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BOERNER CHRISTOPHER S.

Disclosed activity across 2 companies

Tapewire entity
14838
SEC CIK
0001543747

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BRISTOL MYERS SQUIBB COBMY · Entity 1662Director · Chief Executive OfficerMarch 10, 2026March 12, 2026
COLGATE PALMOLIVE COCL · Entity 2972DirectorMay 11, 2026May 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BRISTOL MYERS SQUIBB CO

Report date March 10, 2026 · Filed March 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.10 par valueSEC Table I · non-derivativeDirect21,451 Ending reported balance After 2026-03-10 transaction · row 12
12 source rows · reconciled sequence

Row 1 · 2026-03-10 · Exercise / conversion · Acquired 6,618 · Balance 7,800

F1: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Row 2 · 2026-03-10 · Other · Disposed 743 · Balance 7,057

F2: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Row 3 · 2026-03-10 · Tax withholding · Disposed 3,006 · Balance 4,051

F3: Shares withheld for payment of taxes upon vesting of awards.

Row 4 · 2026-03-10 · Exercise / conversion · Acquired 6,733 · Balance 10,784

F4: Represents vesting of one-quarter of market share units granted on March 10, 2023.

Row 5 · 2026-03-10 · Other · Disposed 727 · Balance 10,057

F2: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Row 6 · 2026-03-10 · Tax withholding · Disposed 3,073 · Balance 6,984

F3: Shares withheld for payment of taxes upon vesting of awards.

Row 7 · 2026-03-10 · Exercise / conversion · Acquired 40,398 · Balance 47,382

F5: Amount represents distribution of performance shares earned under the 2023-2025 Long-Term Performance Award.

Row 8 · 2026-03-10 · Other · Disposed 19,835 · Balance 27,547

F6: Adjustment to award based on the performance factor applied in accordance with the terms of the award and certification of performance results by the Board.

Row 9 · 2026-03-10 · Tax withholding · Disposed 10,518 · Balance 17,029

F3: Shares withheld for payment of taxes upon vesting of awards.

Row 10 · 2026-03-10 · Exercise / conversion · Acquired 17,788 · Balance 34,817

F5: Amount represents distribution of performance shares earned under the 2023-2025 Long-Term Performance Award.

Row 11 · 2026-03-10 · Other · Disposed 8,734 · Balance 26,083

F6: Adjustment to award based on the performance factor applied in accordance with the terms of the award and certification of performance results by the Board.

Row 12 · 2026-03-10 · Tax withholding · Disposed 4,632 · Balance 21,451

F3: Shares withheld for payment of taxes upon vesting of awards.

Market Share UnitsSEC Table II · derivative / convertible security · Expires 2026-03-10Direct0 Reported balance After 2026-03-10 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2026-03-10 · Exercise / conversion · Disposed 6,618 · Balance 0

F7: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F1: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Market Share UnitsSEC Table II · derivative / convertible security · Expires 2027-03-10Direct6,733 Reported balance After 2026-03-10 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2026-03-10 · Exercise / conversion · Disposed 6,733 · Balance 6,733

F7: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F4: Represents vesting of one-quarter of market share units granted on March 10, 2023.

Market Share UnitsSEC Table II · derivative / convertible security · Expires 2029-03-10Direct104,490 Reported balance After 2026-03-10 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2026-03-10 · Grant · Acquired 104,490 · Balance 104,490

F9: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is the greater of Total Return and relative total shareholder return (rTSR) Floor. Total Return is a ratio of the 10-day average closing stock price on the measurement date, plus the value of accumulated dividends, divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor for Total Return performance that must be achieved to earn a payout is 80% and the maximum is 225%. The rTSR Floor feature provides a minimum level of payout if BMS stock price declines from the grant date but outperforms our peers based on their TSR percentile rank. A TSR percentile rank (i) below the 50th percentile yields a 0% payout, (ii) between the 50th and 74.99th percentiles yields a 50% payout, and (iii) at or above the 75th percentile yields a 100% payout.

F10: These market share units cliff vest on the third anniversary of the grant date, subject to certification of performance results by the Board.

Performance SharesSEC Table II · derivative / convertible security · Expires 2026-03-10Direct0 Reported balance After 2026-03-10 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2026-03-10 · Exercise / conversion · Disposed 40,398 · Balance 0

F8: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2026.

F5: Amount represents distribution of performance shares earned under the 2023-2025 Long-Term Performance Award.

Performance SharesSEC Table II · derivative / convertible security · Expires 2026-03-10Direct0 Reported balance After 2026-03-10 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2026-03-10 · Exercise / conversion · Disposed 17,788 · Balance 0

F8: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2026.

F5: Amount represents distribution of performance shares earned under the 2023-2025 Long-Term Performance Award.

Performance SharesSEC Table II · derivative / convertible security · Expires 2029-03-10Direct156,735 Reported balance After 2026-03-10 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2026-03-10 · Grant · Acquired 156,735 · Balance 156,735

F11: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2029, subject to certification of performance results by the Board.

Common Stock, $0.10 par valueSEC Table I · non-derivativeIndirectTrust (SLAT)125,439 Reported balance Holding disclosure · report date 2026-03-10 · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · Balance 125,439

Filing footnotes · ownership attribution and instrument terms

F1: Represents vesting of one-quarter of market share units granted on March 10, 2022.

F2: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

F3: Shares withheld for payment of taxes upon vesting of awards.

F4: Represents vesting of one-quarter of market share units granted on March 10, 2023.

F5: Amount represents distribution of performance shares earned under the 2023-2025 Long-Term Performance Award.

F6: Adjustment to award based on the performance factor applied in accordance with the terms of the award and certification of performance results by the Board.

F7: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F8: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2026.

F9: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is the greater of Total Return and relative total shareholder return (rTSR) Floor. Total Return is a ratio of the 10-day average closing stock price on the measurement date, plus the value of accumulated dividends, divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor for Total Return performance that must be achieved to earn a payout is 80% and the maximum is 225%. The rTSR Floor feature provides a minimum level of payout if BMS stock price declines from the grant date but outperforms our peers based on their TSR percentile rank. A TSR percentile rank (i) below the 50th percentile yields a 0% payout, (ii) between the 50th and 74.99th percentiles yields a 50% payout, and (iii) at or above the 75th percentile yields a 100% payout.

F10: These market share units cliff vest on the third anniversary of the grant date, subject to certification of performance results by the Board.

F11: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2029, subject to certification of performance results by the Board.

COLGATE PALMOLIVE CO

Report date May 11, 2026 · Filed May 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,383 Reported balance After 2026-05-11 transaction · row 1
1 source row

Row 1 · 2026-05-11 · Grant · Acquired 1,383 · Balance 1,383

F1: Annual director stock grant under the issuer's incentive compensation plan.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.74 · Expires 2034-05-11Direct2,020 Reported balance After 2026-05-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-11 · Grant · Acquired 2,020 · Balance 2,020

F2: Annual director stock option grant under the issuer's incentive compensation plan.

F3: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the May 11, 2026 grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Annual director stock grant under the issuer's incentive compensation plan.

F2: Annual director stock option grant under the issuer's incentive compensation plan.

F3: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the May 11, 2026 grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2022 Filed Mar 15, 2022 01:19 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 39,700 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · derivative · entry 22

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,700

Underlying: Common Stock, $0.10 par value · 39,700 shares

Expires 2025-03-10

F12 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025.

F12 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionPerformance Shares · Derivative 31,909 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · derivative · entry 21

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 31,909 shares

Expires 2022-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2022, subject to a Total Shareholder Return.

F11 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2022, subject to a Total Shareholder Return.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantMarket Share Units · Derivative 26,466 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · derivative · entry 20

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,466

Underlying: Common Stock, $0.10 par value · 26,466 shares

Expires 2026-03-10

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F10 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 6,985 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · derivative · entry 19

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,955

Underlying: Common Stock, $0.10 par value · 6,985 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 5,741 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · derivative · entry 18

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,484

Underlying: Common Stock, $0.10 par value · 5,741 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 5,318 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · derivative · entry 17

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,319

Underlying: Common Stock, $0.10 par value · 5,318 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 1,762 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · derivative · entry 16

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,762 shares

Expires 2022-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 22,784 $68.42 $1,558,881.28
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 15

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,498

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantCommon Stock, $0.10 par value 12,633 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 14

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,282

F8 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 31,909 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 13

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Amount represents distribution of performance shares earned under the 2019-2021 Long-Term Performance Award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 3,974 $68.42 $271,901.08
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 12

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,740

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantCommon Stock, $0.10 par value 784 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 11

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,714

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 6,985 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 10

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 3,325 $68.42 $227,496.50
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 9

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,945

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 758 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 8

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,270

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 5,741 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 7

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 3,547 $68.42 $242,685.74
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 6

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,771

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 1,616 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 5

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,318

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 5,318 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 4

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 915 $68.42 $62,604.30
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 3

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,384

F3 · shares: Shares withheld for payment of taxes upon vesting of award.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 25 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 2

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,299

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 01:19 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 1,762 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000077 · wf-form4_164730714040177.xml · nonDerivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
December 02, 2021 Filed Dec 6, 2021 23:27 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionRestricted Stock Units · Derivative 2,638 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000231 · wf-form4_163883324734036.xml · derivative · entry 3

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,275

Underlying: Common Stock, $0.10 par value · 2,638 shares

Expires 2023-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.

Read SEC document
December 02, 2021 Filed Dec 6, 2021 23:27 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 1,350 $55.41 $74,803.50
Disclosure

SEC source: 0000014272-21-000231 · wf-form4_163883324734036.xml · nonDerivative · entry 2

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,512

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
December 02, 2021 Filed Dec 6, 2021 23:27 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 2,638 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000231 · wf-form4_163883324734036.xml · nonDerivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 41,910 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · derivative · entry 22

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,910

Underlying: Common Stock, $0.10 par value · 41,910 shares

Expires 2024-03-10

F13 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024.

F13 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionPerformance Shares · Derivative 10,568 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · derivative · entry 21

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 10,568 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2021, subject to a Total Shareholder Return.

F12 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2021, subject to a Total Shareholder Return.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantMarket Share Units · Derivative 27,940 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · derivative · entry 20

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,940

Underlying: Common Stock, $0.10 par value · 27,940 shares

Expires 2025-03-10

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F11 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 5,741 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · derivative · entry 19

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,225

Underlying: Common Stock, $0.10 par value · 5,741 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 5,318 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · derivative · entry 18

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,637

Underlying: Common Stock, $0.10 par value · 5,318 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 1,761 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · derivative · entry 17

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,762

Underlying: Common Stock, $0.10 par value · 1,761 shares

Expires 2022-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 1,827 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · derivative · entry 16

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,827 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 5,594 $60.93 $340,842.42
Disclosure

SEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 15

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,224

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 1,493 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 14

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,818

F9 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 10,568 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 13

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Amount represents distribution of performance shares earned under the 2018-2020 Long-Term Performance Award.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 2,713 $60.93 $165,303.09
Disclosure

SEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 12

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,757

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 107 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 11

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,470

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 5,741 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 10

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 2,894 $60.93 $176,331.42
Disclosure

SEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 9

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,622

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 922 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 8

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,516

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 5,318 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 7

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 746 $60.93 $45,453.78
Disclosure

SEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 6

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,276

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 154 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 5

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,022

F5 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 1,761 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 4

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 904 $60.93 $55,080.72
Disclosure

SEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 3

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,415

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 121 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 2

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,319

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:59 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 1,827 $0.00 $0.00
Disclosure

SEC source: 0000014272-21-000095 · wf-form4_161559355118606.xml · nonDerivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 01:23 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionRestricted Stock Units · Derivative 2,637 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000296 · wf-form4_160704500612665.xml · derivative · entry 3

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,913

Underlying: Common Stock, $0.10 par value · 2,637 shares

Expires 2023-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 01:23 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 1,299 $62.18 $80,771.82
Disclosure

SEC source: 0000014272-20-000296 · wf-form4_160704500612665.xml · nonDerivative · entry 2

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,371

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 01:23 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 2,637 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000296 · wf-form4_160704500612665.xml · nonDerivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.