Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EnerSysENS · Entity 3750 | President - EMEA & APAC | June 26, 2020 | June 30, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EnerSys
Report date June 26, 2020 · Filed June 30, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,204.9607 |
Reported balance
After 2020-06-26 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2020-06-26 · Grant · Acquired 8.3019 · Balance 28,204.9607 F1: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on June 26, 2020 to stockholders of record as of June 12, 2020 (the "Dividend"), with respect to 3,783 PSUs granted to the reporting person on May 9, 2017, and adjusted for vesting on May 9, 2020 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs. |
| Common StockSEC Table I · non-derivative | Direct | 28,206.6517 |
Reported balance
After 2020-06-26 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2020-06-26 · Grant · Acquired 1.6909 · Balance 28,206.6517 F2: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 601 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. |
| Common StockSEC Table I · non-derivative | Direct | 28,212.2006 |
Reported balance
After 2020-06-26 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2020-06-26 · Grant · Acquired 5.5489 · Balance 28,212.2006 F3: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,330 unvested RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. |
| Common StockSEC Table I · non-derivative | Direct | 28,218.6724 |
Reported balance
After 2020-06-26 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2020-06-26 · Grant · Acquired 6.4718 · Balance 28,218.6724 F4: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 2,328 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. |
| Common StockSEC Table I · non-derivative | Direct | 28,226.8206 |
Reported balance
After 2020-06-26 transaction · row 5
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 5 · 2020-06-26 · Grant · Acquired 8.1482 · Balance 28,226.8206 F5: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 2,931 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. |
| Common StockSEC Table I · non-derivative | Direct | 28,236.3541 |
Reported balance
After 2020-06-26 transaction · row 6
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 6 · 2020-06-26 · Grant · Acquired 9.5336 · Balance 28,236.3541 F6: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 3,463 RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. |
| Common StockSEC Table I · non-derivative | Direct | 28,245.2738 |
Reported balance
After 2020-06-26 transaction · row 7
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 7 · 2020-06-26 · Grant · Acquired 8.9196 · Balance 28,245.2738 F7: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,240 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. |
| Common StockSEC Table I · non-derivative | Direct | 28,256.1948 |
Reported balance
After 2020-06-26 transaction · row 8
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 8 · 2020-06-26 · Grant · Acquired 10.9211 · Balance 28,256.1948 F8: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,967 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on June 26, 2020 to stockholders of record as of June 12, 2020 (the "Dividend"), with respect to 3,783 PSUs granted to the reporting person on May 9, 2017, and adjusted for vesting on May 9, 2020 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs.
F2: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 601 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
F3: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,330 unvested RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
F4: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 2,328 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
F5: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 2,931 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
F6: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 3,463 RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
F7: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,240 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
F8: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,967 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2017 Filed Apr 4, 2017 16:58 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 12.8173 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024985 · doc4.xml · nonDerivative · entry 7 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,528.4037 F7 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 5,652 unvested PSUs granted to the reporting person on May 16, 2016, and adjusted for a previously declared and paid cash dividend. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:58 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 7.8736 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024985 · doc4.xml · nonDerivative · entry 6 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,515.5864 F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 3,472 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:58 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 9.7545 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024985 · doc4.xml · nonDerivative · entry 5 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,507.7128 F5 · shares: These shares were granted in the form of MSUs, in connection with the Dividend, with respect to 4,250 unvested MSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:58 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 2.1368 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024985 · doc4.xml · nonDerivative · entry 4 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,497.9583 F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 931 unvested RSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:58 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 9.2825 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024985 · doc4.xml · nonDerivative · entry 3 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,495.8215 F3 · shares: These shares were granted in the form of MSUs, in connection with the Dividend, with respect to 4,000 unvested MSUs granted to the reporting person on May 12, 2014, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:58 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 1.5595 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024985 · doc4.xml · nonDerivative · entry 2 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,486.539 F2 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 672 unvested RSUs granted to the reporting person on May 12, 2014, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:58 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 1.0999 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024985 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,484.9795 F1 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on March 31, 2017 to stockholders of record as of March 17, 2017 (the "Dividend"), with respect to 470 unvested RSUs granted to the reporting person on May 13, 2013, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 16:14 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 12.8115 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000837 · doc4.xml · nonDerivative · entry 7 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,483.8796 F7 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 5,652 unvested PSUs granted to the reporting person on May 16, 2016, and adjusted for a previously declared and paid cash dividend. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 16:14 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 7.8701 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000837 · doc4.xml · nonDerivative · entry 6 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,471.0681 F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 3,472 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 16:14 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 9.7501 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000837 · doc4.xml · nonDerivative · entry 5 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,463.198 F5 · shares: These shares were granted in the form of MSUs, in connection with the Dividend, with respect to 4,250 unvested MSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 16:14 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 2.1359 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000837 · doc4.xml · nonDerivative · entry 4 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,453.4479 F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 931 unvested RSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 16:14 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 9.2784 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000837 · doc4.xml · nonDerivative · entry 3 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,451.312 F3 · shares: These shares were granted in the form of MSUs, in connection with the Dividend, with respect to 4,000 unvested MSUs granted to the reporting person on May 12, 2014, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 16:14 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 1.5588 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000837 · doc4.xml · nonDerivative · entry 2 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,442.0336 F2 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 672 unvested RSUs granted to the reporting person on May 12, 2014, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 16:14 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 1.0994 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000837 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,440.4749 F1 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on December 30, 2016 to stockholders of record as of December 16, 2016 (the "Dividend"), with respect to 470 unvested RSUs granted to the reporting person on May 13, 2013, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:19 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 14.5037 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144194 · doc4.xml · nonDerivative · entry 7 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,439.3755 F7 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 5,652 unvested PSUs granted to the reporting person on May 16, 2016, and adjusted for a previously declared and paid cash dividend. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:19 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 8.9096 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144194 · doc4.xml · nonDerivative · entry 6 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,424.8718 F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 3,472 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:19 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 11.038 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144194 · doc4.xml · nonDerivative · entry 5 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,415.9622 F5 · shares: These shares were granted in the form of MSUs, in connection with the Dividend, with respect to 4,250 unvested MSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:19 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 2.418 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144194 · doc4.xml · nonDerivative · entry 4 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,404.9242 F4 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 931 unvested RSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:19 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 10.5039 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144194 · doc4.xml · nonDerivative · entry 3 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,402.5062 F3 · shares: These shares were granted in the form of MSUs, in connection with the Dividend, with respect to 4,000 unvested MSUs granted to the reporting person on May 12, 2014, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:19 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 1.7647 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144194 · doc4.xml · nonDerivative · entry 2 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,392.0023 F2 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 672 unvested RSUs granted to the reporting person on May 12, 2014, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:19 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 1.2446 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144194 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,390.2376 F1 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on September 30, 2016 to stockholders of record as of September 16, 2016 (the "Dividend"), with respect to 470 unvested RSUs granted to the reporting person on May 13, 2013, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.