Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GREEN DOT CORPGDOT · Entity 5163 | General Counsel and Secretary | July 01, 2020 | July 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GREEN DOT CORP
Report date July 01, 2020 · Filed July 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 112,679 |
Reported balance
After 2020-07-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-07-01 · Sale · Disposed 10,033 · Balance 112,679 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.01 to $49.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F3: Includes 988 shares acquired under the issuer's employee stock purchase plan on May 14, 2020. |
| Class A Common StockSEC Table I · non-derivative | Direct | 105,297 |
Reported balance
After 2020-07-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-07-01 · Sale · Disposed 7,382 · Balance 105,297 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.015 to $49.700 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy minor children | 4,460 |
Reported balance
Holding disclosure · report date 2020-07-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,460 F5: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.01 to $49.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: Includes 988 shares acquired under the issuer's employee stock purchase plan on May 14, 2020.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.015 to $49.700 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
F5: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2017 Filed Mar 10, 2017 19:49 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 3,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-019975 · doc4.xml · nonDerivative · entry 4 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,993 F2 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the PRSUs, based on a price of $29.36 per share, which represented the closing price of the issuer's Class A Common Stock on March 8, 2017, and does not represent a sale by the reporting person. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 19:49 UTC | GREEN DOT CORP GDOT · Entity 5163 | GrantClass A Common Stock | 36,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-019975 · doc4.xml · nonDerivative · entry 3 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,472 F1 · shares: Represents shares of Class A Common Stock underlying a performance-based restricted stock unit award granted on March 25, 2016. 25% of the award vested on March 8, 2017 and the remaining 75% will vest ratably over the next three years on each December 31, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| March 02, 2017 Filed Mar 10, 2017 19:49 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 52,192 | $29.91 | $1,560,953.12 |
DisclosureSEC source: 0001209191-17-019975 · doc4.xml · nonDerivative · entry 2 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,416 Read SEC document |
| February 27, 2017 Filed Mar 10, 2017 19:49 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 26,095 | $29.91 | $780,436.21 |
DisclosureSEC source: 0001209191-17-019975 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,608 Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 18:24 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 5,779 | $24.01 | $138,780.37 |
DisclosureSEC source: 0001209191-16-152545 · doc4.xml · nonDerivative · entry 2 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,703 Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 18:24 UTC | GREEN DOT CORP GDOT · Entity 5163 | SaleClass A Common Stock | 12,140 | $24.39 | $296,132.23 |
DisclosureSEC source: 0001209191-16-152545 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,482 F1 · price: The price in column 4 is the weighted average price. The shares were sold in mutliple transactions at prices ranging from $24.35 to $24.432 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 18:04 UTC | GREEN DOT CORP GDOT · Entity 5163 | Tax withholdingClass A Common Stock | 3,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144626 · doc4.xml · nonDerivative · entry 1 Ricci John C · CIK 0001494394 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,622 F1 · shares: Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs, based on a price of $23.06 per share, which represented the closing price of the issuer's Class A Common Stock on September 30, 2016, and does not represent a sale by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.