Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EnerSysENS · Entity 3750 | President - EMEA & APAC | June 26, 2020 | June 30, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EnerSys
Report date June 26, 2020 · Filed June 30, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,204.9607 |
Reported balance
After 2020-06-26 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2020-06-26 · Grant · Acquired 8.3019 · Balance 28,204.9607 F1: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on June 26, 2020 to stockholders of record as of June 12, 2020 (the "Dividend"), with respect to 3,783 PSUs granted to the reporting person on May 9, 2017, and adjusted for vesting on May 9, 2020 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs. |
| Common StockSEC Table I · non-derivative | Direct | 28,206.6517 |
Reported balance
After 2020-06-26 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2020-06-26 · Grant · Acquired 1.6909 · Balance 28,206.6517 F2: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 601 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. |
| Common StockSEC Table I · non-derivative | Direct | 28,212.2006 |
Reported balance
After 2020-06-26 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2020-06-26 · Grant · Acquired 5.5489 · Balance 28,212.2006 F3: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,330 unvested RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. |
| Common StockSEC Table I · non-derivative | Direct | 28,218.6724 |
Reported balance
After 2020-06-26 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2020-06-26 · Grant · Acquired 6.4718 · Balance 28,218.6724 F4: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 2,328 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. |
| Common StockSEC Table I · non-derivative | Direct | 28,226.8206 |
Reported balance
After 2020-06-26 transaction · row 5
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 5 · 2020-06-26 · Grant · Acquired 8.1482 · Balance 28,226.8206 F5: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 2,931 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. |
| Common StockSEC Table I · non-derivative | Direct | 28,236.3541 |
Reported balance
After 2020-06-26 transaction · row 6
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 6 · 2020-06-26 · Grant · Acquired 9.5336 · Balance 28,236.3541 F6: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 3,463 RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. |
| Common StockSEC Table I · non-derivative | Direct | 28,245.2738 |
Reported balance
After 2020-06-26 transaction · row 7
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 7 · 2020-06-26 · Grant · Acquired 8.9196 · Balance 28,245.2738 F7: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,240 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. |
| Common StockSEC Table I · non-derivative | Direct | 28,256.1948 |
Reported balance
After 2020-06-26 transaction · row 8
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 8 · 2020-06-26 · Grant · Acquired 10.9211 · Balance 28,256.1948 F8: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,967 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on June 26, 2020 to stockholders of record as of June 12, 2020 (the "Dividend"), with respect to 3,783 PSUs granted to the reporting person on May 9, 2017, and adjusted for vesting on May 9, 2020 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs.
F2: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 601 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
F3: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,330 unvested RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
F4: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 2,328 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
F5: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 2,931 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
F6: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 3,463 RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
F7: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,240 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
F8: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,967 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2018 Filed Aug 16, 2018 17:26 UTC | EnerSys ENS · Entity 3750 | GrantStock Options · Derivative | 9,403 | $0.00 Strike: $75.17 | $0.00 |
DisclosureSEC source: 0001209191-18-047123 · doc4.xml · derivative · entry 4 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,403 Underlying: Common Stock · 9,403 shares Expires 2028-08-13 F2 · date: This grant was made after markets had closed. F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 13, 2019, subject to acceleration or forfeiture in certain specified circumstances. Read SEC document |
| August 13, 2018 Filed Aug 16, 2018 17:26 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 2,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047123 · doc4.xml · nonDerivative · entry 3 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,920.7556 F4 · security: These shares were granted as performance share units and vest one hundred percent on August 13, 2021, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying an EPS Performance multiplier to the number of units vesting on the third anniversary of the date of grant. The EPS Performance multiplier is based on the cumulative adjusted EPS over the three year vesting period relative to a target cumulative adjusted EPS. The minimum EPS Performance multiplier is 0% and the maximum EPS Performance multiplier is 200%. These shares represent the performance share units granted, assuming an EPS Performance multiplier of 100%. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 13, 2018 Filed Aug 16, 2018 17:26 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 2,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047123 · doc4.xml · nonDerivative · entry 2 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,989.7556 F3 · security: These shares were granted as performance share units and vest one hundred percent on August 13, 2021, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 13, 2018 Filed Aug 16, 2018 17:26 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 2,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047123 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,661.7556 F1 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of August 13, 2019, August 13, 2020, August 13, 2021, and August 13, 2022, subject to acceleration or forfeiture in certain specified circumstances. F2 · date: This grant was made after markets had closed. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 19:59 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 8.383 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041331 · doc4.xml · nonDerivative · entry 6 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000.7556 F6 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,783 unvested PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 19:59 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 3.9976 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041331 · doc4.xml · nonDerivative · entry 5 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,992.3726 F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,822 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 19:59 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 12.6474 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041331 · doc4.xml · nonDerivative · entry 4 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,988.375 F4 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 5,652 unvested PSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 19:59 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 3.8846 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041331 · doc4.xml · nonDerivative · entry 3 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,975.7276 F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,770 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 19:59 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 0.7021 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041331 · doc4.xml · nonDerivative · entry 2 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,971.843 F2 · shares: These shares were granted in the form of restricted stock units ("RSUs"), in connection with the Dividend, with respect to 320 unvested RSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 19:59 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 8.1806 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041331 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,971.141 F1 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on June 29, 2018 to stockholders of record as of June 15, 2018 (the "Dividend"), with respect to 4,250 MSUs granted to the reporting person on May 12, 2015, and adjusted for vesting on May 12, 2018 and previously declared and paid cash dividends. These MSUs will be payable concurrently with the underlying MSUs. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:10 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 0.1358 | $73.79 | $10.02 |
DisclosureSEC source: 0001209191-18-031604 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,962.9604 F1 · kind: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on May 16, 2016. Read SEC document |
| May 12, 2018 Filed May 15, 2018 20:11 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 0.9448 | $73.99 | $69.91 |
DisclosureSEC source: 0001209191-18-030350 · doc4.xml · nonDerivative · entry 4 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,963.0962 F4 · kind: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on May 12, 2015. Read SEC document |
| May 12, 2018 Filed May 15, 2018 20:11 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 0.3395 | $73.99 | $25.12 |
DisclosureSEC source: 0001209191-18-030350 · doc4.xml · nonDerivative · entry 3 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,964.041 F3 · kind: Shares were forfeited in connection with the vesting of market share units granted to the reporting person on May 12, 2015. Read SEC document |
| May 12, 2018 Filed May 15, 2018 20:11 UTC | EnerSys ENS · Entity 3750 | Disposition to issuerCommon Stock | 658 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030350 · doc4.xml · nonDerivative · entry 2 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,964.3805 F2 · kind: Represents excess shares previously reported in connection with market share units originally granted to the reporting person on May 12, 2015. Upon vesting, the market share units achieved a payout factor of 0.85. Read SEC document |
| May 12, 2018 Filed May 15, 2018 20:11 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 0.6235 | $73.99 | $46.13 |
DisclosureSEC source: 0001209191-18-030350 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,622.3805 F1 · kind: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on May 12, 2014. Read SEC document |
| May 09, 2018 Filed May 11, 2018 16:32 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 0.9298 | $73.96 | $68.77 |
DisclosureSEC source: 0001209191-18-029573 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,623.004 F1 · date: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on May 9, 2017. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 16:36 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 9.2258 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022994 · doc4.xml · nonDerivative · entry 7 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,623.9338 F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,783 unvested PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 16:36 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 5.8676 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022994 · doc4.xml · nonDerivative · entry 6 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,614.708 F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,406 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 16:36 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 13.9188 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022994 · doc4.xml · nonDerivative · entry 5 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,608.8404 F5 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 5,652 unvested PSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 16:36 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 6.4127 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022994 · doc4.xml · nonDerivative · entry 4 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,594.9216 F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,604 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 16:36 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 1.5453 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022994 · doc4.xml · nonDerivative · entry 3 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,588.5089 F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 620 unvested RSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 16:36 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 10.5928 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022994 · doc4.xml · nonDerivative · entry 2 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,586.9636 F2 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the Dividend, with respect to 4,250 unvested MSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 16:36 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 0.8467 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022994 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,576.3707 F1 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on March 30, 2018 to stockholders of record as of March 16, 2018 (the "Dividend"), with respect to 336 unvested RSUs granted to the reporting person on May 12, 2014, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:12 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 9.7015 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001423 · doc4.xml · nonDerivative · entry 7 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,575.524 F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,783 unvested PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:12 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 6.1702 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001423 · doc4.xml · nonDerivative · entry 6 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,565.8224 F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,406 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:12 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 14.6366 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001423 · doc4.xml · nonDerivative · entry 5 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,559.6522 F5 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 5,652 unvested PSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:12 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 6.7434 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001423 · doc4.xml · nonDerivative · entry 4 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,545.0157 F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,604 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:12 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 1.625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001423 · doc4.xml · nonDerivative · entry 3 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,538.2723 F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 620 unvested RSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:12 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 11.1391 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001423 · doc4.xml · nonDerivative · entry 2 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,536.6473 F2 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the Dividend, with respect to 4,250 unvested MSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:12 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 0.8904 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001423 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,525.5082 F1 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on December 29, 2017 to stockholders of record as of December 15, 2017 (the "Dividend"), with respect to 336 unvested RSUs granted to the reporting person on May 12, 2014, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 16:46 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 9.7306 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055181 · doc4.xml · nonDerivative · entry 7 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,524.6178 F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,783 unvested PSUs granted to the reporting person on May 9, 2017, and adjusted for a previously declared and paid cash dividend. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 16:46 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 6.1887 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055181 · doc4.xml · nonDerivative · entry 6 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,514.8872 F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,406 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 16:46 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 14.6805 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055181 · doc4.xml · nonDerivative · entry 5 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,508.6985 F5 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 5,652 unvested PSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 16:46 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 6.7636 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055181 · doc4.xml · nonDerivative · entry 4 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,494.018 F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,604 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 16:46 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 11.1725 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055181 · doc4.xml · nonDerivative · entry 3 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,487.2544 F3 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the Dividend, with respect to 4,250 unvested MSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 16:46 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 1.6299 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055181 · doc4.xml · nonDerivative · entry 2 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,476.0819 F2 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 620 unvested RSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 16:46 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 0.8931 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055181 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,474.4521 F1 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on September 29, 2017 to stockholders of record as of September 15, 2017 (the "Dividend"), with respect to 336 unvested RSUs granted to the reporting person on May 12, 2014, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 18:07 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 8.6056 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043592 · doc4.xml · nonDerivative · entry 7 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,473.559 F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,783 unvested PSUs granted to the reporting person on May 9, 2017. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 18:07 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 5.4732 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043592 · doc4.xml · nonDerivative · entry 6 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,464.9535 F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,604 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs. F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,406 unvested RSUs granted to the reporting person on May 9, 2017. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 18:07 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 12.9831 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043592 · doc4.xml · nonDerivative · entry 5 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,459.4803 F5 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 5,652 unvested PSUs granted to the reporting person on May 16, 2016, and adjusted for a previously declared and paid cash dividend. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 18:07 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 5.9816 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043592 · doc4.xml · nonDerivative · entry 4 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,446.4972 F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,604 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 18:07 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 9.8807 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043592 · doc4.xml · nonDerivative · entry 3 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,440.5156 F3 · shares: These shares were granted in the form of MSUs, in connection with the Dividend, with respect to 4,250 unvested MSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 18:07 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 1.4414 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043592 · doc4.xml · nonDerivative · entry 2 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,430.6349 F2 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 620 unvested RSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 18:07 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 0.7898 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043592 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,429.1935 F1 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on June 30, 2017 to stockholders of record as of June 16, 2017 (the "Dividend"), with respect to 336 unvested RSUs granted to the reporting person on May 12, 2014, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| May 23, 2017 Filed May 23, 2017 16:27 UTC | EnerSys ENS · Entity 3750 | SaleCommon Stock | 1,500 | $82.00 | $123,000.00 |
DisclosureSEC source: 0001209191-17-034623 · doc4.xml · nonDerivative · entry 2 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,428.4037 Read SEC document |
| May 19, 2017 Filed May 23, 2017 16:27 UTC | EnerSys ENS · Entity 3750 | SaleCommon Stock | 1,500 | $80.00 | $120,000.00 |
DisclosureSEC source: 0001209191-17-034623 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,928.4037 Read SEC document |
| May 12, 2017 Filed May 16, 2017 17:03 UTC | EnerSys ENS · Entity 3750 | Disposition to issuerCommon Stock | 289 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032769 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,428.4037 F1 · kind: Represents excess shares previously reported in connection with market share units originally granted to the reporting person on May 14, 2014. Upon vesting, the market share units achieved a payout factor of 0.93. Read SEC document |
| May 09, 2017 Filed May 12, 2017 16:24 UTC | EnerSys ENS · Entity 3750 | GrantStock Options · Derivative | 8,258 | $0.00 Strike: $83.14 | $0.00 |
DisclosureSEC source: 0001209191-17-031948 · doc4.xml · derivative · entry 3 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,258 Underlying: Common Stock · 8,258 shares Expires 2027-05-09 F2 · date: This grant was made after markets had closed. F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 9, 2018, subject to acceleration or forfeiture in certain specified circumstances. Read SEC document |
| May 09, 2017 Filed May 12, 2017 16:24 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 2,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031948 · doc4.xml · nonDerivative · entry 2 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,717.4037 F3 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of May 9, 2018, May 9, 2019, May 9, 2020, and May 9, 2021, subject to acceleration or forfeiture in certain specified circumstances. F2 · date: This grant was made after markets had closed. Read SEC document |
| May 09, 2017 Filed May 12, 2017 16:24 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 3,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031948 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,311.4037 F1 · security: These shares were granted as performance share units and vest one hundred percent on May 9, 2020, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%. F2 · date: This grant was made after markets had closed. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.