Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HOVNANIAN ENTERPRISES INCHOV · Entity 5200 | Chief Operating Officer | August 03, 2020 | August 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HOVNANIAN ENTERPRISES INC
Report date August 03, 2020 · Filed August 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 5,885 |
Reported balance
After 2020-08-03 transaction · row 1
1 source rowRow 1 · 2020-08-03 · Tax withholding · Disposed 674 · Balance 5,885 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2020 Filed Aug 5, 2020 16:22 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 674 | $24.65 | $16,614.10 |
DisclosureSEC source: 0001225208-20-010241 · doc4.xml · nonDerivative · entry 1 Smith Lucian T. · CIK 0001689250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,885 Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 20:49 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 53 | $20.94 | $1,109.82 |
DisclosureSEC source: 0001225208-20-009034 · doc4.xml · nonDerivative · entry 1 Smith Lucian T. · CIK 0001689250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,559 Read SEC document |
| January 10, 2020 Filed Jan 11, 2020 00:46 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 413 | $21.70 | $8,962.10 |
DisclosureSEC source: 0001225208-20-000726 · doc4.xml · nonDerivative · entry 1 Smith Lucian T. · CIK 0001689250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,612 Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:15 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantMarket Share Units (Performance) · Derivative | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015968 · doc4.xml · derivative · entry 1 Smith Lucian T. · CIK 0001689250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Underlying: Class A Common Stock · 800 shares Expires 2022-06-09 F1 · derivative.exercise_price: Converts to Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis F2 · date: The date of the transaction represents the date on which the financial performance criteria of previously granted Market Share Units were determined to have been satisfied F3 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments on the following vesting dates: January 1, 2020, June 9, 2020, June 9, 2021 and June 9, 2022 F4 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 20:37 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 712 | $5.45 | $3,880.40 |
DisclosureSEC source: 0001225208-19-010989 · doc4.xml · nonDerivative · entry 1 Smith Lucian T. · CIK 0001689250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,025 Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 20:50 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantMarket Share Units · Derivative | 10,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-009390 · doc4.xml · derivative · entry 2 Smith Lucian T. · CIK 0001689250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,200 Underlying: Class A Common Stock · 10,200 shares Expires 2024-06-14 F3 · derivative.exercise_price: Converts to Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis F4 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 14, 2021 F5 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 20:50 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $9.81 | $0.00 |
DisclosureSEC source: 0001225208-19-009390 · doc4.xml · derivative · entry 1 Smith Lucian T. · CIK 0001689250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Class A Common Stock · 30,000 shares Expires 2029-06-13 F2 · price: N/A F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on June 14, 2021 Read SEC document |
| June 13, 2019 Filed Jun 14, 2019 18:14 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 56 | $8.19 | $458.64 |
DisclosureSEC source: 0001225208-19-009254 · doc4.xml · nonDerivative · entry 2 Smith Lucian T. · CIK 0001689250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,737 Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 18:14 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 56 | $7.89 | $441.84 |
DisclosureSEC source: 0001225208-19-009254 · doc4.xml · nonDerivative · entry 1 Smith Lucian T. · CIK 0001689250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,793 F1 · balance_after: Adjusted for the Issuer's 1-for-25 reverse stock split with respect to the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), that occurred on March 29, 2019. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 22:36 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantClass A Common Stock | 39,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016820 · doc4.xml · nonDerivative · entry 1 Smith Lucian T. · CIK 0001689250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,221 F1 · date: The date of the transaction represents the date on which the financial performance criteria of a previously granted long-term incentive plan ("LTIP") award were determined to have been satisfied F2 · shares: Represents the number of shares determined to have been earned for the share portion of the LTIP. The share portion of the LTIP award vests as follows: (a) 23,230 shares vest on October 31, 2019, and (b) 16,390 shares vest on October 31, 2020. Read SEC document |
| August 03, 2018 Filed Aug 6, 2018 21:47 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 8,890 | $1.59 | $14,135.10 |
DisclosureSEC source: 0001225208-18-012338 · doc4.xml · nonDerivative · entry 1 Smith Lucian T. · CIK 0001689250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,601 Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 17:13 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 1,390 | $1.92 | $2,668.80 |
DisclosureSEC source: 0001225208-18-010703 · doc4.xml · nonDerivative · entry 1 Smith Lucian T. · CIK 0001689250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,491 Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 21:07 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 1,390 | $1.98 | $2,752.20 |
DisclosureSEC source: 0001225208-18-010691 · doc4.xml · nonDerivative · entry 2 Smith Lucian T. · CIK 0001689250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,881 Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 21:07 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 1,390 | $2.01 | $2,793.90 |
DisclosureSEC source: 0001225208-18-010691 · doc4.xml · nonDerivative · entry 1 Smith Lucian T. · CIK 0001689250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,271 Read SEC document |
| June 11, 2018 Filed Jun 12, 2018 21:22 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 7,615 | $2.01 | $15,306.15 |
DisclosureSEC source: 0001225208-18-010563 · doc4.xml · nonDerivative · entry 2 Smith Lucian T. · CIK 0001689250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,661 Read SEC document |
| June 10, 2018 Filed Jun 12, 2018 21:22 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionMarket Share Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010563 · doc4.xml · derivative · entry 4 Smith Lucian T. · CIK 0001689250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Class A Common Stock · 15,000 shares Expires 2021-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis F1 · kind: On June 10, 2018 15,000 Market Share Units vested and converted into 17,131 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 10, 2016 F5 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), over each relevant vesting period, in four equal annual installments beginning on June 10, 2018 Read SEC document |
| June 10, 2018 Filed Jun 12, 2018 21:22 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Exercise / conversionClass A Common Stock | 17,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010563 · doc4.xml · nonDerivative · entry 1 Smith Lucian T. · CIK 0001689250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On June 10, 2018 15,000 Market Share Units vested and converted into 17,131 shares of Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), pursuant to the terms of the award granted on June 10, 2016 Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 21:22 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantMarket Share Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010563 · doc4.xml · derivative · entry 3 Smith Lucian T. · CIK 0001689250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Class A Common Stock · 40,000 shares Expires 2023-06-08 F2 · derivative.exercise_price: Converts to Class A Common Stock on a one-for-one basis F3 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 8, 2020 F4 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 200% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 22:01 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 27,870 | $2.88 | $80,265.60 |
DisclosureSEC source: 0001225208-18-001046 · doc4.xml · nonDerivative · entry 1 Smith Lucian T. · CIK 0001689250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,145 Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 21:00 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 1,471 | $2.32 | $3,412.72 |
DisclosureSEC source: 0001225208-17-011359 · doc4.xml · nonDerivative · entry 2 Smith Lucian T. · CIK 0001689250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,015 Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 21:00 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 1,471 | $2.25 | $3,309.75 |
DisclosureSEC source: 0001225208-17-011359 · doc4.xml · nonDerivative · entry 1 Smith Lucian T. · CIK 0001689250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,486 Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 23:40 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | Tax withholdingClass A Common Stock | 1,471 | $2.24 | $3,295.04 |
DisclosureSEC source: 0001225208-17-011301 · doc4.xml · nonDerivative · entry 1 Smith Lucian T. · CIK 0001689250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,957 Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 23:40 UTC | HOVNANIAN ENTERPRISES INC HOV · Entity 5200 | GrantMarket Share Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-011301 · doc4.xml · derivative · entry 2 Smith Lucian T. · CIK 0001689250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Class A Common Stock · 40,000 shares Expires 2022-06-09 F1 · derivative.exercise_price: Converts to Class A Common Stock, par value $.01 per share, non-cumulative ("Class A Common Stock"), on a one-for-one basis F2 · derivative.exercise_date: The Market Share Units vest, if at all and to the extent of specified market performance of the Class A Common Stock over each relevant vesting period, in four equal installments beginning on June 9, 2019 F3 · derivative.underlying_shares: The number of shares of Class A Common Stock that would be received upon vesting of the Market Share Units, if any, may vary from 50% to 175% of the number shown depending on the market performance of the Class A Common Stock over each relevant vesting period Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.