Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ABBOTT LABORATORIESABT · Entity 2314 | Director | April 24, 2026 | April 28, 2026 |
| NORTHERN TRUST CORPNTRS · Entity 1970 | Director · Chairman and CEO | March 01, 2026 | March 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ABBOTT LABORATORIES
Report date April 24, 2026 · Filed April 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares without par valueSEC Table I · non-derivative | Direct | 7,603 |
Reported balance
After 2026-04-24 transaction · row 1
1 source rowRow 1 · 2026-04-24 · Grant · Acquired 2,286 · Balance 7,603 F1: Restricted stock unit award granted under the Abbott Laboratories 2026 Incentive Stock Program (the "Program"). The award will be paid, on a one-to-one basis, in Abbott common shares on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program). |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $91.86 · Expires 2036-04-23 | Direct | 5,929 |
Reported balance
After 2026-04-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-04-24 · Grant · Acquired 5,929 · Balance 5,929 F2: Stock option granted under the Program, in a transaction exempt from Section 16 under Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock unit award granted under the Abbott Laboratories 2026 Incentive Stock Program (the "Program"). The award will be paid, on a one-to-one basis, in Abbott common shares on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).
F2: Stock option granted under the Program, in a transaction exempt from Section 16 under Rule 16b-3.
NORTHERN TRUST CORP
Report date March 01, 2026 · Filed March 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 56,897 |
Reported balance
After 2026-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-01 · Tax withholding · Disposed 11,129 · Balance 56,897 F1: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2: Reflects 11,129 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 26,526 previously reported stock units. The remaining 15,397 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 417,676.44 |
Reported balance
Holding disclosure · report date 2026-03-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 417,676.44 F2: Reflects 11,129 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 26,526 previously reported stock units. The remaining 15,397 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust fbo Child 1 | 6,959.85 |
Reported balance
Holding disclosure · report date 2026-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,959.85 F3: The reporting person's spouse is trustee of this trust. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust fbo Child 2 | 6,958.85 |
Reported balance
Holding disclosure · report date 2026-03-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 6,958.85 F3: The reporting person's spouse is trustee of this trust. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust fbo Child 3 | 6,959.85 |
Reported balance
Holding disclosure · report date 2026-03-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 6,959.85 F3: The reporting person's spouse is trustee of this trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2: Reflects 11,129 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 26,526 previously reported stock units. The remaining 15,397 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.
F3: The reporting person's spouse is trustee of this trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 09, 2021 Filed Dec 10, 2021 23:14 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 48,110 | $43.65 | $2,100,001.50 |
DisclosureSEC source: 0000073124-21-000301 · wf-form4_163917803548711.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 55,692 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| December 03, 2021 Filed Dec 8, 2021 00:19 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,353 | $117.38 | $276,195.14 |
DisclosureSEC source: 0000073124-21-000294 · wf-form4_163892274144693.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,692 F1 · shares: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 06, 2021 Filed May 8, 2021 00:56 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 54,062 | $0.00 Strike: $38.78 | $0.00 |
DisclosureSEC source: 0000073124-21-000198 · wf-form4_162043536074735.xml · derivative · entry 9 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,062 shares Expires 2021-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on October 18, 2012. Read SEC document |
| May 06, 2021 Filed May 8, 2021 00:56 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 16,363 | $118.59 | $1,940,488.17 |
DisclosureSEC source: 0000073124-21-000198 · wf-form4_162043536074735.xml · nonDerivative · entry 5 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,045 F4 · price: Price reflects the weighted average sales price from $118.25 to $118.81. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 58,045 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 06, 2021 Filed May 8, 2021 00:56 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 37,699 | $117.61 | $4,433,779.39 |
DisclosureSEC source: 0000073124-21-000198 · wf-form4_162043536074735.xml · nonDerivative · entry 4 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,408 F3 · price: Price reflects the weighted average sales price from $117.25 to $118.24. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 58,045 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 06, 2021 Filed May 8, 2021 00:56 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 54,062 | $38.78 | $2,096,524.36 |
DisclosureSEC source: 0000073124-21-000198 · wf-form4_162043536074735.xml · nonDerivative · entry 3 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 58,045 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 05, 2021 Filed May 8, 2021 00:56 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 42,638 | $0.00 Strike: $38.78 | $0.00 |
DisclosureSEC source: 0000073124-21-000198 · wf-form4_162043536074735.xml · derivative · entry 8 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,062 Underlying: Common Stock · 42,638 shares Expires 2021-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning on October 18, 2012. Read SEC document |
| May 05, 2021 Filed May 8, 2021 00:56 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | SaleCommon Stock | 42,638 | $117.52 | $5,010,817.76 |
DisclosureSEC source: 0000073124-21-000198 · wf-form4_162043536074735.xml · nonDerivative · entry 2 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,045 F2 · price: Price reflects the weighted average sales price from $117.50 to $117.77. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 58,045 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 05, 2021 Filed May 8, 2021 00:56 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Exercise / conversionCommon Stock | 42,638 | $38.78 | $1,653,501.64 |
DisclosureSEC source: 0000073124-21-000198 · wf-form4_162043536074735.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 58,045 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:43 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 7,015 | $98.43 | $690,486.45 |
DisclosureSEC source: 0000073124-21-000112 · wf-form4_161481499393240.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,045 F1 · balance_after: Reflects 7,015 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 15,832 previously reported stock units. The remaining 8,817 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 23:54 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,981 | $96.92 | $191,998.52 |
DisclosureSEC source: 0000073124-21-000089 · wf-form4_161421084317760.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,877 F1 · balance_after: Reflects 1,981 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,471 previously reported stock units. The remaining 2,490 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 17, 2021 Filed Feb 20, 2021 00:42 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 24,511 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-21-000062 · wf-form4_161378171211949.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,348 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 23:25 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 10,211 | $96.76 | $988,016.36 |
DisclosureSEC source: 0000073124-21-000033 · wf-form4_161127149445454.xml · nonDerivative · entry 2 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,837 F1 · balance_after: Includes 53,837 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 16,221 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 23:25 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 26,432 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-21-000033 · wf-form4_161127149445454.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,269 F1 · balance_after: Includes 53,837 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:04 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 4,391 | $86.63 | $380,392.33 |
DisclosureSEC source: 0000073124-20-000119 · wf-form4_158327665669938.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,837 F1 · balance_after: Reflects 4,391 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 9,910 previously reported stock units. The remaining 5,519 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:58 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,982 | $101.35 | $200,875.70 |
DisclosureSEC source: 0000073124-20-000096 · wf-form4_158266787714446.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,747 F1 · balance_after: Reflects 1,982 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,472 previously reported stock units. The remaining 2,490 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 00:18 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 23,691 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000063 · wf-form4_158215791282491.xml · nonDerivative · entry 2 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,219 F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 16, 2020 Filed Feb 20, 2020 00:18 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,139 | $100.60 | $215,183.40 |
DisclosureSEC source: 0000073124-20-000063 · wf-form4_158215791282491.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,528 F1 · balance_after: Reflects 2,139 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,828 previously reported stock units. The remaining 2,689 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 23:17 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 8,392 | $109.23 | $916,658.16 |
DisclosureSEC source: 0000073124-20-000031 · wf-form4_157973501082888.xml · nonDerivative · entry 2 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,356 F1 · balance_after: Includes 49,356 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 13,554 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 21, 2020 Filed Jan 22, 2020 23:17 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 21,946 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-20-000031 · wf-form4_157973501082888.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,302 F1 · balance_after: Includes 49,356 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 00:50 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,796 | $93.49 | $167,908.04 |
DisclosureSEC source: 0000073124-19-000107 · wf-form4_155183340893473.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,356 F1 · balance_after: Reflects 1,796 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,053 previously reported stock units. The remaining 2,257 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:43 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 23,428 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-19-000080 · wf-form4_155078898138122.xml · nonDerivative · entry 3 O'Grady Michael · CIK 0001527742 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,409 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:43 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,578 | $92.83 | $146,485.74 |
DisclosureSEC source: 0000073124-19-000080 · wf-form4_155078898138122.xml · nonDerivative · entry 2 O'Grady Michael · CIK 0001527742 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,981 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F3 · balance_after: Reflects 1,578 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,561 previously reported stock units. The remaining 1,983 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:43 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,140 | $92.83 | $198,656.20 |
DisclosureSEC source: 0000073124-19-000080 · wf-form4_155078898138122.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,542 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects 2,140 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,829 previously reported stock units. The remaining 2,689 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 17:03 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 8,128 | $90.42 | $734,933.76 |
DisclosureSEC source: 0000073124-19-000046 · wf-form4_154834941628312.xml · nonDerivative · entry 2 O'Grady Michael · CIK 0001527742 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,371 F1 · balance_after: Includes 38,371 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: Reflects the transfer of 13,851 shares directly held by the reporting person into the reporting person's existing trust account. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 17:03 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 21,979 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-19-000046 · wf-form4_154834941628312.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,350 F1 · balance_after: Includes 38,371 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:07 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 16,210 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-18-000129 · wf-form4_151933721537095.xml · nonDerivative · entry 2 O'Grady Michael · CIK 0001527742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,371 F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:07 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,578 | $105.15 | $165,926.70 |
DisclosureSEC source: 0000073124-18-000129 · wf-form4_151933721537095.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,161 F1 · balance_after: Reflects 1,578 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,561 previously reported stock units. The remaining 1,983 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 23:32 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,820 | $98.88 | $179,961.60 |
DisclosureSEC source: 0000073124-18-000091 · wf-form4_151865115570004.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,722 F1 · balance_after: Reflects the February 1, 2018 transfer of 69,588 shares directly held by the reporting person into the reporting person's trust account. F2 · balance_after: Reflects 1,820 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,108 previously reported stock units. The remaining 2,288 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. F3 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 23:04 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 5,962 | $106.71 | $636,205.02 |
DisclosureSEC source: 0000073124-18-000041 · wf-form4_151692146286623.xml · nonDerivative · entry 2 O'Grady Michael · CIK 0001527742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,418 F1 · balance_after: Includes 29,830 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 23:04 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 15,909 | $106.71 | $1,697,649.39 |
DisclosureSEC source: 0000073124-18-000041 · wf-form4_151692146286623.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,380 F1 · balance_after: Includes 29,830 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:15 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantEmployee Stock Option (right-to-buy) · Derivative | 40,649 | $0.00 Strike: $88.06 | $0.00 |
DisclosureSEC source: 0000073124-17-000105 · wf-form4_148789531993504.xml · derivative · entry 2 O'Grady Michael · CIK 0001527742 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,649 Underlying: Common Stock · 40,649 shares Expires 2027-02-21 F2 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/21/2018. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:15 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 8,943 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000105 · wf-form4_148789531993504.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,471 F1 · balance_after: Includes 29,830 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 11, 2017 Filed Feb 15, 2017 02:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 2,169 | $86.31 | $187,195.55 |
DisclosureSEC source: 0000073124-17-000059 · wf-form4_148712631344721.xml · nonDerivative · entry 2 O'Grady Michael · CIK 0001527742 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,528 F3 · balance_after: On February 11, 2017, 4,745 already reported stock units, granted on February 11, 2013, vested. Of this amount, 2,169 were withheld in payment of Federal, State and Medicare taxes and the remaining 2,576 were distributed to the reporting person as shares of common stock. F4 · balance_after: Includes 20,887 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 02:38 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 1,878 | $85.66 | $160,860.09 |
DisclosureSEC source: 0000073124-17-000059 · wf-form4_148712631344721.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,697 F1 · balance_after: On February 10, 2017, 4,109 already reported stock units, granted on February 10, 2014, vested. Of this amount, 1,878 were withheld in payment of Federal, State and Medicare taxes and the remaining 2,231 were distributed to the reporting person as shares of common stock. F2 · balance_after: Includes 25,632 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:42 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | Tax withholdingCommon Stock | 6,418 | $88.93 | $570,720.65 |
DisclosureSEC source: 0000073124-17-000035 · wf-form4_148479014995089.xml · nonDerivative · entry 2 O'Grady Michael · CIK 0001527742 · Director · President and President, C&IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,575 F1 · balance_after: Includes 29,741 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 01:42 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 17,519 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000035 · wf-form4_148479014995089.xml · nonDerivative · entry 1 O'Grady Michael · CIK 0001527742 · Director · President and President, C&IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,993 F1 · balance_after: Includes 29,741 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.