Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GREEN DOT CORPGDOT · Entity 5163 | General Counsel and Secretary | July 01, 2020 | July 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GREEN DOT CORP
Report date July 01, 2020 · Filed July 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 112,679 |
Reported balance
After 2020-07-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-07-01 · Sale · Disposed 10,033 · Balance 112,679 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.01 to $49.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F3: Includes 988 shares acquired under the issuer's employee stock purchase plan on May 14, 2020. |
| Class A Common StockSEC Table I · non-derivative | Direct | 105,297 |
Reported balance
After 2020-07-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-07-01 · Sale · Disposed 7,382 · Balance 105,297 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.015 to $49.700 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy minor children | 4,460 |
Reported balance
Holding disclosure · report date 2020-07-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,460 F5: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.01 to $49.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: Includes 988 shares acquired under the issuer's employee stock purchase plan on May 14, 2020.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.015 to $49.700 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
F5: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2020 Filed Jul 2, 2020 18:29 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 7,382 | $49.26 | $363,637.32 |
DisclosureSEC source: 0001209191-20-040646 · doc4.xml · nonDerivative · entry 2 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,297 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.015 to $49.700 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 18:29 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 10,033 | $48.46 | $486,242.32 |
DisclosureSEC source: 0001209191-20-040646 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,679 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.01 to $49.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · balance_after: Includes 988 shares acquired under the issuer's employee stock purchase plan on May 14, 2020. Read SEC document |
| March 11, 2020 Filed Mar 16, 2020 08:31 UTC | GREEN DOT CORP GDOT · Entity 5163 | GrantClass A Common Stock | 12,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019088 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,724 F1 · shares: Represents shares of Class A Common Stock underlying a restricted stock unit award that vests as to 1/4 of the shares on each of March 11, 2021, March 11, 2022, March 11, 2023 and March 11, 2024, subject to the reporting person's provision of services to the issuer on each vesting date. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 19:05 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 983 | $37.09 | $36,459.47 |
DisclosureSEC source: 0001209191-20-012221 · doc4.xml · nonDerivative · entry 2 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,668 F2 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PRSUs, based on a price of $37.09 per share, which represented the closing price of the issuer's Class A Common Stock on February 20, 2020, and does not represent a sale by the reporting person. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 19:05 UTC | GREEN DOT CORP GDOT · Entity 5163 | GrantClass A Common Stock | 10,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012221 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,651 F1 · shares: Represents shares of Class A Common Stock underlying a performance-based restricted stock unit award granted on April 5, 2019. 25% of the award vested on February 20, 2020 and the remaining 75% will vest ratably over the next three years on each December 15, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| January 13, 2020 Filed Jan 15, 2020 19:01 UTC | GREEN DOT CORP GDOT · Entity 5163 | GrantClass A Common Stock | 68,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-003545 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,599 F1 · shares: Represents shares of Class A Common Stock underlying a restricted stock unit award that will vest as to 1/3 of the shares on each of January 13, 2021, January 13, 2022, and January 13, 2023, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 16:54 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 10,356 | $23.30 | $241,294.80 |
DisclosureSEC source: 0001209191-20-001132 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,484 F1 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PRSUs, based on a price of $23.30 per share, which represented the closing price of the issuer's Class A Common Stock on December 31, 2019, and does not represent a sale by the reporting person. Read SEC document |
| May 27, 2019 Filed May 29, 2019 19:02 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 3,828 | $48.84 | $186,959.52 |
DisclosureSEC source: 0001209191-19-033297 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,840 F1 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs, based on a price of $48.84 per share, which represented the closing price of the issuer's Class A Common Stock on May 24, 2019, and does not represent a sale by the reporting person. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 17:05 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 11,126 | $62.18 | $691,854.73 |
DisclosureSEC source: 0001209191-19-016703 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,668 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.16 to $62.33 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 20:53 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 1,599 | $74.66 | $119,381.34 |
DisclosureSEC source: 0001209191-19-010812 · doc4.xml · nonDerivative · entry 2 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,794 F2 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PRSUs, based on a price of $74.66 per share, which represented the closing price of the issuer's Class A Common Stock on February 13, 2019, and does not represent a sale by the reporting person. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 20:53 UTC | GREEN DOT CORP GDOT · Entity 5163 | GrantClass A Common Stock | 17,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010812 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,393 F1 · shares: Represents shares of Class A Common Stock underlying a performance-based restricted stock unit award granted on March 14, 2018. 25% of the award vested on February 13, 2019 and the remaining 75% will vest ratably over the next three years on each December 31, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 16:53 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 8,157 | $79.52 | $648,644.64 |
DisclosureSEC source: 0001209191-19-001063 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,248 F1 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PRSUs, based on a price of $79.52 per share, which represented the closing price of the issuer's Class A Common Stock on December 31, 2018, and does not represent a sale by the reporting person. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 18:30 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 4,466 | $84.48 | $377,299.29 |
DisclosureSEC source: 0001209191-18-059314 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,405 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.4624 to $84.5050 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 18:57 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 6,760 | $87.79 | $593,460.40 |
DisclosureSEC source: 0001209191-18-053453 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,871 F1 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs, based on a price of $87.79 per share, which represented the closing price of the issuer's Class A Common Stock on October 1, 2018, and does not represent a sale by the reporting person. Read SEC document |
| October 01, 2018 Filed Jan 9, 2019 18:14 UTC Amendment | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 3,352 | $87.79 | $294,272.08 |
DisclosureSEC source: 0001209191-19-003145 · doc4a.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,279 F1 · shares: The original Form 4 filed on October 2, 2018 incorrectly stated the number of shares withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs. This amendment to the Form 4 is being filed to correct the error. The reporting person's holdings in column 5 of Table I are also adjusted to reflect this correction. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 17:38 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 4,631 | $73.02 | $338,178.31 |
DisclosureSEC source: 0001209191-18-034791 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,631 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.018 to $73.080 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 27, 2018 Filed May 29, 2018 16:44 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 4,555 | $71.93 | $327,641.15 |
DisclosureSEC source: 0001209191-18-033860 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,262 F1 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs, based on a price of $71.93 per share, which represented the closing price of the issuer's Class A Common Stock on May 25, 2018, and does not represent a sale by the reporting person. F2 · balance_after: Includes 410 shares acquired under the issuer's employee stock purchase plan on May 14, 2018. Read SEC document |
| May 14, 2018 Filed May 15, 2018 18:14 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 4,759 | $72.52 | $345,126.01 |
DisclosureSEC source: 0001209191-18-030304 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,407 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.50 to $72.55 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:03 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 2,674 | $67.04 | $179,264.96 |
DisclosureSEC source: 0001209191-18-020430 · doc4.xml · nonDerivative · entry 2 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,167 F2 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PRSUs, based on a price of $67.04 per share, which represented the closing price of the issuer's Class A Common Stock on March 15, 2018, and does not represent a sale by the reporting person. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:03 UTC | GREEN DOT CORP GDOT · Entity 5163 | GrantClass A Common Stock | 29,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020430 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,841 F1 · shares: Represents shares of Class A Common Stock underlying a performance-based restricted stock unit award granted on March 30, 2017. 25% of the award vested on March 15, 2018 and the remaining 75% will vest ratably over the next three years on each December 31, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| March 15, 2018 Filed Mar 23, 2018 17:47 UTC Amendment | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 2,675 | $67.04 | $179,332.00 |
DisclosureSEC source: 0001209191-18-021486 · doc4a.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,166 F1 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PRSUs, based on a price of $67.04 per share, which represented the closing price of the issuer's Class A Common Stock on March 15, 2018, and does not represent a sale by the reporting person. F2 · shares: This amended Form 4 is being filed to correct the number of shares of Class A Common Stock withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of PRSUs. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 17:03 UTC | GREEN DOT CORP GDOT · Entity 5163 | Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative | 9,000 | $0.00 Strike: $45.31 | $0.00 |
DisclosureSEC source: 0001209191-18-014586 · doc4.xml · derivative · entry 4 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 9,000 shares Expires 2022-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 17:03 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 13,309 | $66.03 | $878,858.48 |
DisclosureSEC source: 0001209191-18-014586 · doc4.xml · nonDerivative · entry 2 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,103 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.0060 to $66.0660 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 17:03 UTC | GREEN DOT CORP GDOT · Entity 5163 | Exercise / conversionClass A Common Stock | 9,000 | $45.31 | $407,790.00 |
DisclosureSEC source: 0001209191-18-014586 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 2, 2018 17:43 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 4,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-000316 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,412 F1 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PRSUs, based on a price of $60.26 per share, which represented the closing price of the issuer's Class A Common Stock on December 29, 2017, and does not represent a sale by the reporting person. Read SEC document |
| November 20, 2017 Filed Nov 20, 2017 17:24 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 7,591 | $63.11 | $479,065.73 |
DisclosureSEC source: 0001209191-17-061833 · doc4.xml · nonDerivative · entry 2 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,116 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.0560 to $63.1960 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 17:24 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 4,916 | $62.20 | $305,775.20 |
DisclosureSEC source: 0001209191-17-061833 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,707 Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 19:27 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 4,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055481 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,623 F1 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs, based on a price of $49.58 per share, which represented the closing price of the issuer's Class A Common Stock on September 29, 2017, and does not represent a sale by the reporting person. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 18:18 UTC | GREEN DOT CORP GDOT · Entity 5163 | Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative | 9,611 | $0.00 Strike: $10.75 | $0.00 |
DisclosureSEC source: 0001209191-17-049655 · doc4.xml · derivative · entry 4 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 9,611 shares Expires 2018-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 18:18 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 20,707 | $47.21 | $977,641.66 |
DisclosureSEC source: 0001209191-17-049655 · doc4.xml · nonDerivative · entry 2 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,456 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.2000 to $47.2550 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 18:18 UTC | GREEN DOT CORP GDOT · Entity 5163 | Exercise / conversionClass A Common Stock | 9,611 | $10.75 | $103,318.25 |
DisclosureSEC source: 0001209191-17-049655 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2017 Filed May 30, 2017 17:41 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 4,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036198 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,552 F1 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs, based on a price of $36.37 per share, which represented the closing price of the issuer's Class A Common Stock on May 26, 2017, and does not represent a sale by the reporting person. Read SEC document |
| May 24, 2017 Filed May 26, 2017 17:56 UTC | GREEN DOT CORP GDOT · Entity 5163 | Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative | 4,248 | $0.00 Strike: $20.01 | $0.00 |
DisclosureSEC source: 0001209191-17-035982 · doc4.xml · derivative · entry 6 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,248 shares Expires 2019-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed May 26, 2017 17:56 UTC | GREEN DOT CORP GDOT · Entity 5163 | Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative | 25,000 | $0.00 Strike: $16.34 | $0.00 |
DisclosureSEC source: 0001209191-17-035982 · doc4.xml · derivative · entry 5 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 25,000 shares Expires 2023-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed May 26, 2017 17:56 UTC | GREEN DOT CORP GDOT · Entity 5163 | Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative | 43,000 | $0.00 Strike: $12.75 | $0.00 |
DisclosureSEC source: 0001209191-17-035982 · doc4.xml · derivative · entry 4 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 43,000 shares Expires 2022-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed May 26, 2017 17:56 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 72,248 | $36.21 | $2,616,244.58 |
DisclosureSEC source: 0001209191-17-035982 · doc4.xml · nonDerivative · entry 2 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,346 F1 · price: The price in column 4 is the weighted average price. The shares were sold in mutliple transactions at prices ranging from $36.15 to $36.61 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 24, 2017 Filed May 26, 2017 17:56 UTC | GREEN DOT CORP GDOT · Entity 5163 | Exercise / conversionClass A Common Stock | 72,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035982 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2017 Filed May 24, 2017 19:08 UTC | GREEN DOT CORP GDOT · Entity 5163 | Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative | 11,357 | $0.00 Strike: $20.01 | $0.00 |
DisclosureSEC source: 0001209191-17-035112 · doc4.xml · derivative · entry 7 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,248 Underlying: Class A Common Stock · 11,357 shares Expires 2019-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2017 Filed May 24, 2017 19:08 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 11,357 | $36.17 | $410,799.73 |
DisclosureSEC source: 0001209191-17-035112 · doc4.xml · nonDerivative · entry 4 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,346 F2 · price: The price in column 4 is the weighted average price. The shares were sold in mutliple transactions at prices ranging from $36.15 to $36.24 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 23, 2017 Filed May 24, 2017 19:08 UTC | GREEN DOT CORP GDOT · Entity 5163 | Exercise / conversionClass A Common Stock | 11,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035112 · doc4.xml · nonDerivative · entry 3 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 24, 2017 19:08 UTC | GREEN DOT CORP GDOT · Entity 5163 | Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative | 3,686 | $0.00 Strike: $20.01 | $0.00 |
DisclosureSEC source: 0001209191-17-035112 · doc4.xml · derivative · entry 6 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,605 Underlying: Class A Common Stock · 3,686 shares Expires 2019-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 24, 2017 19:08 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 3,686 | $35.97 | $132,567.73 |
DisclosureSEC source: 0001209191-17-035112 · doc4.xml · nonDerivative · entry 2 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,346 F1 · price: The price in column 4 is the weighted average price. The shares were sold in mutliple transactions at prices ranging from $35.95 to $36.00 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 22, 2017 Filed May 24, 2017 19:08 UTC | GREEN DOT CORP GDOT · Entity 5163 | Exercise / conversionClass A Common Stock | 3,686 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035112 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 18, 2017 18:20 UTC | GREEN DOT CORP GDOT · Entity 5163 | Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative | 50,000 | $0.00 Strike: $20.01 | $0.00 |
DisclosureSEC source: 0001209191-17-033724 · doc4.xml · derivative · entry 4 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,291 Underlying: Class A Common Stock · 50,000 shares Expires 2019-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 18, 2017 18:20 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 50,000 | $36.06 | $1,802,900.00 |
DisclosureSEC source: 0001209191-17-033724 · doc4.xml · nonDerivative · entry 2 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,346 F1 · price: The price in column 4 is the weighted average price. The shares were sold in mutliple transactions at prices ranging from $36.02 to $36.19 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes 1,058 shares acquired under the issuer's employee stock purchase plan on May 14, 2017. Read SEC document |
| May 16, 2017 Filed May 18, 2017 18:20 UTC | GREEN DOT CORP GDOT · Entity 5163 | Exercise / conversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033724 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2017 Filed May 15, 2017 18:26 UTC | GREEN DOT CORP GDOT · Entity 5163 | Exercise / conversionStock Option (right to buy Class A Common Stock) · Derivative | 30,709 | $0.00 Strike: $20.01 | $0.00 |
DisclosureSEC source: 0001209191-17-032439 · doc4.xml · derivative · entry 4 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,291 Underlying: Class A Common Stock · 30,709 shares Expires 2019-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2017 Filed May 15, 2017 18:26 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 30,709 | $36.16 | $1,110,523.43 |
DisclosureSEC source: 0001209191-17-032439 · doc4.xml · nonDerivative · entry 2 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,288 F1 · price: The price in column 4 is the weighted average price. The shares were sold in mutliple transactions at prices ranging from $36.00 to $36.40 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 12, 2017 Filed May 15, 2017 18:26 UTC | GREEN DOT CORP GDOT · Entity 5163 | Exercise / conversionClass A Common Stock | 30,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032439 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 19:17 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 705 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025834 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,288 F1 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs, based on a price of $33.32 per share, which represented the closing price of the issuer's Class A Common Stock on April 3, 2017, and does not represent a sale by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.