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BOERNER CHRISTOPHER S.

Disclosed activity across 2 companies

Tapewire entity
14838
SEC CIK
0001543747

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BRISTOL MYERS SQUIBB COBMY · Entity 1662Director · Chief Executive OfficerMarch 10, 2026March 12, 2026
COLGATE PALMOLIVE COCL · Entity 2972DirectorMay 11, 2026May 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BRISTOL MYERS SQUIBB CO

Report date March 10, 2026 · Filed March 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.10 par valueSEC Table I · non-derivativeDirect21,451 Ending reported balance After 2026-03-10 transaction · row 12
12 source rows · reconciled sequence

Row 1 · 2026-03-10 · Exercise / conversion · Acquired 6,618 · Balance 7,800

F1: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Row 2 · 2026-03-10 · Other · Disposed 743 · Balance 7,057

F2: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Row 3 · 2026-03-10 · Tax withholding · Disposed 3,006 · Balance 4,051

F3: Shares withheld for payment of taxes upon vesting of awards.

Row 4 · 2026-03-10 · Exercise / conversion · Acquired 6,733 · Balance 10,784

F4: Represents vesting of one-quarter of market share units granted on March 10, 2023.

Row 5 · 2026-03-10 · Other · Disposed 727 · Balance 10,057

F2: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Row 6 · 2026-03-10 · Tax withholding · Disposed 3,073 · Balance 6,984

F3: Shares withheld for payment of taxes upon vesting of awards.

Row 7 · 2026-03-10 · Exercise / conversion · Acquired 40,398 · Balance 47,382

F5: Amount represents distribution of performance shares earned under the 2023-2025 Long-Term Performance Award.

Row 8 · 2026-03-10 · Other · Disposed 19,835 · Balance 27,547

F6: Adjustment to award based on the performance factor applied in accordance with the terms of the award and certification of performance results by the Board.

Row 9 · 2026-03-10 · Tax withholding · Disposed 10,518 · Balance 17,029

F3: Shares withheld for payment of taxes upon vesting of awards.

Row 10 · 2026-03-10 · Exercise / conversion · Acquired 17,788 · Balance 34,817

F5: Amount represents distribution of performance shares earned under the 2023-2025 Long-Term Performance Award.

Row 11 · 2026-03-10 · Other · Disposed 8,734 · Balance 26,083

F6: Adjustment to award based on the performance factor applied in accordance with the terms of the award and certification of performance results by the Board.

Row 12 · 2026-03-10 · Tax withholding · Disposed 4,632 · Balance 21,451

F3: Shares withheld for payment of taxes upon vesting of awards.

Market Share UnitsSEC Table II · derivative / convertible security · Expires 2026-03-10Direct0 Reported balance After 2026-03-10 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2026-03-10 · Exercise / conversion · Disposed 6,618 · Balance 0

F7: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F1: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Market Share UnitsSEC Table II · derivative / convertible security · Expires 2027-03-10Direct6,733 Reported balance After 2026-03-10 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2026-03-10 · Exercise / conversion · Disposed 6,733 · Balance 6,733

F7: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F4: Represents vesting of one-quarter of market share units granted on March 10, 2023.

Market Share UnitsSEC Table II · derivative / convertible security · Expires 2029-03-10Direct104,490 Reported balance After 2026-03-10 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2026-03-10 · Grant · Acquired 104,490 · Balance 104,490

F9: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is the greater of Total Return and relative total shareholder return (rTSR) Floor. Total Return is a ratio of the 10-day average closing stock price on the measurement date, plus the value of accumulated dividends, divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor for Total Return performance that must be achieved to earn a payout is 80% and the maximum is 225%. The rTSR Floor feature provides a minimum level of payout if BMS stock price declines from the grant date but outperforms our peers based on their TSR percentile rank. A TSR percentile rank (i) below the 50th percentile yields a 0% payout, (ii) between the 50th and 74.99th percentiles yields a 50% payout, and (iii) at or above the 75th percentile yields a 100% payout.

F10: These market share units cliff vest on the third anniversary of the grant date, subject to certification of performance results by the Board.

Performance SharesSEC Table II · derivative / convertible security · Expires 2026-03-10Direct0 Reported balance After 2026-03-10 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2026-03-10 · Exercise / conversion · Disposed 40,398 · Balance 0

F8: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2026.

F5: Amount represents distribution of performance shares earned under the 2023-2025 Long-Term Performance Award.

Performance SharesSEC Table II · derivative / convertible security · Expires 2026-03-10Direct0 Reported balance After 2026-03-10 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2026-03-10 · Exercise / conversion · Disposed 17,788 · Balance 0

F8: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2026.

F5: Amount represents distribution of performance shares earned under the 2023-2025 Long-Term Performance Award.

Performance SharesSEC Table II · derivative / convertible security · Expires 2029-03-10Direct156,735 Reported balance After 2026-03-10 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2026-03-10 · Grant · Acquired 156,735 · Balance 156,735

F11: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2029, subject to certification of performance results by the Board.

Common Stock, $0.10 par valueSEC Table I · non-derivativeIndirectTrust (SLAT)125,439 Reported balance Holding disclosure · report date 2026-03-10 · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · Balance 125,439

Filing footnotes · ownership attribution and instrument terms

F1: Represents vesting of one-quarter of market share units granted on March 10, 2022.

F2: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

F3: Shares withheld for payment of taxes upon vesting of awards.

F4: Represents vesting of one-quarter of market share units granted on March 10, 2023.

F5: Amount represents distribution of performance shares earned under the 2023-2025 Long-Term Performance Award.

F6: Adjustment to award based on the performance factor applied in accordance with the terms of the award and certification of performance results by the Board.

F7: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F8: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2026.

F9: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is the greater of Total Return and relative total shareholder return (rTSR) Floor. Total Return is a ratio of the 10-day average closing stock price on the measurement date, plus the value of accumulated dividends, divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor for Total Return performance that must be achieved to earn a payout is 80% and the maximum is 225%. The rTSR Floor feature provides a minimum level of payout if BMS stock price declines from the grant date but outperforms our peers based on their TSR percentile rank. A TSR percentile rank (i) below the 50th percentile yields a 0% payout, (ii) between the 50th and 74.99th percentiles yields a 50% payout, and (iii) at or above the 75th percentile yields a 100% payout.

F10: These market share units cliff vest on the third anniversary of the grant date, subject to certification of performance results by the Board.

F11: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2029, subject to certification of performance results by the Board.

COLGATE PALMOLIVE CO

Report date May 11, 2026 · Filed May 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,383 Reported balance After 2026-05-11 transaction · row 1
1 source row

Row 1 · 2026-05-11 · Grant · Acquired 1,383 · Balance 1,383

F1: Annual director stock grant under the issuer's incentive compensation plan.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.74 · Expires 2034-05-11Direct2,020 Reported balance After 2026-05-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-11 · Grant · Acquired 2,020 · Balance 2,020

F2: Annual director stock option grant under the issuer's incentive compensation plan.

F3: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the May 11, 2026 grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Annual director stock grant under the issuer's incentive compensation plan.

F2: Annual director stock option grant under the issuer's incentive compensation plan.

F3: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the May 11, 2026 grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2024 Filed Nov 5, 2024 22:42 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 2,964 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000151 · wk-form4_1730846564.xml · nonDerivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on November 1, 2023.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 23:58 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 148,026 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000062 · wk-form4_1710287881.xml · derivative · entry 16

BOERNER CHRISTOPHER S. · CIK 0001543747 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,026

Underlying: Common Stock, $0.10 par value · 148,026 shares

Expires 2027-03-10

F13 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2027.

F13 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2027.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 23:58 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionPerformance Shares · Derivative 41,910 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000062 · wk-form4_1710287881.xml · derivative · entry 15

BOERNER CHRISTOPHER S. · CIK 0001543747 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 41,910 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2024, subject to a Total Shareholder Return.

F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2024, subject to a Total Shareholder Return.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 23:58 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantMarket Share Units · Derivative 98,684 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000062 · wk-form4_1710287881.xml · derivative · entry 14

BOERNER CHRISTOPHER S. · CIK 0001543747 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,684

Underlying: Common Stock, $0.10 par value · 98,684 shares

Expires 2028-03-10

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F10 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 23:58 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherMarket Share Units · Derivative 6,733 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000062 · wk-form4_1710287881.xml · derivative · entry 13

BOERNER CHRISTOPHER S. · CIK 0001543747 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,199

Underlying: Common Stock, $0.10 par value · 6,733 shares

Expires 2027-03-10

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F11 · shares: Represents the cancellation of one-quarter of market share units granted on March 10, 2023 due to the 80% minimum payout factor not being achieved.

F10 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 23:58 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherMarket Share Units · Derivative 6,616 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000062 · wk-form4_1710287881.xml · derivative · entry 12

BOERNER CHRISTOPHER S. · CIK 0001543747 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,234

Underlying: Common Stock, $0.10 par value · 6,616 shares

Expires 2026-03-10

F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F9 · shares: Represents the cancellation of one-quarter of market share units granted on March 10, 2022 due to the 80% minimum payout factor not being achieved.

F10 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 23:58 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 6,985 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000062 · wk-form4_1710287881.xml · derivative · entry 11

BOERNER CHRISTOPHER S. · CIK 0001543747 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,985

Underlying: Common Stock, $0.10 par value · 6,985 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 23:58 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 5,743 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000062 · wk-form4_1710287881.xml · derivative · entry 10

BOERNER CHRISTOPHER S. · CIK 0001543747 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 5,743 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 23:58 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 13,975 $53.79 $751,715.25
Disclosure

SEC source: 0000014272-24-000062 · wk-form4_1710287881.xml · nonDerivative · entry 9

BOERNER CHRISTOPHER S. · CIK 0001543747 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,205

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 23:58 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 14,589 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000062 · wk-form4_1710287881.xml · nonDerivative · entry 8

BOERNER CHRISTOPHER S. · CIK 0001543747 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,180

F6 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 23:58 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 41,910 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000062 · wk-form4_1710287881.xml · nonDerivative · entry 7

BOERNER CHRISTOPHER S. · CIK 0001543747 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Amount represents distribution of performance shares earned under the 2021-2023 Long-Term Performance Award.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 23:58 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 2,957 $53.79 $159,057.03
Disclosure

SEC source: 0000014272-24-000062 · wk-form4_1710287881.xml · nonDerivative · entry 6

BOERNER CHRISTOPHER S. · CIK 0001543747 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,859

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 23:58 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 1,204 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000062 · wk-form4_1710287881.xml · nonDerivative · entry 5

BOERNER CHRISTOPHER S. · CIK 0001543747 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,816

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 23:58 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 6,985 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000062 · wk-form4_1710287881.xml · nonDerivative · entry 4

BOERNER CHRISTOPHER S. · CIK 0001543747 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 23:58 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 2,475 $53.79 $133,130.25
Disclosure

SEC source: 0000014272-24-000062 · wk-form4_1710287881.xml · nonDerivative · entry 3

BOERNER CHRISTOPHER S. · CIK 0001543747 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,035

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 23:58 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 905 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000062 · wk-form4_1710287881.xml · nonDerivative · entry 2

BOERNER CHRISTOPHER S. · CIK 0001543747 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,510

F2 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2024 Filed Mar 12, 2024 23:58 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 5,743 $0.00 $0.00
Disclosure

SEC source: 0000014272-24-000062 · wk-form4_1710287881.xml · nonDerivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 23:06 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 PurchaseCommon Stock, $0.10 par value 2,000 $49.78 $99,560.00
Disclosure

SEC source: 0000014272-23-000197 · wk-form4_1701990378.xml · nonDerivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,672

Read SEC document
December 02, 2023 Filed Dec 5, 2023 23:21 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionRestricted Stock Units · Derivative 2,638 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000191 · wk-form4_1701818450.xml · derivative · entry 3

BOERNER CHRISTOPHER S. · CIK 0001543747 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 2,638 shares

Expires 2023-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.

Read SEC document
December 02, 2023 Filed Dec 5, 2023 23:21 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 1,350 $50.10 $67,635.00
Disclosure

SEC source: 0000014272-23-000191 · wk-form4_1701818450.xml · nonDerivative · entry 2

BOERNER CHRISTOPHER S. · CIK 0001543747 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,672

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
December 02, 2023 Filed Dec 5, 2023 23:21 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 2,638 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000191 · wk-form4_1701818450.xml · nonDerivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.

Read SEC document
November 28, 2023 Filed Nov 30, 2023 23:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 PurchaseCommon Stock, $0.10 par value 3,071 $48.86 $150,049.06
Disclosure

SEC source: 0000014272-23-000189 · wk-form4_1701387108.xml · nonDerivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,384

Read SEC document
November 01, 2023 Filed Nov 3, 2023 22:30 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 17,788 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000183 · wk-form4_1699050617.xml · derivative · entry 2

BOERNER CHRISTOPHER S. · CIK 0001543747 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,788

Underlying: Common Stock, $0.10 par value · 17,788 shares

Expires 2026-03-10

F3 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2026.

F3 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2026.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 22:30 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantMarket Share Units · Derivative 11,858 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000183 · wk-form4_1699050617.xml · derivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,858

Underlying: Common Stock, $0.10 par value · 11,858 shares

Expires 2027-11-01

F1 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F2 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantPerformance Shares · Derivative 40,398 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · derivative · entry 22

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,398

Underlying: Common Stock, $0.10 par value · 40,398 shares

Expires 2026-03-10

F13 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2026.

F13 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2026.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionPerformance Shares · Derivative 34,450 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · derivative · entry 21

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 34,450 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2023, subject to a Total Shareholder Return.

F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2023, subject to a Total Shareholder Return.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 GrantMarket Share Units · Derivative 26,932 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · derivative · entry 20

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,932

Underlying: Common Stock, $0.10 par value · 26,932 shares

Expires 2027-03-10

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F11 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 6,616 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · derivative · entry 19

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,850

Underlying: Common Stock, $0.10 par value · 6,616 shares

Expires 2026-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.

F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 6,985 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · derivative · entry 18

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,970

Underlying: Common Stock, $0.10 par value · 6,985 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 5,741 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · derivative · entry 17

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,743

Underlying: Common Stock, $0.10 par value · 5,741 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionMarket Share Units · Derivative 5,319 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · derivative · entry 16

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.10 par value · 5,319 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.

F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 19,773 $65.71 $1,299,283.83
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 15

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,313

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 4,206 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 14

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,086

F8 · shares: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 34,450 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 13

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Amount represents distribution of performance shares earned under the 2020-2022 Long-Term Performance Award.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 3,494 $65.71 $229,590.74
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 12

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,430

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 214 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 11

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,924

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 6,616 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 10

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2022.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 4,160 $65.71 $273,353.60
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 9

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,094

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 1,146 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 8

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,254

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 6,985 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 7

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2021.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 3,480 $65.71 $228,670.80
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 6

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,123

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 1,062 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 5

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,603

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 5,741 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 4

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2020.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 3,713 $65.71 $243,981.23
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 3

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,800

F3 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 OtherCommon Stock, $0.10 par value 1,940 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 2

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,513

F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.

Read SEC document
March 10, 2023 Filed Mar 15, 2023 00:13 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 5,319 $0.00 $0.00
Disclosure

SEC source: 0000014272-23-000058 · wf-form4_167883921412861.xml · nonDerivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2019.

Read SEC document
December 02, 2022 Filed Dec 7, 2022 00:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionRestricted Stock Units · Derivative 2,637 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000206 · wf-form4_167037311937607.xml · derivative · entry 3

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,638

Underlying: Common Stock, $0.10 par value · 2,637 shares

Expires 2023-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting.

F1 · derivative.exercise_date: The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.

Read SEC document
December 02, 2022 Filed Dec 7, 2022 00:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Tax withholdingCommon Stock, $0.10 par value 1,349 $81.13 $109,444.37
Disclosure

SEC source: 0000014272-22-000206 · wf-form4_167037311937607.xml · nonDerivative · entry 2

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,254

F2 · shares: Shares withheld for payment of taxes upon vesting of awards.

Read SEC document
December 02, 2022 Filed Dec 7, 2022 00:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 Exercise / conversionCommon Stock, $0.10 par value 2,637 $0.00 $0.00
Disclosure

SEC source: 0000014272-22-000206 · wf-form4_167037311937607.xml · nonDerivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The restricted stock unit vests in four equal annual installments beginning on December 2, 2020.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 23:32 UTC BRISTOL MYERS SQUIBB CO BMY · Entity 1662 SaleCommon Stock, $0.10 par value 29,532 $69.20 $2,043,525.80
Disclosure

SEC source: 0000014272-22-000087 · wf-form4_164747351775482.xml · nonDerivative · entry 1

BOERNER CHRISTOPHER S. · CIK 0001543747 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,966

F1 · shares: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $69.18 to $69.225, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $69.18 to $69.225, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.