Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALLIANCEBERNSTEIN HOLDING L.P.AB · Entity 4151 | Chief Operating Officer | June 05, 2020 | June 09, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALLIANCEBERNSTEIN HOLDING L.P.
Report date June 05, 2020 · Filed June 09, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| AB Holding UnitsSEC Table I · non-derivative | Direct | 67,090 |
Reported balance
After 2020-06-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-06-05 · Sale · Disposed 2,344 · Balance 67,090 F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2: Reporting Person sold 2,344 AB Holding Units at prices ranging from $27.30 to $27.46 per Unit. The price set forth in the table is the weighted average of his sales at these prices. |
Filing footnotes · ownership attribution and instrument terms
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
F2: Reporting Person sold 2,344 AB Holding Units at prices ranging from $27.30 to $27.46 per Unit. The price set forth in the table is the weighted average of his sales at these prices.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 07, 2017 Filed Aug 9, 2017 20:26 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000039 · wf-form4_150231035903590.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 20:26 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.20 | $84,700.00 |
DisclosureSEC source: 0001389463-17-000039 · wf-form4_150231035903590.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 04, 2017 Filed Aug 4, 2017 21:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000037 · wf-form4_150188132634752.xml · derivative · entry 12 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,284 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| August 04, 2017 Filed Aug 4, 2017 21:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.30 | $85,050.00 |
DisclosureSEC source: 0001389463-17-000037 · wf-form4_150188132634752.xml · nonDerivative · entry 9 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 04, 2017 Filed Aug 4, 2017 21:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000037 · wf-form4_150188132634752.xml · nonDerivative · entry 8 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| August 04, 2017 Filed Aug 4, 2017 21:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.30 | $85,050.00 |
DisclosureSEC source: 0001389463-17-000037 · wf-form4_150188132634752.xml · nonDerivative · entry 7 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 21:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000037 · wf-form4_150188132634752.xml · derivative · entry 11 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,784 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 21:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.05 | $84,175.00 |
DisclosureSEC source: 0001389463-17-000037 · wf-form4_150188132634752.xml · nonDerivative · entry 6 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 21:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000037 · wf-form4_150188132634752.xml · nonDerivative · entry 5 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 21:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.05 | $84,175.00 |
DisclosureSEC source: 0001389463-17-000037 · wf-form4_150188132634752.xml · nonDerivative · entry 4 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 21:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000037 · wf-form4_150188132634752.xml · derivative · entry 10 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,284 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 21:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.85 | $86,975.00 |
DisclosureSEC source: 0001389463-17-000037 · wf-form4_150188132634752.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 21:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000037 · wf-form4_150188132634752.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 21:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.85 | $86,975.00 |
DisclosureSEC source: 0001389463-17-000037 · wf-form4_150188132634752.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 01, 2017 Filed Aug 1, 2017 21:02 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 8,499 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000035 · wf-form4_150162134861766.xml · derivative · entry 12 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,784 Underlying: AB Holding Units · 8,499 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| August 01, 2017 Filed Aug 1, 2017 21:02 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 8,499 | $24.90 | $211,599.60 |
DisclosureSEC source: 0001389463-17-000035 · wf-form4_150162134861766.xml · nonDerivative · entry 9 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. F4 · price: Reporting Person sold 3,500 AB Holding Units at $24.75 per Unit and 4,999 AB Holding Units at $25.00 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| August 01, 2017 Filed Aug 1, 2017 21:02 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 8,499 | $17.05 | $144,907.95 |
DisclosureSEC source: 0001389463-17-000035 · wf-form4_150162134861766.xml · nonDerivative · entry 8 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| August 01, 2017 Filed Aug 1, 2017 21:02 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 4,922 | $24.82 | $122,174.87 |
DisclosureSEC source: 0001389463-17-000035 · wf-form4_150162134861766.xml · nonDerivative · entry 7 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. F3 · price: Reporting Person sold 3,500 AB Holding Units at $24.75 per Unit and 1,422 AB Holding Units at $25.00 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 21:02 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000035 · wf-form4_150162134861766.xml · derivative · entry 11 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,283 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 21:02 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.25 | $84,875.00 |
DisclosureSEC source: 0001389463-17-000035 · wf-form4_150162134861766.xml · nonDerivative · entry 6 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 21:02 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000035 · wf-form4_150162134861766.xml · nonDerivative · entry 5 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 21:02 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.25 | $84,875.00 |
DisclosureSEC source: 0001389463-17-000035 · wf-form4_150162134861766.xml · nonDerivative · entry 4 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 21:02 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000035 · wf-form4_150162134861766.xml · derivative · entry 10 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,783 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 21:02 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.15 | $84,525.00 |
DisclosureSEC source: 0001389463-17-000035 · wf-form4_150162134861766.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 21:02 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000035 · wf-form4_150162134861766.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 21:02 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.15 | $84,525.00 |
DisclosureSEC source: 0001389463-17-000035 · wf-form4_150162134861766.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 27, 2017 Filed Jul 27, 2017 20:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 10,000 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000033 · wf-form4_150118651588926.xml · derivative · entry 12 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,283 Underlying: AB Holding Units · 10,000 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 27, 2017 Filed Jul 27, 2017 20:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 10,000 | $25.00 | $250,000.00 |
DisclosureSEC source: 0001389463-17-000033 · wf-form4_150118651588926.xml · nonDerivative · entry 9 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 27, 2017 Filed Jul 27, 2017 20:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 10,000 | $17.05 | $170,500.00 |
DisclosureSEC source: 0001389463-17-000033 · wf-form4_150118651588926.xml · nonDerivative · entry 8 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 27, 2017 Filed Jul 27, 2017 20:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 10,000 | $25.00 | $250,000.00 |
DisclosureSEC source: 0001389463-17-000033 · wf-form4_150118651588926.xml · nonDerivative · entry 7 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 20:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 10,000 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000033 · wf-form4_150118651588926.xml · derivative · entry 11 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,283 Underlying: AB Holding Units · 10,000 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 20:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 10,000 | $25.00 | $250,000.00 |
DisclosureSEC source: 0001389463-17-000033 · wf-form4_150118651588926.xml · nonDerivative · entry 6 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 20:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 10,000 | $17.05 | $170,500.00 |
DisclosureSEC source: 0001389463-17-000033 · wf-form4_150118651588926.xml · nonDerivative · entry 5 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 20:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 10,000 | $25.00 | $250,000.00 |
DisclosureSEC source: 0001389463-17-000033 · wf-form4_150118651588926.xml · nonDerivative · entry 4 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 20:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 10,000 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000033 · wf-form4_150118651588926.xml · derivative · entry 10 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,283 Underlying: AB Holding Units · 10,000 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 20:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 10,000 | $24.91 | $249,125.00 |
DisclosureSEC source: 0001389463-17-000033 · wf-form4_150118651588926.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. F3 · price: Reporting Person sold 3,500 AB Holding Units at $24.75 per Unit and 6,500 AB Holding Units at $25.00 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 20:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 10,000 | $17.05 | $170,500.00 |
DisclosureSEC source: 0001389463-17-000033 · wf-form4_150118651588926.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 20:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 10,000 | $24.91 | $249,125.00 |
DisclosureSEC source: 0001389463-17-000033 · wf-form4_150118651588926.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. F3 · price: Reporting Person sold 3,500 AB Holding Units at $24.75 per Unit and 6,500 AB Holding Units at $25.00 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| July 24, 2017 Filed Jul 24, 2017 22:27 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000031 · wf-form4_150093525811383.xml · derivative · entry 12 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,283 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 24, 2017 Filed Jul 24, 2017 22:27 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $25.65 | $89,775.00 |
DisclosureSEC source: 0001389463-17-000031 · wf-form4_150093525811383.xml · nonDerivative · entry 9 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 24, 2017 Filed Jul 24, 2017 22:27 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000031 · wf-form4_150093525811383.xml · nonDerivative · entry 8 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 24, 2017 Filed Jul 24, 2017 22:27 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.65 | $86,275.00 |
DisclosureSEC source: 0001389463-17-000031 · wf-form4_150093525811383.xml · nonDerivative · entry 7 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 22:27 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000031 · wf-form4_150093525811383.xml · derivative · entry 11 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,783 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 22:27 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.60 | $86,100.00 |
DisclosureSEC source: 0001389463-17-000031 · wf-form4_150093525811383.xml · nonDerivative · entry 6 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 22:27 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000031 · wf-form4_150093525811383.xml · nonDerivative · entry 5 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 21, 2017 Filed Jul 24, 2017 22:27 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.60 | $86,100.00 |
DisclosureSEC source: 0001389463-17-000031 · wf-form4_150093525811383.xml · nonDerivative · entry 4 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 22:27 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000031 · wf-form4_150093525811383.xml · derivative · entry 10 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,283 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 22:27 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.50 | $85,750.00 |
DisclosureSEC source: 0001389463-17-000031 · wf-form4_150093525811383.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 22:27 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000031 · wf-form4_150093525811383.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 22:27 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.50 | $85,750.00 |
DisclosureSEC source: 0001389463-17-000031 · wf-form4_150093525811383.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.