Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Turning Point Brands, Inc.TPB · Entity 4660 | Director | September 10, 2018 | September 12, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Turning Point Brands, Inc.
Report date September 10, 2018 · Filed September 12, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Helms Management Corp. | 390,062 |
Reported balance
After 2018-09-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-09-10 · Sale · Disposed 25,000 · Balance 390,062 F2: Weighted average sale price. On 9/10/2018, the reporting person sold the shares within a range of $41.93 to 42.46. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp.
F2: Weighted average sale price. On 9/10/2018, the reporting person sold the shares within a range of $41.93 to 42.46. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
STANDARD DIVERSIFIED INC.
Report date July 16, 2020 · Filed July 16, 2020
Section 16 reporting ended · disclosed 2020-07-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-07-16 transaction · row 1
1 source rowRow 1 · 2020-07-16 · Disposition to issuer · Disposed 116,341 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger and Reorganization (the "Merger Agreement"), dated as of April 7, 2020, by and among Standard Diversified Inc. (the "Company"), Turning Point Brands, Inc. ("TPB") and Standard Merger Sub, LLC, a Delaware limited liability company and wholly-owned subsidiary of TPB (the "Merger Sub"), on July 16, 2020, the Company merged with and into the Merger Sub (the "Merger"), with the Merger Sub continuing as the surviving entity and as a wholly-owned subsidiary of TPB. At the effective time of the Merger, each share of the Company's Class A Common Stock, par value $0.01 per share, and Class B Common Stock, par value $0.01 per share, outstanding held by the reporting person was automatically converted into the right to receive 0.52095 of a share of TPB Voting Common Stock, par value $0.01 per share ("TPB Common Stock"), less applicable taxes and withholdings, upon the terms and subject to the conditions set forth in the Merger Agreement. F2: On July 15, 2020, the closing prices of the Company's Class A Common Stock and Class B Common Stock were $15.00 per share and $10.25 per share, respectively, and the closing price of the TPB Common Stock was $29.13 per share. |
| Class B Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-07-16 transaction · row 2
1 source rowRow 2 · 2020-07-16 · Disposition to issuer · Disposed 272,624 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger and Reorganization (the "Merger Agreement"), dated as of April 7, 2020, by and among Standard Diversified Inc. (the "Company"), Turning Point Brands, Inc. ("TPB") and Standard Merger Sub, LLC, a Delaware limited liability company and wholly-owned subsidiary of TPB (the "Merger Sub"), on July 16, 2020, the Company merged with and into the Merger Sub (the "Merger"), with the Merger Sub continuing as the surviving entity and as a wholly-owned subsidiary of TPB. At the effective time of the Merger, each share of the Company's Class A Common Stock, par value $0.01 per share, and Class B Common Stock, par value $0.01 per share, outstanding held by the reporting person was automatically converted into the right to receive 0.52095 of a share of TPB Voting Common Stock, par value $0.01 per share ("TPB Common Stock"), less applicable taxes and withholdings, upon the terms and subject to the conditions set forth in the Merger Agreement. F2: On July 15, 2020, the closing prices of the Company's Class A Common Stock and Class B Common Stock were $15.00 per share and $10.25 per share, respectively, and the closing price of the TPB Common Stock was $29.13 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger and Reorganization (the "Merger Agreement"), dated as of April 7, 2020, by and among Standard Diversified Inc. (the "Company"), Turning Point Brands, Inc. ("TPB") and Standard Merger Sub, LLC, a Delaware limited liability company and wholly-owned subsidiary of TPB (the "Merger Sub"), on July 16, 2020, the Company merged with and into the Merger Sub (the "Merger"), with the Merger Sub continuing as the surviving entity and as a wholly-owned subsidiary of TPB. At the effective time of the Merger, each share of the Company's Class A Common Stock, par value $0.01 per share, and Class B Common Stock, par value $0.01 per share, outstanding held by the reporting person was automatically converted into the right to receive 0.52095 of a share of TPB Voting Common Stock, par value $0.01 per share ("TPB Common Stock"), less applicable taxes and withholdings, upon the terms and subject to the conditions set forth in the Merger Agreement.
F2: On July 15, 2020, the closing prices of the Company's Class A Common Stock and Class B Common Stock were $15.00 per share and $10.25 per share, respectively, and the closing price of the TPB Common Stock was $29.13 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 24, 2018 Filed Aug 28, 2018 16:05 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 1,300 | $15.78 | $20,514.00 |
DisclosureSEC source: 0001140361-18-037131 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,348 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms. F3 · price: Represents the weighted average of a range of sale prices from $15.75 to $15.90. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 23, 2018 Filed Aug 28, 2018 16:05 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 700 | $15.81 | $11,067.00 |
DisclosureSEC source: 0001140361-18-037131 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,648 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms. F2 · price: Represents the weighted average of a range of sale prices from $15.75 to $15.99. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 22, 2018 Filed Aug 22, 2018 18:42 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 1,300 | $15.68 | $20,384.00 |
DisclosureSEC source: 0001140361-18-036818 · form4.xml · nonDerivative · entry 3 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,348 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms. F4 · price: Represents the weighted average of a range of sale prices from $15.50 to $15.97. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 21, 2018 Filed Aug 22, 2018 18:42 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 2,000 | $15.52 | $31,040.00 |
DisclosureSEC source: 0001140361-18-036818 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,648 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms. F3 · price: Represents the weighted average of a range of sale prices from $15.50 to $15.58. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 18:42 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 2,000 | $15.58 | $31,160.00 |
DisclosureSEC source: 0001140361-18-036818 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,648 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms. F2 · price: Represents the weighted average of a range of sale prices from $15.50 to $15.72. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 16:19 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | GrantClass A Common Stock, par value $0.01 | 2,097 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-036758 · form4.xml · nonDerivative · entry 7 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,648 F8 · price: Compensation paid for service on Board of Directors. These shares are subject to vesting on the first anniversary of the date of grant. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 16:19 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 3,900 | $15.77 | $61,503.00 |
DisclosureSEC source: 0001140361-18-036758 · form4.xml · nonDerivative · entry 6 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,551 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms. F7 · price: Represents the weighted average of a range of sale prices from $15.50 to $16.01. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 14:14 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 20,000 | $31.82 | $636,400.00 |
DisclosureSEC source: 0001567619-18-001555 · doc1.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Helms Management Corp. Disclosed balance after: 415,062 F2 · price: Weighted average sale price. On 8/17/2018, the reporting person sold the shares within a range of $31.72 to $31.94. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.direct: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp. Read SEC document |
| August 16, 2018 Filed Aug 21, 2018 16:19 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 800 | $15.93 | $12,744.00 |
DisclosureSEC source: 0001140361-18-036758 · form4.xml · nonDerivative · entry 5 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,451 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms. F6 · price: Represents the weighted average of a range of sale prices from $15.91 to $15.96. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 16:49 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 5,000 | $31.82 | $159,100.00 |
DisclosureSEC source: 0001567619-18-001301 · doc1.xml · nonDerivative · entry 4 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Helms Management Corp. Disclosed balance after: 435,062 F5 · price: Weighted average sale price. On 8/15/2018, the reporting person sold the shares within a range of $31.70 to $32.02. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.direct: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 16:49 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 200 | $33.45 | $6,690.00 |
DisclosureSEC source: 0001567619-18-001301 · doc1.xml · nonDerivative · entry 3 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · price: Weighted average sale price. On 8/15/2018, the reporting person sold the shares within a range of $33.40 to $33.49. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 16:49 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 1,450 | $32.53 | $47,168.50 |
DisclosureSEC source: 0001567619-18-001301 · doc1.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 F3 · price: Weighted average sale price. On 8/15/2018, the reporting person sold the shares within a range of $32.33 to $33.27. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 15, 2018 Filed Aug 21, 2018 16:19 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 700 | $16.19 | $11,333.00 |
DisclosureSEC source: 0001140361-18-036758 · form4.xml · nonDerivative · entry 4 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,251 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms. F5 · price: Represents the weighted average of a range of sale prices from $16.02 to $16.30. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 16:49 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 850 | $33.41 | $28,398.50 |
DisclosureSEC source: 0001567619-18-001301 · doc1.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,650 F2 · price: Weighted average sale price. On 8/14/2018, the reporting person sold the shares within a range of $33.35 to $33.50. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 14, 2018 Filed Aug 21, 2018 16:19 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 1,000 | $17.45 | $17,450.00 |
DisclosureSEC source: 0001140361-18-036758 · form4.xml · nonDerivative · entry 3 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,951 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms. F4 · price: Represents the weighted average of a range of sale prices from $16.99 to $17.50. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 13, 2018 Filed Aug 21, 2018 16:19 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 200 | $17.01 | $3,402.00 |
DisclosureSEC source: 0001140361-18-036758 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,951 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms. F3 · price: Represents the weighted average of a range of sale prices from $16.90 to $17.12. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 13, 2018 Filed Aug 21, 2018 16:19 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 2,300 | $16.23 | $37,329.00 |
DisclosureSEC source: 0001140361-18-036758 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,151 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms. F2 · price: Represents the weighted average of a range of sale prices from $15.83 to $16.82. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:15 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 50,000 | $28.16 | $1,408,000.00 |
DisclosureSEC source: 0001140361-18-028179 · doc1.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Helms Management Corp. Disclosed balance after: 440,062 F1 · ownership.direct: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 18:06 UTC | STANDARD DIVERSIFIED INC. SDOIA · Entity 147791 | SaleClass B Common Stock, par value $0.01 | 100,000 | $11.50 | $1,150,000.00 |
DisclosureSEC source: 0001144204-18-001148 · tv482806_form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,624 F1 · kind: These shares were disposed of in repayment of a debt obligation. For such purpose, shares of Class A Common Stock were valued at $11.55 per share and shares of Class B Common Stock were valued at $11.50 per share. F1 · price: These shares were disposed of in repayment of a debt obligation. For such purpose, shares of Class A Common Stock were valued at $11.55 per share and shares of Class B Common Stock were valued at $11.50 per share. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 18:06 UTC | STANDARD DIVERSIFIED INC. SDOIA · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 100,000 | $11.55 | $1,155,000.00 |
DisclosureSEC source: 0001144204-18-001148 · tv482806_form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,451 F1 · kind: These shares were disposed of in repayment of a debt obligation. For such purpose, shares of Class A Common Stock were valued at $11.55 per share and shares of Class B Common Stock were valued at $11.50 per share. F1 · price: These shares were disposed of in repayment of a debt obligation. For such purpose, shares of Class A Common Stock were valued at $11.55 per share and shares of Class B Common Stock were valued at $11.50 per share. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 16:47 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 50,000 | $20.80 | $1,040,000.00 |
DisclosureSEC source: 0001140361-18-001082 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Helms Management Corp. Disclosed balance after: 490,062 F2 · kind: Shares disposed of in a private sale. For such purposes, the shares of Common Stock were valued at $20.80 per share. F2 · price: Shares disposed of in a private sale. For such purposes, the shares of Common Stock were valued at $20.80 per share. F3 · ownership.direct: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 16:47 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 100,000 | $20.80 | $2,080,000.00 |
DisclosureSEC source: 0001140361-18-001082 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Helms Management Corp. Disclosed balance after: 540,062 F1 · kind: Shares disposed of in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $20.80 per share. F1 · price: Shares disposed of in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $20.80 per share. F3 · ownership.direct: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 14:28 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 100,000 | $17.09 | $1,709,000.00 |
DisclosureSEC source: 0001140361-17-035737 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Helms Management Corp. Disclosed balance after: 640,062 F1 · kind: Shares disposed in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $17.09 per share. F1 · price: Shares disposed in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $17.09 per share. F2 · ownership.direct: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 09:34 UTC | STANDARD DIVERSIFIED INC. SDOIA · Entity 147791 | GrantClass A Common Stock, par value $0.01 | 2,827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-044274 · v473722_4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,451 F1 · price: Compensation paid for service on Board of Directors. These shares are subject to vesting on the first anniversary of the date of grant. Read SEC document |
| August 16, 2017 Filed Aug 21, 2017 19:58 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 100,000 | $16.52 | $1,652,000.00 |
DisclosureSEC source: 0001140361-17-032898 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Helms Management Corp. Disclosed balance after: 740,062 F1 · kind: Shares disposed in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $16.52 per share. F1 · price: Shares disposed in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $16.52 per share. F2 · ownership.direct: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 14:33 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | OtherCommon Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-023751 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Helms Management Corp. Disclosed balance after: 840,062 F4 · kind: The reporting person exchanged 500,000 shares of issuer common stock for 372,624 shares of Class A common stock of Standard Diversified Opportunities Inc., a Delaware corporation ("SDOI"). The exchange ratio used to establish the number of shares of Class A common stock to be issued by SDOI in exchange for the 500,000 shares of issuer common stock was determined by dividing the 30-calendar day trailing volume weighted average price of the issuer's common stock by SDOI's pro forma book value per share, in each case, calculated as of June 1, 2017, the date of the exchange. F4 · price: The reporting person exchanged 500,000 shares of issuer common stock for 372,624 shares of Class A common stock of Standard Diversified Opportunities Inc., a Delaware corporation ("SDOI"). The exchange ratio used to establish the number of shares of Class A common stock to be issued by SDOI in exchange for the 500,000 shares of issuer common stock was determined by dividing the 30-calendar day trailing volume weighted average price of the issuer's common stock by SDOI's pro forma book value per share, in each case, calculated as of June 1, 2017, the date of the exchange. F3 · ownership.direct: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 14:33 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | OtherCommon Stock | 400,000 | $16.01 | $6,405,080.00 |
DisclosureSEC source: 0001140361-17-023751 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Helms Management Corp. Disclosed balance after: 1,340,062 F1 · kind: The reporting person used 400,000 shares of issuer common stock as partial payment of a loan made to the reporting person and Helms Management Corp. F2 · price: Pursuant to an agreement between the reporting person and the lender, the price per share of the 400,000 shares of issuer common stock used to pay down a portion of the loan was calculated as the 30-calendar day trailing volume weighted average price of the issuer's common stock on the date of payment. F3 · ownership.direct: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 16:48 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | PurchaseCommon Stock | 400 | $13.40 | $5,360.00 |
DisclosureSEC source: 0001140361-16-090263 · form4.xml · nonDerivative · entry 4 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 16:48 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | PurchaseCommon Stock | 500 | $12.95 | $6,475.00 |
DisclosureSEC source: 0001140361-16-090263 · form4.xml · nonDerivative · entry 3 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100 Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 16:48 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | PurchaseCommon Stock | 100 | $12.87 | $1,287.00 |
DisclosureSEC source: 0001140361-16-090263 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 19:23 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | PurchaseCommon Stock | 500 | $13.42 | $6,710.00 |
DisclosureSEC source: 0001140361-16-089710 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 16:13 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | PurchaseCommon Stock | 500 | $14.03 | $7,015.00 |
DisclosureSEC source: 0001140361-16-080053 · doc1.xml · nonDerivative · entry 3 Helms Thomas F. Jr. · CIK 0001673345 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 16:13 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | PurchaseCommon Stock | 500 | $14.45 | $7,225.00 |
DisclosureSEC source: 0001140361-16-080053 · doc1.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.