person · Reporting owner

Gingrich James A

Disclosed activity across 1 company

Tapewire entity: 148609
SEC CIK: 0001389463

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ALLIANCEBERNSTEIN HOLDING L.P.AB · Entity 4151	Chief Operating Officer	June 05, 2020	June 09, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALLIANCEBERNSTEIN HOLDING L.P.

Report date June 05, 2020 · Filed June 09, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
AB Holding UnitsSEC Table I · non-derivative	Direct	67,090	Reported balance After 2020-06-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2020-06-05 · Sale · Disposed 2,344 · Balance 67,090 F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2: Reporting Person sold 2,344 AB Holding Units at prices ranging from $27.30 to $27.46 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

Filing footnotes · ownership attribution and instrument terms

F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2: Reporting Person sold 2,344 AB Holding Units at prices ranging from $27.30 to $27.46 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
July 19, 2017 Filed Jul 19, 2017 21:43 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Exercise / conversionAB Holding Unit option (right to buy) · Derivative	3,500	$0.00 Strike: $17.05	$0.00	Disclosure SEC source: 0001389463-17-000029 · wf-form4_150050058047697.xml · derivative · entry 12 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,783 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document
July 19, 2017 Filed Jul 19, 2017 21:43 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Saleunits rep. assignments of beneficial owner. of lp interests	3,500	$24.65	$86,275.00	Disclosure SEC source: 0001389463-17-000029 · wf-form4_150050058047697.xml · nonDerivative · entry 9 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document
July 19, 2017 Filed Jul 19, 2017 21:43 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Exercise / conversionunits rep. assignments of beneficial owner. of lp interests	3,500	$17.05	$59,675.00	Disclosure SEC source: 0001389463-17-000029 · wf-form4_150050058047697.xml · nonDerivative · entry 8 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document
July 19, 2017 Filed Jul 19, 2017 21:43 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Saleunits rep. assignments of beneficial owner. of lp interests	3,500	$24.65	$86,275.00	Disclosure SEC source: 0001389463-17-000029 · wf-form4_150050058047697.xml · nonDerivative · entry 7 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document
July 18, 2017 Filed Jul 19, 2017 21:43 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Exercise / conversionAB Holding Unit option (right to buy) · Derivative	3,500	$0.00 Strike: $17.05	$0.00	Disclosure SEC source: 0001389463-17-000029 · wf-form4_150050058047697.xml · derivative · entry 11 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,283 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document
July 18, 2017 Filed Jul 19, 2017 21:43 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Saleunits rep. assignments of beneficial owner. of lp interests	3,500	$24.50	$85,750.00	Disclosure SEC source: 0001389463-17-000029 · wf-form4_150050058047697.xml · nonDerivative · entry 6 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document
July 18, 2017 Filed Jul 19, 2017 21:43 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Exercise / conversionunits rep. assignments of beneficial owner. of lp interests	3,500	$17.05	$59,675.00	Disclosure SEC source: 0001389463-17-000029 · wf-form4_150050058047697.xml · nonDerivative · entry 5 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document
July 18, 2017 Filed Jul 19, 2017 21:43 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Saleunits rep. assignments of beneficial owner. of lp interests	3,500	$24.50	$85,750.00	Disclosure SEC source: 0001389463-17-000029 · wf-form4_150050058047697.xml · nonDerivative · entry 4 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document
July 17, 2017 Filed Jul 19, 2017 21:43 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Exercise / conversionAB Holding Unit option (right to buy) · Derivative	3,500	$0.00 Strike: $17.05	$0.00	Disclosure SEC source: 0001389463-17-000029 · wf-form4_150050058047697.xml · derivative · entry 10 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,783 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document
July 17, 2017 Filed Jul 19, 2017 21:43 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Saleunits rep. assignments of beneficial owner. of lp interests	3,500	$24.30	$85,050.00	Disclosure SEC source: 0001389463-17-000029 · wf-form4_150050058047697.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document
July 17, 2017 Filed Jul 19, 2017 21:43 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Exercise / conversionunits rep. assignments of beneficial owner. of lp interests	3,500	$17.05	$59,675.00	Disclosure SEC source: 0001389463-17-000029 · wf-form4_150050058047697.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document
July 17, 2017 Filed Jul 19, 2017 21:43 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Saleunits rep. assignments of beneficial owner. of lp interests	3,500	$24.30	$85,050.00	Disclosure SEC source: 0001389463-17-000029 · wf-form4_150050058047697.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document
July 14, 2017 Filed Jul 14, 2017 20:03 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Exercise / conversionAB Holding Unit option (right to buy) · Derivative	3,500	$0.00 Strike: $17.05	$0.00	Disclosure SEC source: 0001389463-17-000027 · wf-form4_150006257258914.xml · derivative · entry 12 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,283 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document
July 14, 2017 Filed Jul 14, 2017 20:03 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Saleunits rep. assignments of beneficial owner. of lp interests	3,500	$24.45	$85,575.00	Disclosure SEC source: 0001389463-17-000027 · wf-form4_150006257258914.xml · nonDerivative · entry 9 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document
July 14, 2017 Filed Jul 14, 2017 20:03 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Exercise / conversionunits rep. assignments of beneficial owner. of lp interests	3,500	$17.05	$59,675.00	Disclosure SEC source: 0001389463-17-000027 · wf-form4_150006257258914.xml · nonDerivative · entry 8 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document
July 14, 2017 Filed Jul 14, 2017 20:03 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Saleunits rep. assignments of beneficial owner. of lp interests	3,500	$24.45	$85,575.00	Disclosure SEC source: 0001389463-17-000027 · wf-form4_150006257258914.xml · nonDerivative · entry 7 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document
July 13, 2017 Filed Jul 14, 2017 20:03 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Exercise / conversionAB Holding Unit option (right to buy) · Derivative	3,500	$0.00 Strike: $17.05	$0.00	Disclosure SEC source: 0001389463-17-000027 · wf-form4_150006257258914.xml · derivative · entry 11 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,783 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document
July 13, 2017 Filed Jul 14, 2017 20:03 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Saleunits rep. assignments of beneficial owner. of lp interests	3,500	$24.25	$84,875.00	Disclosure SEC source: 0001389463-17-000027 · wf-form4_150006257258914.xml · nonDerivative · entry 6 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document
July 13, 2017 Filed Jul 14, 2017 20:03 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Exercise / conversionunits rep. assignments of beneficial owner. of lp interests	3,500	$17.05	$59,675.00	Disclosure SEC source: 0001389463-17-000027 · wf-form4_150006257258914.xml · nonDerivative · entry 5 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document
July 13, 2017 Filed Jul 14, 2017 20:03 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Saleunits rep. assignments of beneficial owner. of lp interests	3,500	$24.25	$84,875.00	Disclosure SEC source: 0001389463-17-000027 · wf-form4_150006257258914.xml · nonDerivative · entry 4 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document
July 12, 2017 Filed Jul 14, 2017 20:03 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Exercise / conversionAB Holding Unit option (right to buy) · Derivative	3,500	$0.00 Strike: $17.05	$0.00	Disclosure SEC source: 0001389463-17-000027 · wf-form4_150006257258914.xml · derivative · entry 10 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,283 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document
July 12, 2017 Filed Jul 14, 2017 20:03 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Saleunits rep. assignments of beneficial owner. of lp interests	3,500	$24.05	$84,175.00	Disclosure SEC source: 0001389463-17-000027 · wf-form4_150006257258914.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document
July 12, 2017 Filed Jul 14, 2017 20:03 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Exercise / conversionunits rep. assignments of beneficial owner. of lp interests	3,500	$17.05	$59,675.00	Disclosure SEC source: 0001389463-17-000027 · wf-form4_150006257258914.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document
July 12, 2017 Filed Jul 14, 2017 20:03 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Saleunits rep. assignments of beneficial owner. of lp interests	3,500	$24.05	$84,175.00	Disclosure SEC source: 0001389463-17-000027 · wf-form4_150006257258914.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document
July 11, 2017 Filed Jul 11, 2017 20:29 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Exercise / conversionAB Holding Unit option (right to buy) · Derivative	3,500	$0.00 Strike: $17.05	$0.00	Disclosure SEC source: 0001389463-17-000025 · wf-form4_149980493329023.xml · derivative · entry 12 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,783 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document
July 11, 2017 Filed Jul 11, 2017 20:29 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Saleunits rep. assignments of beneficial owner. of lp interests	3,500	$24.05	$84,175.00	Disclosure SEC source: 0001389463-17-000025 · wf-form4_149980493329023.xml · nonDerivative · entry 9 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document
July 11, 2017 Filed Jul 11, 2017 20:29 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Exercise / conversionunits rep. assignments of beneficial owner. of lp interests	3,500	$17.05	$59,675.00	Disclosure SEC source: 0001389463-17-000025 · wf-form4_149980493329023.xml · nonDerivative · entry 8 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document
July 11, 2017 Filed Jul 11, 2017 20:29 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Saleunits rep. assignments of beneficial owner. of lp interests	3,500	$24.05	$84,175.00	Disclosure SEC source: 0001389463-17-000025 · wf-form4_149980493329023.xml · nonDerivative · entry 7 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document
July 10, 2017 Filed Jul 11, 2017 20:29 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Exercise / conversionAB Holding Unit option (right to buy) · Derivative	3,500	$0.00 Strike: $17.05	$0.00	Disclosure SEC source: 0001389463-17-000025 · wf-form4_149980493329023.xml · derivative · entry 11 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,283 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document
July 10, 2017 Filed Jul 11, 2017 20:29 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Saleunits rep. assignments of beneficial owner. of lp interests	3,500	$23.90	$83,650.00	Disclosure SEC source: 0001389463-17-000025 · wf-form4_149980493329023.xml · nonDerivative · entry 6 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document
July 10, 2017 Filed Jul 11, 2017 20:29 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Exercise / conversionunits rep. assignments of beneficial owner. of lp interests	3,500	$17.05	$59,675.00	Disclosure SEC source: 0001389463-17-000025 · wf-form4_149980493329023.xml · nonDerivative · entry 5 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document
July 10, 2017 Filed Jul 11, 2017 20:29 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Saleunits rep. assignments of beneficial owner. of lp interests	3,500	$23.90	$83,650.00	Disclosure SEC source: 0001389463-17-000025 · wf-form4_149980493329023.xml · nonDerivative · entry 4 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document
July 07, 2017 Filed Jul 11, 2017 20:29 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Exercise / conversionAB Holding Unit option (right to buy) · Derivative	3,500	$0.00 Strike: $17.05	$0.00	Disclosure SEC source: 0001389463-17-000025 · wf-form4_149980493329023.xml · derivative · entry 10 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,783 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document
July 07, 2017 Filed Jul 11, 2017 20:29 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Saleunits rep. assignments of beneficial owner. of lp interests	3,500	$23.55	$82,425.00	Disclosure SEC source: 0001389463-17-000025 · wf-form4_149980493329023.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document
July 07, 2017 Filed Jul 11, 2017 20:29 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Exercise / conversionunits rep. assignments of beneficial owner. of lp interests	3,500	$17.05	$59,675.00	Disclosure SEC source: 0001389463-17-000025 · wf-form4_149980493329023.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document
July 07, 2017 Filed Jul 11, 2017 20:29 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Saleunits rep. assignments of beneficial owner. of lp interests	3,500	$23.55	$82,425.00	Disclosure SEC source: 0001389463-17-000025 · wf-form4_149980493329023.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document
July 06, 2017 Filed Jul 6, 2017 22:10 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Exercise / conversionAB Holding Unit option (right to buy) · Derivative	3,500	$0.00 Strike: $17.05	$0.00	Disclosure SEC source: 0001389463-17-000023 · wf-form4_149937901990762.xml · derivative · entry 12 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,283 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document
July 06, 2017 Filed Jul 6, 2017 22:10 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Saleunits rep. assignments of beneficial owner. of lp interests	3,500	$23.50	$82,250.00	Disclosure SEC source: 0001389463-17-000023 · wf-form4_149937901990762.xml · nonDerivative · entry 9 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document
July 06, 2017 Filed Jul 6, 2017 22:10 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Exercise / conversionunits rep. assignments of beneficial owner. of lp interests	3,500	$17.05	$59,675.00	Disclosure SEC source: 0001389463-17-000023 · wf-form4_149937901990762.xml · nonDerivative · entry 8 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document
July 06, 2017 Filed Jul 6, 2017 22:10 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Saleunits rep. assignments of beneficial owner. of lp interests	3,500	$23.50	$82,250.00	Disclosure SEC source: 0001389463-17-000023 · wf-form4_149937901990762.xml · nonDerivative · entry 7 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document
July 05, 2017 Filed Jul 6, 2017 22:10 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Exercise / conversionAB Holding Unit option (right to buy) · Derivative	3,500	$0.00 Strike: $17.05	$0.00	Disclosure SEC source: 0001389463-17-000023 · wf-form4_149937901990762.xml · derivative · entry 11 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,783 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document
July 05, 2017 Filed Jul 6, 2017 22:10 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Saleunits rep. assignments of beneficial owner. of lp interests	3,500	$23.75	$83,125.00	Disclosure SEC source: 0001389463-17-000023 · wf-form4_149937901990762.xml · nonDerivative · entry 6 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document
July 05, 2017 Filed Jul 6, 2017 22:10 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Exercise / conversionunits rep. assignments of beneficial owner. of lp interests	3,500	$17.05	$59,675.00	Disclosure SEC source: 0001389463-17-000023 · wf-form4_149937901990762.xml · nonDerivative · entry 5 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document
July 05, 2017 Filed Jul 6, 2017 22:10 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Saleunits rep. assignments of beneficial owner. of lp interests	3,500	$23.75	$83,125.00	Disclosure SEC source: 0001389463-17-000023 · wf-form4_149937901990762.xml · nonDerivative · entry 4 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document
July 03, 2017 Filed Jul 6, 2017 22:10 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Exercise / conversionAB Holding Unit option (right to buy) · Derivative	3,500	$0.00 Strike: $17.05	$0.00	Disclosure SEC source: 0001389463-17-000023 · wf-form4_149937901990762.xml · derivative · entry 10 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,283 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document
July 03, 2017 Filed Jul 6, 2017 22:10 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Saleunits rep. assignments of beneficial owner. of lp interests	3,500	$23.60	$82,600.00	Disclosure SEC source: 0001389463-17-000023 · wf-form4_149937901990762.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document
July 03, 2017 Filed Jul 6, 2017 22:10 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Exercise / conversionunits rep. assignments of beneficial owner. of lp interests	3,500	$17.05	$59,675.00	Disclosure SEC source: 0001389463-17-000023 · wf-form4_149937901990762.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document
July 03, 2017 Filed Jul 6, 2017 22:10 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Saleunits rep. assignments of beneficial owner. of lp interests	3,500	$23.60	$82,600.00	Disclosure SEC source: 0001389463-17-000023 · wf-form4_149937901990762.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document
June 30, 2017 Filed Jun 30, 2017 20:01 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Exercise / conversionAB Holding Unit option (right to buy) · Derivative	3,500	$0.00 Strike: $17.05	$0.00	Disclosure SEC source: 0001389463-17-000021 · wf-form4_149885284801436.xml · derivative · entry 12 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,783 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document
June 30, 2017 Filed Jun 30, 2017 20:01 UTC	ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151	Saleunits rep. assignments of beneficial owner. of lp interests	3,500	$23.25	$81,375.00	Disclosure SEC source: 0001389463-17-000021 · wf-form4_149885284801436.xml · nonDerivative · entry 9 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.