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Sims Robert H

Disclosed activity across 1 company

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148845
SEC CIK
0001682807

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
OSHKOSH CORPOSK · Entity 3573EVP & Chief HR OfficerMay 29, 2020June 02, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

OSHKOSH CORP

Report date May 29, 2020 · Filed June 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect846.847 Reported balance After 2020-05-29 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-05-29 · Grant · Acquired 3.523 · Balance 846.847

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,182.795 Reported balance After 2020-05-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-05-29 · Grant · Acquired 9.08 · Balance 2,182.795

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,369.628 Reported balance After 2020-05-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-05-29 · Grant · Acquired 9.857 · Balance 2,369.628

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

F3: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F4: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2019 Filed Mar 4, 2019 19:53 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 9.748 $0.00 $0.00
Disclosure

SEC source: 0000775158-19-000039 · edgar.xml · derivative · entry 1

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,872.89

Underlying: Common Stock · 9.748 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 8/22/2016.

F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 8/22/2016.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 20:54 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 3.108 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000200 · edgar.xml · derivative · entry 9

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,655.835

Underlying: Common Stock · 3.108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F8 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

F8 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 20:54 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 4.047 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000200 · edgar.xml · derivative · entry 8

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,076.632

Underlying: Common Stock · 4.047 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F7 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.

F7 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 20:54 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 1 $71.56 $71.56
Disclosure

SEC source: 0000775158-18-000200 · edgar.xml · nonDerivative · entry 4

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,750.196

Read SEC document
December 04, 2018 Filed Dec 6, 2018 20:54 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 3.108 $71.56 $222.41
Disclosure

SEC source: 0000775158-18-000200 · edgar.xml · nonDerivative · entry 3

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,751.196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 20, 2018 which fell between dividend record date and dividend payment date.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 20:54 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 2 $71.56 $143.12
Disclosure

SEC source: 0000775158-18-000200 · edgar.xml · nonDerivative · entry 2

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,748.088

Read SEC document
December 04, 2018 Filed Dec 6, 2018 20:54 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 4.047 $71.56 $289.60
Disclosure

SEC source: 0000775158-18-000200 · edgar.xml · nonDerivative · entry 1

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,750.088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 21, 2018 which fell between dividend record date and dividend payment date.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 20:54 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 9.332 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000200 · edgar.xml · derivative · entry 7

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,658.943

Underlying: Common Stock · 9.332 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F6 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

F6 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 20:54 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 8.094 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000200 · edgar.xml · derivative · entry 6

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,080.679

Underlying: Common Stock · 8.094 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F5 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

F5 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 20:54 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 10.762 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000200 · edgar.xml · derivative · entry 5

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,863.142

Underlying: Common Stock · 10.762 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 8/22/2016.

F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 8/22/2016.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 18:11 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 1,072.586 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000172 · edgar.xml · derivative · entry 3

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,072.585

Underlying: Common Stock · 1,072.586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 18:11 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 344 $67.11 $23,085.84
Disclosure

SEC source: 0000775158-18-000172 · edgar.xml · nonDerivative · entry 2

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,746.041

Read SEC document
November 21, 2018 Filed Nov 26, 2018 18:11 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 1,072.586 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-18-000172 · edgar.xml · nonDerivative · entry 1

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,090.041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 18:53 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 823.797 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000162 · edgar.xml · derivative · entry 5

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,649.611

Underlying: Common Stock · 823.797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F6 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 18:53 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 264 $65.29 $17,236.56
Disclosure

SEC source: 0000775158-18-000162 · edgar.xml · nonDerivative · entry 2

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,017.455

Read SEC document
November 20, 2018 Filed Nov 21, 2018 18:53 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 823.797 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-18-000162 · edgar.xml · nonDerivative · entry 1

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,281.455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 18:53 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000162 · edgar.xml · derivative · entry 4

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 3,200 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 18:53 UTC OSHKOSH CORP OSK · Entity 3573 GrantOptions · Derivative 5,250 $0.00 Strike: $66.09 $0.00
Disclosure

SEC source: 0000775158-18-000162 · edgar.xml · derivative · entry 3

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 5,250 shares

Expires 2028-11-19

F2 · security: Option (right to buy) granted pursuant to the Company's Stock Plan.

F3 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/19/2019.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 18:30 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 9.736 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000115 · edgar.xml · derivative · entry 3

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,852.38

Underlying: Common Stock · 9.736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 8/22/2017.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 8/22/2017.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 18:30 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 4 $70.05 $280.20
Disclosure

SEC source: 0000775158-18-000115 · edgar.xml · nonDerivative · entry 2

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,457.658

Read SEC document
September 04, 2018 Filed Sep 5, 2018 18:30 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 9.736 $70.05 $682.01
Disclosure

SEC source: 0000775158-18-000115 · edgar.xml · nonDerivative · entry 1

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,461.658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Dividend paid on Restricted Stock Units vested and distributed on August 22, 2018 which fell between dividend record date and dividend payment date.

Read SEC document
August 30, 2018 Filed Sep 4, 2018 15:26 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 8.445 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000101 · edgar.xml · derivative · entry 3

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,473.408

Underlying: Common Stock · 8.445 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

Read SEC document
August 30, 2018 Filed Sep 4, 2018 15:26 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 7.324 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000101 · edgar.xml · derivative · entry 2

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,145.171

Underlying: Common Stock · 7.324 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

Read SEC document
August 30, 2018 Filed Sep 4, 2018 15:26 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 19.475 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000101 · edgar.xml · derivative · entry 1

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,862.116

Underlying: Common Stock · 19.475 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 8/22/2016.

F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 8/22/2016.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 17:24 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 2,841.622 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000100 · edgar.xml · derivative · entry 3

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,842.641

Underlying: Common Stock · 2,841.622 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 8/22/2017.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 17:24 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 910 $69.43 $63,181.30
Disclosure

SEC source: 0000775158-18-000100 · edgar.xml · nonDerivative · entry 2

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,451.922

Read SEC document
August 22, 2018 Filed Aug 24, 2018 17:24 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 2,841.622 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-18-000100 · edgar.xml · nonDerivative · entry 1

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,361.922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
May 29, 2018 Filed May 30, 2018 19:22 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 7.806 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000073 · edgar.xml · derivative · entry 3

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,464.963

Underlying: Common Stock · 7.806 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

Read SEC document
May 29, 2018 Filed May 30, 2018 19:22 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 6.77 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000073 · edgar.xml · derivative · entry 2

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,137.847

Underlying: Common Stock · 6.77 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

Read SEC document
May 29, 2018 Filed May 30, 2018 19:22 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000073 · edgar.xml · derivative · entry 1

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,684.263

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 8/22/2016.

F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 8/22/2016.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 20:40 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 7.157 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000036 · edgar.xml · derivative · entry 3

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,457.157

Underlying: Common Stock · 7.157 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 20:40 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 6.207 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000036 · edgar.xml · derivative · entry 2

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,131.077

Underlying: Common Stock · 6.207 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 20:40 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 16.504 $0.00 $0.00
Disclosure

SEC source: 0000775158-18-000036 · edgar.xml · derivative · entry 1

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,666.263

Underlying: Common Stock · 16.504 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 8/22/2016.

F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 8/22/2016.

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December 05, 2017 Filed Dec 6, 2017 21:25 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 2.824 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000211 · edgar.xml · derivative · entry 3

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,124.87

Underlying: Common Stock · 2.824 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.

Read SEC document
December 05, 2017 Filed Dec 6, 2017 21:25 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 1 $90.04 $90.04
Disclosure

SEC source: 0000775158-17-000211 · edgar.xml · nonDerivative · entry 2

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,520.3

Read SEC document
December 05, 2017 Filed Dec 6, 2017 21:25 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 2.824 $90.04 $254.27
Disclosure

SEC source: 0000775158-17-000211 · edgar.xml · nonDerivative · entry 1

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,521.3

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Dividend paid on Restricted Stock Units vested and distributed on November 21, 2017 which fell between dividend record date and dividend payment date.

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November 30, 2017 Filed Dec 4, 2017 21:46 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 8.473 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000206 · edgar.xml · derivative · entry 2

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,127.694

Underlying: Common Stock · 8.473 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 21:46 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 15.019 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000206 · edgar.xml · derivative · entry 1

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,649.759

Underlying: Common Stock · 15.019 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 8/22/2016.

F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 8/22/2016.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 17:57 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 1,059.611 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000176 · edgar.xml · derivative · entry 5

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,119.221

Underlying: Common Stock · 1,059.611 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F6 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 17:57 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 371 $86.23 $31,991.33
Disclosure

SEC source: 0000775158-17-000176 · edgar.xml · nonDerivative · entry 2

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,518.476

Read SEC document
November 21, 2017 Filed Nov 22, 2017 17:57 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 1,059.611 Not disclosed Not disclosed
Disclosure

SEC source: 0000775158-17-000176 · edgar.xml · nonDerivative · entry 1

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,889.476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 17:57 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 2,450 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000176 · edgar.xml · derivative · entry 4

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,450

Underlying: Common Stock · 2,450 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.

F5 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

F5 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/20/2018.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 17:57 UTC OSHKOSH CORP OSK · Entity 3573 GrantOptions · Derivative 3,925 $0.00 Strike: $86.59 $0.00
Disclosure

SEC source: 0000775158-17-000176 · edgar.xml · derivative · entry 3

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,925

Underlying: Common Stock · 3,925 shares

Expires 2027-11-20

F2 · security: Option (right to buy) granted pursuant to the Company's Stock Plan.

F3 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/20/2018.

Read SEC document
September 06, 2017 Filed Sep 7, 2017 16:29 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 7.876 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000116 · edgar.xml · derivative · entry 3

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,634.74

Underlying: Common Stock · 7.876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 8/22/2017.

F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 8/22/2017.

Read SEC document
September 06, 2017 Filed Sep 7, 2017 16:29 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 3 $74.90 $224.70
Disclosure

SEC source: 0000775158-17-000116 · edgar.xml · nonDerivative · entry 2

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,829.865

Read SEC document
September 06, 2017 Filed Sep 7, 2017 16:29 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionCommon Stock 7.876 $74.90 $589.91
Disclosure

SEC source: 0000775158-17-000116 · edgar.xml · nonDerivative · entry 1

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832.865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Dividend paid on Restricted Stock Units vested and distributed on August 22, 2017 which fell between dividend record date and dividend payment date.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 20:10 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 8.888 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000115 · edgar.xml · derivative · entry 2

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,178.832

Underlying: Common Stock · 8.888 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 20:10 UTC OSHKOSH CORP OSK · Entity 3573 GrantRestricted Stock Units · Derivative 23.63 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000115 · edgar.xml · derivative · entry 1

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,642.616

Underlying: Common Stock · 23.63 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 8/22/2016.

F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 8/22/2016.

Read SEC document
August 22, 2017 Filed Aug 23, 2017 20:02 UTC OSHKOSH CORP OSK · Entity 3573 Exercise / conversionRestricted Stock Units · Derivative 2,808.989 $0.00 $0.00
Disclosure

SEC source: 0000775158-17-000100 · edgar.xml · derivative · entry 3

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,618.986

Underlying: Common Stock · 2,808.989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.

F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 8/22/2017.

Read SEC document
August 22, 2017 Filed Aug 23, 2017 20:02 UTC OSHKOSH CORP OSK · Entity 3573 Tax withholdingCommon Stock 984 $73.02 $71,851.68
Disclosure

SEC source: 0000775158-17-000100 · edgar.xml · nonDerivative · entry 2

Sims Robert H · CIK 0001682807 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,824.989

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.