivative · entry 3 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667.444 Underlying: Common Stock · 5.971 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017. F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 16:12 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 3.882 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000074 · edgar.xml · derivative · entry 2 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,084.18 Underlying: Common Stock · 3.882 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 16:12 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 10.325 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000074 · edgar.xml · derivative · entry 1 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,883.215 Underlying: Common Stock · 10.325 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 8/22/2016. F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 8/22/2016. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 19:53 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 10.895 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000039 · edgar.xml · derivative · entry 4 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,210.895 Underlying: Common Stock · 10.895 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F5 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018. F5 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/19/2018. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 19:53 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 5.638 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000039 · edgar.xml · derivative · entry 3 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,661.473 Underlying: Common Stock · 5.638 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017. F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 19:53 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 3.666 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-19-000039 · edgar.xml · derivative · entry 2 Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,080.298 Underlying: Common Stock · 3.666 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.