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BOERNER CHRISTOPHER S.

Disclosed activity across 2 companies

Tapewire entity
14838
SEC CIK
0001543747

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BRISTOL MYERS SQUIBB COBMY · Entity 1662Director · Chief Executive OfficerMarch 10, 2026March 12, 2026
COLGATE PALMOLIVE COCL · Entity 2972DirectorMay 11, 2026May 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BRISTOL MYERS SQUIBB CO

Report date March 10, 2026 · Filed March 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.10 par valueSEC Table I · non-derivativeDirect21,451 Ending reported balance After 2026-03-10 transaction · row 12
12 source rows · reconciled sequence

Row 1 · 2026-03-10 · Exercise / conversion · Acquired 6,618 · Balance 7,800

F1: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Row 2 · 2026-03-10 · Other · Disposed 743 · Balance 7,057

F2: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Row 3 · 2026-03-10 · Tax withholding · Disposed 3,006 · Balance 4,051

F3: Shares withheld for payment of taxes upon vesting of awards.

Row 4 · 2026-03-10 · Exercise / conversion · Acquired 6,733 · Balance 10,784

F4: Represents vesting of one-quarter of market share units granted on March 10, 2023.

Row 5 · 2026-03-10 · Other · Disposed 727 · Balance 10,057

F2: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Row 6 · 2026-03-10 · Tax withholding · Disposed 3,073 · Balance 6,984

F3: Shares withheld for payment of taxes upon vesting of awards.

Row 7 · 2026-03-10 · Exercise / conversion · Acquired 40,398 · Balance 47,382

F5: Amount represents distribution of performance shares earned under the 2023-2025 Long-Term Performance Award.

Row 8 · 2026-03-10 · Other · Disposed 19,835 · Balance 27,547

F6: Adjustment to award based on the performance factor applied in accordance with the terms of the award and certification of performance results by the Board.

Row 9 · 2026-03-10 · Tax withholding · Disposed 10,518 · Balance 17,029

F3: Shares withheld for payment of taxes upon vesting of awards.

Row 10 · 2026-03-10 · Exercise / conversion · Acquired 17,788 · Balance 34,817

F5: Amount represents distribution of performance shares earned under the 2023-2025 Long-Term Performance Award.

Row 11 · 2026-03-10 · Other · Disposed 8,734 · Balance 26,083

F6: Adjustment to award based on the performance factor applied in accordance with the terms of the award and certification of performance results by the Board.

Row 12 · 2026-03-10 · Tax withholding · Disposed 4,632 · Balance 21,451

F3: Shares withheld for payment of taxes upon vesting of awards.

Market Share UnitsSEC Table II · derivative / convertible security · Expires 2026-03-10Direct0 Reported balance After 2026-03-10 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2026-03-10 · Exercise / conversion · Disposed 6,618 · Balance 0

F7: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F1: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Market Share UnitsSEC Table II · derivative / convertible security · Expires 2027-03-10Direct6,733 Reported balance After 2026-03-10 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2026-03-10 · Exercise / conversion · Disposed 6,733 · Balance 6,733

F7: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F4: Represents vesting of one-quarter of market share units granted on March 10, 2023.

Market Share UnitsSEC Table II · derivative / convertible security · Expires 2029-03-10Direct104,490 Reported balance After 2026-03-10 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2026-03-10 · Grant · Acquired 104,490 · Balance 104,490

F9: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is the greater of Total Return and relative total shareholder return (rTSR) Floor. Total Return is a ratio of the 10-day average closing stock price on the measurement date, plus the value of accumulated dividends, divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor for Total Return performance that must be achieved to earn a payout is 80% and the maximum is 225%. The rTSR Floor feature provides a minimum level of payout if BMS stock price declines from the grant date but outperforms our peers based on their TSR percentile rank. A TSR percentile rank (i) below the 50th percentile yields a 0% payout, (ii) between the 50th and 74.99th percentiles yields a 50% payout, and (iii) at or above the 75th percentile yields a 100% payout.

F10: These market share units cliff vest on the third anniversary of the grant date, subject to certification of performance results by the Board.

Performance SharesSEC Table II · derivative / convertible security · Expires 2026-03-10Direct0 Reported balance After 2026-03-10 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2026-03-10 · Exercise / conversion · Disposed 40,398 · Balance 0

F8: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2026.

F5: Amount represents distribution of performance shares earned under the 2023-2025 Long-Term Performance Award.

Performance SharesSEC Table II · derivative / convertible security · Expires 2026-03-10Direct0 Reported balance After 2026-03-10 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2026-03-10 · Exercise / conversion · Disposed 17,788 · Balance 0

F8: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2026.

F5: Amount represents distribution of performance shares earned under the 2023-2025 Long-Term Performance Award.

Performance SharesSEC Table II · derivative / convertible security · Expires 2029-03-10Direct156,735 Reported balance After 2026-03-10 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2026-03-10 · Grant · Acquired 156,735 · Balance 156,735

F11: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2029, subject to certification of performance results by the Board.

Common Stock, $0.10 par valueSEC Table I · non-derivativeIndirectTrust (SLAT)125,439 Reported balance Holding disclosure · report date 2026-03-10 · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · Balance 125,439

Filing footnotes · ownership attribution and instrument terms

F1: Represents vesting of one-quarter of market share units granted on March 10, 2022.

F2: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

F3: Shares withheld for payment of taxes upon vesting of awards.

F4: Represents vesting of one-quarter of market share units granted on March 10, 2023.

F5: Amount represents distribution of performance shares earned under the 2023-2025 Long-Term Performance Award.

F6: Adjustment to award based on the performance factor applied in accordance with the terms of the award and certification of performance results by the Board.

F7: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F8: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2026.

F9: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is the greater of Total Return and relative total shareholder return (rTSR) Floor. Total Return is a ratio of the 10-day average closing stock price on the measurement date, plus the value of accumulated dividends, divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor for Total Return performance that must be achieved to earn a payout is 80% and the maximum is 225%. The rTSR Floor feature provides a minimum level of payout if BMS stock price declines from the grant date but outperforms our peers based on their TSR percentile rank. A TSR percentile rank (i) below the 50th percentile yields a 0% payout, (ii) between the 50th and 74.99th percentiles yields a 50% payout, and (iii) at or above the 75th percentile yields a 100% payout.

F10: These market share units cliff vest on the third anniversary of the grant date, subject to certification of performance results by the Board.

F11: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2029, subject to certification of performance results by the Board.

COLGATE PALMOLIVE CO

Report date May 11, 2026 · Filed May 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,383 Reported balance After 2026-05-11 transaction · row 1
1 source row

Row 1 · 2026-05-11 · Grant · Acquired 1,383 · Balance 1,383

F1: Annual director stock grant under the issuer's incentive compensation plan.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.74 · Expires 2034-05-11Direct2,020 Reported balance After 2026-05-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-11 · Grant · Acquired 2,020 · Balance 2,020

F2: Annual director stock option grant under the issuer's incentive compensation plan.

F3: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the May 11, 2026 grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Annual director stock grant under the issuer's incentive compensation plan.

F2: Annual director stock option grant under the issuer's incentive compensation plan.

F3: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the May 11, 2026 grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2020 Filed Mar 12, 2020 22:11 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 34,450 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · derivative · entry 22

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,450

Underlying: Common Stock, $0.10 par value · 34,450 shares

Expires 2023-03-10

F13 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023.

F13 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionPerformance Shares · Derivative 10,953 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · derivative · entry 21

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 10,953 shares

Expires 2020-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return.

F12 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantMarket Share Units · Derivative 22,966 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · derivative · entry 20

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,966

Underlying: Common Stock, $0.10 par value · 22,966 shares

Expires 2024-03-10

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F11 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 5,318 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · derivative · entry 19

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,955

Underlying: Common Stock, $0.10 par value · 5,318 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 1,761 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · derivative · entry 18

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,523

Underlying: Common Stock, $0.10 par value · 1,761 shares

Expires 2022-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 1,825 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · derivative · entry 17

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,827

Underlying: Common Stock, $0.10 par value · 1,825 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 1,569 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · derivative · entry 16

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,569 shares

Expires 2020-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 6,157 $57.43 $353,596.51
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 15

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,033

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 1,099 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 14

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,190

F9 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 10,953 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 13

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Amount represents distribution of performance shares earned under the 2017-2019 Long-Term Performance Award.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 3,326 $57.93 $192,675.18
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 12

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,138

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 1,192 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 11

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,464

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 5,318 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 10

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 857 $57.93 $49,646.01
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 9

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,954

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 84 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 8

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,811

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 1,761 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 7

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 1,038 $57.93 $60,131.34
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 6

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,134

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 206 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 5

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,172

F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 1,825 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 4

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 789 $57.93 $45,706.77
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 3

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,141

F3 · shares: Shares withheld for payment of taxes upon vesting.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 25 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 2

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,930

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:11 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 1,569 $0.00 $0.00
Disclosure

SEC source: 0000014272-20-000114 · wf-form4_158405107791102.xml · nonDerivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:58 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantRestricted Stock Units · Derivative 10,550 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000239 · wf-form4_157549670465788.xml · derivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,550

Underlying: Common Stock, $0.10 par value · 10,550 shares

Expires 2023-12-02

F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on December 2, 2020.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on December 2, 2020.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:41 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 31,909 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000080 · wf-form4_155247726361072.xml · derivative · entry 21

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,909

Underlying: Common Stock, $0.10 par value · 31,909 shares

Expires 2022-03-10

F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2022.

F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2022.

F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2022.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:41 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionPerformance Shares · Derivative 9,308 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000080 · wf-form4_155247726361072.xml · derivative · entry 20

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 9,308 shares

Expires 2019-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019, subject to a Total Shareholder Return modifier.

F7 · shares: Amount represents distribution of performance shared earned under the 2016-2018 Long Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019, subject to a Total Shareholder Return modifier.

F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019, subject to a Total Shareholder Return modifier.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:41 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantMarket Share Units · Derivative 21,273 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000080 · wf-form4_155247726361072.xml · derivative · entry 19

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,273

Underlying: Common Stock, $0.10 par value · 21,273 shares

Expires 2023-03-10

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F9 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

F9 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:41 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 1,761 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000080 · wf-form4_155247726361072.xml · derivative · entry 18

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,284

Underlying: Common Stock, $0.10 par value · 1,761 shares

Expires 2022-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2018.

F6 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:41 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 1,825 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000080 · wf-form4_155247726361072.xml · derivative · entry 17

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,652

Underlying: Common Stock, $0.10 par value · 1,825 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017.

F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:41 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 1,566 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000080 · wf-form4_155247726361072.xml · derivative · entry 16

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,569

Underlying: Common Stock, $0.10 par value · 1,566 shares

Expires 2020-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016.

F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2016.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:41 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 1,247 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000080 · wf-form4_155247726361072.xml · derivative · entry 15

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 1,247 shares

Expires 2019-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:41 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 5,115 $51.39 $262,859.85
Disclosure

SEC source: 0000014272-19-000080 · wf-form4_155247726361072.xml · nonDerivative · entry 14

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,386

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:41 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 9,308 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000080 · wf-form4_155247726361072.xml · nonDerivative · entry 13

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Amount represents distribution of performance shared earned under the 2016-2018 Long Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:41 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 740 $51.39 $38,028.60
Disclosure

SEC source: 0000014272-19-000080 · wf-form4_155247726361072.xml · nonDerivative · entry 12

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,193

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:41 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 416 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000080 · wf-form4_155247726361072.xml · nonDerivative · entry 11

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,933

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:41 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 1,761 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000080 · wf-form4_155247726361072.xml · nonDerivative · entry 10

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2018.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:41 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 895 $51.39 $45,994.05
Disclosure

SEC source: 0000014272-19-000080 · wf-form4_155247726361072.xml · nonDerivative · entry 9

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,588

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:41 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 197 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000080 · wf-form4_155247726361072.xml · nonDerivative · entry 8

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,483

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:41 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 1,825 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000080 · wf-form4_155247726361072.xml · nonDerivative · entry 7

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:41 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 679 $51.39 $34,893.81
Disclosure

SEC source: 0000014272-19-000080 · wf-form4_155247726361072.xml · nonDerivative · entry 6

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,855

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:41 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 331 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000080 · wf-form4_155247726361072.xml · nonDerivative · entry 5

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,534

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:41 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 1,566 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000080 · wf-form4_155247726361072.xml · nonDerivative · entry 4

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:41 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 519 $51.39 $26,671.41
Disclosure

SEC source: 0000014272-19-000080 · wf-form4_155247726361072.xml · nonDerivative · entry 3

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,299

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:41 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 303 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000080 · wf-form4_155247726361072.xml · nonDerivative · entry 2

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,818

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2019 Filed Mar 13, 2019 11:41 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 1,247 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000080 · wf-form4_155247726361072.xml · nonDerivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015.

Read SEC document
February 02, 2019 Filed Feb 5, 2019 21:53 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionRestricted Stock Units · Derivative 4,465 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000041 · wf-form4_154940360292550.xml · derivative · entry 3

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 4,465 shares

Expires 2019-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F3 · derivative.exercise_date: Represents final vesting of restricted stock units granted on February 2, 2015.

F3 · derivative.expiration_date: Represents final vesting of restricted stock units granted on February 2, 2015.

Read SEC document
February 02, 2019 Filed Feb 5, 2019 21:53 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingMarket Share Units 1,591 $49.89 $79,374.99
Disclosure

SEC source: 0000014272-19-000041 · wf-form4_154940360292550.xml · nonDerivative · entry 2

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,874

F1 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
February 02, 2019 Filed Feb 5, 2019 21:53 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units 4,465 $0.00 $0.00
Disclosure

SEC source: 0000014272-19-000041 · wf-form4_154940360292550.xml · nonDerivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.