Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EnerSysENS · Entity 3750 | President - EMEA & APAC | June 26, 2020 | June 30, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EnerSys
Report date June 26, 2020 · Filed June 30, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,204.9607 |
Reported balance
After 2020-06-26 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2020-06-26 · Grant · Acquired 8.3019 · Balance 28,204.9607 F1: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on June 26, 2020 to stockholders of record as of June 12, 2020 (the "Dividend"), with respect to 3,783 PSUs granted to the reporting person on May 9, 2017, and adjusted for vesting on May 9, 2020 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs. |
| Common StockSEC Table I · non-derivative | Direct | 28,206.6517 |
Reported balance
After 2020-06-26 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2020-06-26 · Grant · Acquired 1.6909 · Balance 28,206.6517 F2: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 601 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. |
| Common StockSEC Table I · non-derivative | Direct | 28,212.2006 |
Reported balance
After 2020-06-26 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2020-06-26 · Grant · Acquired 5.5489 · Balance 28,212.2006 F3: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,330 unvested RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. |
| Common StockSEC Table I · non-derivative | Direct | 28,218.6724 |
Reported balance
After 2020-06-26 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2020-06-26 · Grant · Acquired 6.4718 · Balance 28,218.6724 F4: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 2,328 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. |
| Common StockSEC Table I · non-derivative | Direct | 28,226.8206 |
Reported balance
After 2020-06-26 transaction · row 5
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 5 · 2020-06-26 · Grant · Acquired 8.1482 · Balance 28,226.8206 F5: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 2,931 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. |
| Common StockSEC Table I · non-derivative | Direct | 28,236.3541 |
Reported balance
After 2020-06-26 transaction · row 6
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 6 · 2020-06-26 · Grant · Acquired 9.5336 · Balance 28,236.3541 F6: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 3,463 RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. |
| Common StockSEC Table I · non-derivative | Direct | 28,245.2738 |
Reported balance
After 2020-06-26 transaction · row 7
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 7 · 2020-06-26 · Grant · Acquired 8.9196 · Balance 28,245.2738 F7: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,240 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. |
| Common StockSEC Table I · non-derivative | Direct | 28,256.1948 |
Reported balance
After 2020-06-26 transaction · row 8
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 8 · 2020-06-26 · Grant · Acquired 10.9211 · Balance 28,256.1948 F8: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,967 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on June 26, 2020 to stockholders of record as of June 12, 2020 (the "Dividend"), with respect to 3,783 PSUs granted to the reporting person on May 9, 2017, and adjusted for vesting on May 9, 2020 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs.
F2: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 601 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
F3: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,330 unvested RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
F4: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 2,328 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
F5: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 2,931 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
F6: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 3,463 RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
F7: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,240 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
F8: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,967 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 12, 2019 Filed Aug 15, 2019 16:15 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 3,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046113 · doc4.xml · nonDerivative · entry 2 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,511.5272 F3 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 16:15 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 3,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046113 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,271.5272 F1 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of August 12, 2020, August 12, 2021, August 12, 2023, and August 12, 2024, subject to acceleration or forfeiture in certain specified circumstances. F2 · date: This grant was made after markets had closed. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 16:13 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 8.3267 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040210 · doc4.xml · nonDerivative · entry 7 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,808.5272 F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 2,931 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 16:13 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 6.6136 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040210 · doc4.xml · nonDerivative · entry 6 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,800.2005 F6 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 2,328 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 16:13 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 7.5596 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040210 · doc4.xml · nonDerivative · entry 5 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,793.5869 F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,661 RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 16:13 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 10.8768 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040210 · doc4.xml · nonDerivative · entry 4 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,786.0273 F4 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,783 unvested PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 16:13 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 3.4588 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040210 · doc4.xml · nonDerivative · entry 3 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,775.1505 F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,203 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 16:13 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 2.5201 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040210 · doc4.xml · nonDerivative · entry 2 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,771.6917 F2 · shares: These shares were granted in the form of restricted stock units ("RSUs"), in connection with the Dividend, with respect to 868 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 16:13 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 12.6349 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040210 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,769.1716 F1 · shares: These shares were granted in the form of Market Share Units ("PSUs"), in connection with the cash dividend paid on June 28, 2019 to stockholders of record as of June 14, 2019 (the "Dividend"), with respect to 5,652 PSUs granted to the reporting person on May 16, 2016, and adjusted for vesting on May 16, 2019 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:45 UTC | EnerSys ENS · Entity 3750 | Disposition to issuerCommon Stock | 1,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031578 · doc4.xml · nonDerivative · entry 2 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,756.5367 F2 · kind: Represents excess shares previously reported in connection with performance share units originally granted to the reporting person on May 16, 2016. Upon vesting, the performance share units achieved a payout factor of 0.77. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:45 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 0.2665 | $63.31 | $16.87 |
DisclosureSEC source: 0001209191-19-031578 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,094.5367 F1 · kind: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on May 16, 2016. Read SEC document |
| May 12, 2019 Filed May 14, 2019 16:27 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 0.2449 | $65.73 | $16.10 |
DisclosureSEC source: 0001209191-19-029646 · doc4.xml · nonDerivative · entry 2 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,094.8032 F2 · kind: Reflects the number of Market Share Units ("MSUs") surrendered in connection with the settlement of previously vested MSUs into shares of common stock. Read SEC document |
| May 12, 2019 Filed May 14, 2019 16:27 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 0.8837 | $65.73 | $58.09 |
DisclosureSEC source: 0001209191-19-029646 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,095.0481 F1 · kind: Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on May 12, 2015. Read SEC document |
| May 09, 2019 Filed May 10, 2019 16:28 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 0.4951 | $66.06 | $32.71 |
DisclosureSEC source: 0001209191-19-028919 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,095.9318 F1 · date: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on May 9, 2017. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:15 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 6.0745 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022408 · doc4.xml · nonDerivative · entry 9 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,096.4269 F9 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 2,931 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:15 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 7.6479 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022408 · doc4.xml · nonDerivative · entry 8 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,090.3524 F8 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 2,328 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:15 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 6.9434 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022408 · doc4.xml · nonDerivative · entry 7 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,082.7044 F7 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,661 RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:15 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 9.9902 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022408 · doc4.xml · nonDerivative · entry 6 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,075.761 F6 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,783 unvested PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:15 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 4.764 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022408 · doc4.xml · nonDerivative · entry 5 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,065.7708 F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,804 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:15 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 15.0721 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022408 · doc4.xml · nonDerivative · entry 4 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,061.0068 F4 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 5,652 unvested PSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:15 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 4.6294 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022408 · doc4.xml · nonDerivative · entry 3 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,045.9347 F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,736 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:15 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 0.8367 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022408 · doc4.xml · nonDerivative · entry 2 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,041.3054 F2 · shares: These shares were granted in the form of restricted stock units ("RSUs"), in connection with the Dividend, with respect to 310 unvested RSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:15 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 9.7489 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022408 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA & APAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,040.4687 F1 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on March 29, 2019 to stockholders of record as of March 15, 2019 (the "Dividend"), with respect to 4,250 MSUs granted to the reporting person on May 12, 2015, and adjusted for vesting on May 12, 2018 and previously declared and paid cash dividends. These MSUs will be payable concurrently with the underlying MSUs. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 20:48 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 8.8191 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000559 · doc4.xml · nonDerivative · entry 6 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,012.4776 F6 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,783 unvested PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 20:48 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 4.2056 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000559 · doc4.xml · nonDerivative · entry 5 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,003.6585 F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,804 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 20:48 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 13.3052 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000559 · doc4.xml · nonDerivative · entry 4 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,999.4529 F4 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 5,652 unvested PSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 20:48 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 4.0867 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000559 · doc4.xml · nonDerivative · entry 3 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,986.1477 F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,736 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 20:48 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 0.7386 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000559 · doc4.xml · nonDerivative · entry 2 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,982.0611 F2 · shares: These shares were granted in the form of restricted stock units ("RSUs"), in connection with the Dividend, with respect to 310 unvested RSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 20:48 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 8.6061 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000559 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,981.3225 F1 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on December 28, 2018 to stockholders of record as of December 14, 2018 (the "Dividend"), with respect to 4,250 MSUs granted to the reporting person on May 12, 2015, and adjusted for vesting on May 12, 2018 and previously declared and paid cash dividends. These MSUs will be payable concurrently with the underlying MSUs. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 16:31 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 6.0479 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053160 · doc4.xml · nonDerivative · entry 9 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,972.7164 F9 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 2,931 PSUs granted to the reporting person on August 13, 2018. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 16:31 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 4.8037 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053160 · doc4.xml · nonDerivative · entry 8 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,966.6685 F8 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 2,328 PSUs granted to the reporting person on August 13, 2018. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 16:31 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 5.4908 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053160 · doc4.xml · nonDerivative · entry 7 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,961.8648 F7 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 2,661 RSUs granted to the reporting person on August 13, 2018. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 16:31 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 7.9002 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053160 · doc4.xml · nonDerivative · entry 6 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,956.374 F6 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,783 unvested PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 16:31 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 3.7674 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053160 · doc4.xml · nonDerivative · entry 5 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,948.4738 F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,804 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 16:31 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 11.9189 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053160 · doc4.xml · nonDerivative · entry 4 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,944.7064 F4 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 5,652 unvested PSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 16:31 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 3.6609 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053160 · doc4.xml · nonDerivative · entry 3 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,932.7875 F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,736 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 16:31 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 0.6616 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053160 · doc4.xml · nonDerivative · entry 2 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,929.1266 F2 · shares: These shares were granted in the form of restricted stock units ("RSUs"), in connection with the Dividend, with respect to 310 unvested RSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 16:31 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 7.7094 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053160 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,928.465 F1 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on September 28, 2018 to stockholders of record as of September 14, 2018 (the "Dividend"), with respect to 4,250 MSUs granted to the reporting person on May 12, 2015, and adjusted for vesting on May 12, 2018 and previously declared and paid cash dividends. These MSUs will be payable concurrently with the underlying MSUs. Read SEC document |
| September 28, 2018 Filed Jan 2, 2019 20:48 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 6.751 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000559 · doc4.xml · nonDerivative · entry 9 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,030.7198 F9 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 2,931 PSUs granted to the reporting person on August 13, 2018, and adjusted for a previously declared and paid cash dividend. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| September 28, 2018 Filed Jan 2, 2019 20:48 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 5.3621 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000559 · doc4.xml · nonDerivative · entry 8 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,023.9688 F8 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 2,328 PSUs granted to the reporting person on August 13, 2018, and adjusted for a previously declared and paid cash dividend. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| September 28, 2018 Filed Jan 2, 2019 20:48 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 6.1291 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000559 · doc4.xml · nonDerivative · entry 7 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,018.6067 F7 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 2,661 RSUs granted to the reporting person on August 13, 2018, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| August 17, 2018 Filed Aug 17, 2018 17:20 UTC | EnerSys ENS · Entity 3750 | Exercise / conversionStock Option · Derivative | 1,172 | $0.00 Strike: $57.60 | $0.00 |
DisclosureSEC source: 0001209191-18-047470 · doc4.xml · derivative · entry 6 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,230 Underlying: Common Stock · 1,172 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in three equal annual installments beginning on May 16, 2017, subject to acceleration or forfeiture in certain specified circumstances. Read SEC document |
| August 17, 2018 Filed Aug 17, 2018 17:20 UTC | EnerSys ENS · Entity 3750 | SaleCommon Stock | 1,172 | $77.50 | $90,830.00 |
DisclosureSEC source: 0001209191-18-047470 · doc4.xml · nonDerivative · entry 4 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,920.7556 Read SEC document |
| August 17, 2018 Filed Aug 17, 2018 17:20 UTC | EnerSys ENS · Entity 3750 | Exercise / conversionCommon Stock | 1,172 | $57.60 | $67,507.20 |
DisclosureSEC source: 0001209191-18-047470 · doc4.xml · nonDerivative · entry 3 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,092.7556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 17:20 UTC | EnerSys ENS · Entity 3750 | Exercise / conversionStock Option · Derivative | 3,373 | $0.00 Strike: $57.60 | $0.00 |
DisclosureSEC source: 0001209191-18-047470 · doc4.xml · derivative · entry 5 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,402 Underlying: Common Stock · 3,373 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in three equal annual installments beginning on May 16, 2017, subject to acceleration or forfeiture in certain specified circumstances. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 17:20 UTC | EnerSys ENS · Entity 3750 | SaleCommon Stock | 3,373 | $77.00 | $259,721.00 |
DisclosureSEC source: 0001209191-18-047470 · doc4.xml · nonDerivative · entry 2 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,920.7556 F1 · price: This transaction was executed in multiple trades at prices ranging from $77.00 to $77.02. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer and any security holder of the issuer, upon request. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 17:20 UTC | EnerSys ENS · Entity 3750 | Exercise / conversionCommon Stock | 3,373 | $57.60 | $194,284.80 |
DisclosureSEC source: 0001209191-18-047470 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,293.7556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 16:14 UTC | EnerSys ENS · Entity 3750 | Exercise / conversionStock Option · Derivative | 3,915 | $0.00 Strike: $57.60 | $0.00 |
DisclosureSEC source: 0001209191-18-046769 · doc4.xml · derivative · entry 3 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,775 Underlying: Common Stock · 3,915 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning on May 16, 2017, subject to acceleration or forfeiture in certain specified circumstances. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 16:14 UTC | EnerSys ENS · Entity 3750 | SaleCommon Stock | 3,915 | $77.00 | $301,455.00 |
DisclosureSEC source: 0001209191-18-046769 · doc4.xml · nonDerivative · entry 2 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000.7556 Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 16:14 UTC | EnerSys ENS · Entity 3750 | Exercise / conversionCommon Stock | 3,915 | $57.60 | $225,504.00 |
DisclosureSEC source: 0001209191-18-046769 · doc4.xml · nonDerivative · entry 1 Aschke Holger P · CIK 0001661434 · President - EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,915.7556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.