person · Reporting owner
LOEWENBAUM G WALTER II
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3D SYSTEMS CORPDDD · Entity 5407 | Director | May 29, 2018 | May 30, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3D SYSTEMS CORP
Report date May 29, 2018 · Filed May 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,111,637 |
Reported balance
After 2018-05-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-05-29 · Purchase · Acquired 4,500 · Balance 1,111,637 F1: Includes 13,197 shares previously held through The GWL3D 2015 Annuity Trust U/A Dtd 05/18/2015 which were transferred to the Reporting Person's direct holdings on May 25, 2018. This did not change the Reporting Person's total beneficial ownership as of the transaction date. |
| Common StockSEC Table I · non-derivative | IndirectBy The Loewenbaum 1992 Trust | 376,441 |
Reported balance
Holding disclosure · report date 2018-05-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 376,441 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. F3: Mr. and Mrs. Loewenbaum serve as Trustees. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 216,185 |
Reported balance
Holding disclosure · report date 2018-05-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 216,185 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. F4: Includes 8,893 shares previously held through The LSL3D 2015 Annuity Trust U/A Dtd 5/18/2015 which were transferred to Lillian Shaw Loewenbaum, the Reporting Person's wife on May 25, 2018. This did not change the Reporting Person's total beneficial ownership as of the transaction date. |
| Common StockSEC Table I · non-derivative | IndirectBy The Lillian Shaw Loewenbaum Trust | 33,279 |
Reported balance
Holding disclosure · report date 2018-05-29 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 33,279 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. F3: Mr. and Mrs. Loewenbaum serve as Trustees. |
| Common StockSEC Table I · non-derivative | IndirectBy The Wally's Trust u/w/o Joel Simon Loewenbaum | 60,000 |
Reported balance
Holding disclosure · report date 2018-05-29 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 60,000 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. F5: Mr. Loewenbaum serves as Trustee. |
| Common StockSEC Table I · non-derivative | IndirectBy The Waterproof Partnership, L.P. | 55,565 |
Reported balance
Holding disclosure · report date 2018-05-29 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 55,565 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. F6: Mr. and Mrs. Loewenbaum are the general partners. |
| Common StockSEC Table I · non-derivative | IndirectBlanco Cattle & Ranch, LLC | 67,500 |
Reported balance
Holding disclosure · report date 2018-05-29 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 67,500 F7: The limited liability company is owned 100% by Mr. Loewenbaum. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 13,197 shares previously held through The GWL3D 2015 Annuity Trust U/A Dtd 05/18/2015 which were transferred to the Reporting Person's direct holdings on May 25, 2018. This did not change the Reporting Person's total beneficial ownership as of the transaction date.
F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein.
F3: Mr. and Mrs. Loewenbaum serve as Trustees.
F4: Includes 8,893 shares previously held through The LSL3D 2015 Annuity Trust U/A Dtd 5/18/2015 which were transferred to Lillian Shaw Loewenbaum, the Reporting Person's wife on May 25, 2018. This did not change the Reporting Person's total beneficial ownership as of the transaction date.
F5: Mr. Loewenbaum serves as Trustee.
F6: Mr. and Mrs. Loewenbaum are the general partners.
F7: The limited liability company is owned 100% by Mr. Loewenbaum.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LUMINEX CORP
Report date August 04, 2020 · Filed August 06, 2020
Section 16 reporting ended · disclosed 2020-08-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 450,441 |
Reported balance
After 2020-08-04 transaction · row 1
1 source rowRow 1 · 2020-08-04 · Sale · Disposed 50,000 · Balance 450,441 F1: This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1, adopted by the seller on May 27,2020 for shares acquired as founder's stock prior to the IPO on March 30, 2000. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.95 to $39.19 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 709,415 |
Reported balance
Holding disclosure · report date 2020-08-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 709,415 F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectPartnership | 96,614 |
Reported balance
Holding disclosure · report date 2020-08-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 96,614 F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectTrusts | 428,520 |
Reported balance
Holding disclosure · report date 2020-08-04 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 428,520 F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1, adopted by the seller on May 27,2020 for shares acquired as founder's stock prior to the IPO on March 30, 2000. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.95 to $39.19 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 04, 2020 Filed Aug 6, 2020 13:08 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 50,000 | $39.02 | $1,951,030.00 |
DisclosureSEC source: 0001033905-20-000119 · wf-form4_159673370741963.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,441 F1 · shares: This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1, adopted by the seller on May 27,2020 for shares acquired as founder's stock prior to the IPO on March 30, 2000. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.95 to $39.19 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 10:52 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 50,000 | $34.96 | $1,748,010.00 |
DisclosureSEC source: 0001033905-20-000098 · wf-form4_159499755992822.xml · nonDerivative · entry 2 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 709,415 F1 · shares: This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1, adopted by the seller on May 27,2020 for shares acquired as founder's stock prior to the IPO on March 30, 2000. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.95 to $35.12 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F5 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 10:52 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 50,000 | $35.90 | $1,794,915.00 |
DisclosureSEC source: 0001033905-20-000098 · wf-form4_159499755992822.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,441 F1 · shares: This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1, adopted by the seller on May 27,2020 for shares acquired as founder's stock prior to the IPO on March 30, 2000. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.85 to $36.01 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · balance_after: This total includes 252 dividend shares acquired on the July 9, 2020 dividend payable date. Read SEC document |
| July 06, 2020 Filed Jul 7, 2020 17:38 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 26,347 | $33.00 | $869,382.50 |
DisclosureSEC source: 0001033905-20-000087 · wf-form4_159415788649985.xml · nonDerivative · entry 2 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 759,415 F1 · shares: This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1, adopted by the seller on May 27,2020 for shares acquired as founder's stock prior to the IPO on March 30, 2000. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.85 to $33.66 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 02, 2020 Filed Jul 6, 2020 08:17 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 15,800 | $32.86 | $519,151.66 |
DisclosureSEC source: 0001033905-20-000085 · wf-form4_159403785311718.xml · nonDerivative · entry 3 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 785,762 F1 · shares: This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1, adopted by the seller on May 27,2020 for shares acquired as founder's stock prior to the IPO on March 30, 2000. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.85 to $32.90 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 08:17 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 7,853 | $32.88 | $258,243.55 |
DisclosureSEC source: 0001033905-20-000085 · wf-form4_159403785311718.xml · nonDerivative · entry 2 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 801,562 F1 · shares: This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1, adopted by the seller on May 27,2020 for shares acquired as founder's stock prior to the IPO on March 30, 2000. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.85 to $32.925 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 10:59 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 44,495 | $30.69 | $1,365,600.49 |
DisclosureSEC source: 0001033905-20-000075 · wf-form4_159136912724942.xml · nonDerivative · entry 3 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 809,415 F1 · shares: This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1, adopted by the seller on May 27,2020 for shares acquired as founder's stock prior to the IPO on March 30, 2000. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.32 to $31.075 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 11:38 UTC Amendment | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 44,495 | $30.69 | $1,365,600.49 |
DisclosureSEC source: 0001033905-20-000076 · wf-form4a_159137147110000.xml · nonDerivative · entry 3 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 809,415 F5 · date: Date changed from 06/05/2020 as reported on original Form 4, to 06/04/2020 per market transaction date. F5 · deemedExecutionDate: Date changed from 06/05/2020 as reported on original Form 4, to 06/04/2020 per market transaction date. F2 · shares: This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1, adopted by the seller on May 27,2020 for shares acquired as founder's stock prior to the IPO on March 30, 2000. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.32 to $31.075 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F4 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 10:59 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 55,505 | $31.02 | $1,721,798.40 |
DisclosureSEC source: 0001033905-20-000075 · wf-form4_159136912724942.xml · nonDerivative · entry 2 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 853,910 F1 · shares: This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1, adopted by the seller on May 27,2020 for shares acquired as founder's stock prior to the IPO on March 30, 2000. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.685 to $31.245 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 11:38 UTC Amendment | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 55,505 | $31.02 | $1,721,798.40 |
DisclosureSEC source: 0001033905-20-000076 · wf-form4a_159137147110000.xml · nonDerivative · entry 2 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 853,910 F1 · date: Date changed from 06/04/2020 as reported on original Form 4, to 06/03/2020 per market transaction date F1 · deemedExecutionDate: Date changed from 06/04/2020 as reported on original Form 4, to 06/03/2020 per market transaction date F2 · shares: This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1, adopted by the seller on May 27,2020 for shares acquired as founder's stock prior to the IPO on March 30, 2000. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.685 to $31.245 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F4 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 15:45 UTC | LUMINEX CORP LMNX · Entity 137318 | GrantCommon Stock | 6,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001033905-20-000065 · wf-form4_159112708925939.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,189 Read SEC document |
| May 22, 2020 Filed May 26, 2020 11:51 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 86,657 | $31.27 | $2,709,755.72 |
DisclosureSEC source: 0001033905-20-000059 · wf-form4_159050829162346.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,460 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.005 to $31.63 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F2 · balance_after: This total includes 310 dividend shares from the January 15, 2020 payable date, and 256 dividend shares form Arpil 09, 2020 payable date. Total also includes 45,000 shares transferred from Blanco Cattle LLC, a company solely owned by Mr. Loewenbaum, on November 25, 2019 per footnote 4. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 11:40 UTC | LUMINEX CORP LMNX · Entity 137318 | PurchaseCommon Stock | 2,955 | $19.80 | $58,509.00 |
DisclosureSEC source: 0001033905-19-000091 · wf-form4_157426798884371.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 584,551 Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 17:47 UTC | LUMINEX CORP LMNX · Entity 137318 | PurchaseCommon Stock | 2,045 | $19.79 | $40,468.71 |
DisclosureSEC source: 0001033905-19-000090 · wf-form4_157385801821843.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581,596 Read SEC document |
| November 08, 2019 Filed Nov 8, 2019 17:33 UTC | LUMINEX CORP LMNX · Entity 137318 | PurchaseCommon Stock | 36,657 | $18.14 | $664,840.68 |
DisclosureSEC source: 0001033905-19-000088 · wf-form4_157325241286270.xml · nonDerivative · entry 2 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,551 Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 17:33 UTC | LUMINEX CORP LMNX · Entity 137318 | PurchaseCommon Stock | 45,000 | $17.88 | $804,591.00 |
DisclosureSEC source: 0001033905-19-000088 · wf-form4_157325241286270.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,894 F1 · balance_after: This total includes 235 dividend shares from the July 11, 2019 payable date, and 354 dividend shares from the October 17, 2019 payable date. Read SEC document |
| May 24, 2019 Filed May 28, 2019 15:46 UTC | LUMINEX CORP LMNX · Entity 137318 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001033905-19-000054 · wf-form4_155907275369383.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,305 F1 · price: This transaction represents a gift/charitable donation effective May 25, 2019. This is not a market transaction, thus no price has been reported. No value was received for the gifted shares. Read SEC document |
| May 17, 2019 Filed May 20, 2019 16:04 UTC | LUMINEX CORP LMNX · Entity 137318 | GrantCommon Stock | 15,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001033905-19-000047 · wf-form4_155838266791857.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,305 F1 · balance_after: This total includes 606 dividend shares acquired as follows: 124 shares on 07/13/18, 147 shares on 10/12/18, 162 shares on 01/10/19, and 173 shares on 04/11/19. Read SEC document |
| June 22, 2018 Filed Jun 25, 2018 12:26 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 40,797 | $31.03 | $1,266,045.14 |
DisclosureSEC source: 0001033905-18-000077 · wf-form4_152994399240176.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,151 F1 · shares: This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1 previously adopted by the seller. The representation regarding the seller's knowledge of material adverse non-public information speaks to the aforementioned trading plan adopted. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.90 to $31.14 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| June 20, 2018 Filed Jun 21, 2018 21:03 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 3,203 | $30.91 | $98,993.20 |
DisclosureSEC source: 0001033905-18-000076 · wf-form4_152962938525151.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,948 F1 · shares: This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1 previously adopted by the seller. The representation regarding the seller's knowledge of material adverse non-public information speaks to the aforementioned trading plan adopted. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.90 to $30.94 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| May 29, 2018 Filed May 30, 2018 20:16 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | PurchaseCommon Stock | 4,500 | $12.06 | $54,270.00 |
DisclosureSEC source: 0001209191-18-034114 · doc4.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,111,637 F1 · balance_after: Includes 13,197 shares previously held through The GWL3D 2015 Annuity Trust U/A Dtd 05/18/2015 which were transferred to the Reporting Person's direct holdings on May 25, 2018. This did not change the Reporting Person's total beneficial ownership as of the transaction date. Read SEC document |
| May 25, 2018 Filed May 29, 2018 10:25 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 29,994 | $27.34 | $820,173.93 |
DisclosureSEC source: 0001033905-18-000062 · wf-form4_152760390237258.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,536 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.04 to $27.67 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| May 17, 2018 Filed Jun 1, 2018 18:25 UTC | LUMINEX CORP LMNX · Entity 137318 | GrantCommon Stock | 12,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001033905-18-000070 · wf-form4_152789185636363.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,151 Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:26 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | GrantCommon Stock | 7,758 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-030500 · doc4.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,093,940 F1 · price: A total of 7,758 shares were awarded to the Reporting Person. Of those shares, 3,000 shares were awarded to the Reporting Person pursuant to the 2004 Restricted Stock Plan for Non-Employee Directors, and the Reporting Person purchased these shares at par value, or $0.001 per share; and 4,758 shares were awarded to the Reporting Person pursuant to the Issuer's 2015 Incentive Plan and had no purchase price. Read SEC document |
| May 11, 2018 Filed May 14, 2018 16:38 UTC | LUMINEX CORP LMNX · Entity 137318 | GiftCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001033905-18-000048 · wf-form4_152633030017764.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,530 F1 · balance_after: This total includes 160 dividend reinvestment shares on deferred vested RSUs for the January 12 dividend payable date, and 153 dividend reinvestment shares on deferred vested RSUs for the April 13 dividend payable date. Read SEC document |
| May 07, 2018 Filed May 9, 2018 20:12 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | PurchaseCommon Stock | 16,475 | $10.12 | $166,727.00 |
DisclosureSEC source: 0001209191-18-028849 · doc4.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,086,182 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.11 to $10.12, inclusive. The reporting person undertakes to provide to 3D Systems Corporation, any security holder of 3D Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 of this Form 4. Read SEC document |
| December 18, 2017 Filed Dec 21, 2017 11:04 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 10,503 | $20.61 | $216,452.13 |
DisclosureSEC source: 0001033905-17-000111 · wf-form4_151387226715888.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,217 F1 · shares: This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1 adopted by the seller on November 21, 2017. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.42 to $20.79 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 14:09 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 18,302 | $20.49 | $375,059.23 |
DisclosureSEC source: 0001033905-17-000110 · wf-form4_151362415712240.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 574,720 F1 · shares: This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1 adopted by the seller on November 21, 2017. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.35 to $20.58 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 14:50 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 16,516 | $20.49 | $338,361.64 |
DisclosureSEC source: 0001033905-17-000109 · wf-form4_151336743613962.xml · nonDerivative · entry 2 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593,022 F1 · shares: This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1 adopted by the seller on November 21, 2017. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.35 to $20.66 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 14:50 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 15,223 | $20.49 | $311,961.89 |
DisclosureSEC source: 0001033905-17-000109 · wf-form4_151336743613962.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,538 F1 · shares: This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1 adopted by the seller on November 21, 2017. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.15 to $20.58 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 15:27 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 26,975 | $20.43 | $551,188.27 |
DisclosureSEC source: 0001033905-17-000108 · wf-form4_151319682848479.xml · nonDerivative · entry 2 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,761 F1 · shares: This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1 adopted by the seller on November 21, 2017. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.13 to $20.59 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 15:27 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 12,481 | $20.33 | $253,796.14 |
DisclosureSEC source: 0001033905-17-000108 · wf-form4_151319682848479.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 651,736 F1 · shares: This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1 adopted by the seller on November 21, 2017. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.26 to $20.58 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 21:23 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | PurchaseCommon Stock | 1,000 | $9.33 | $9,330.00 |
DisclosureSEC source: 0001209191-17-064423 · doc4.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,069,707 Read SEC document |
| December 05, 2017 Filed Dec 6, 2017 21:30 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | PurchaseCommon Stock | 15,000 | $9.37 | $140,550.00 |
DisclosureSEC source: 0001209191-17-064188 · doc4.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,068,707 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.26 to $9.42, inclusive. The reporting person undertakes to provide to 3D Systems Corporation, any security holder of 3D Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 of this Form 4. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 21:25 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | PurchaseCommon Stock | 40,500 | $8.94 | $362,070.00 |
DisclosureSEC source: 0001209191-17-063920 · doc4.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,053,707 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.85 to $9.19, inclusive. The reporting person undertakes to provide to 3D Systems Corporation, any security holder of 3D Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 of this Form 4. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:12 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | PurchaseCommon Stock | 6,430 | $8.81 | $56,648.30 |
DisclosureSEC source: 0001209191-17-063519 · doc4.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,207 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.65 to $8.95, inclusive. The reporting person undertakes to provide to 3D Systems Corporation, any security holder of 3D Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 of this Form 4. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 12:40 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 50,000 | $21.79 | $1,089,610.00 |
DisclosureSEC source: 0001033905-17-000106 · wf-form4_151094040653664.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 664,217 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.68 to $21.84 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F2 · balance_after: This total includes 160 dividend reinvestment shares on deferred vested RSUs for the July 14 dividend payable date, and 161 dividend reinvestment shares on deferred vested RSUs for the October 13 dividend payable date. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 20:08 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | GiftCommon Stock | 5,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049602 · doc4.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Anna Willis Loewenbaum 1993 Trust Disclosed balance after: 0 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. F2 · ownership.nature: Mr. and Mrs. Loewenbaum serve as Trustees. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:29 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049210 · doc4.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,006,777 F1 · balance_after: Includes 27,671 shares previously held through George Walter Loewenbaum TTEE the GWL3D 2015 Annuity Trust U/A Dtd 05/18/2015 which were transferred to the Reporting Person's direct holdings on June 1, 2017. This transfer did not change the Reporting Person's total beneficial ownership as of the transaction date. Read SEC document |
| August 15, 2017 Filed Aug 18, 2017 20:08 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | GiftCommon Stock | 5,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049602 · doc4.xml · nonDerivative · entry 2 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Elizabeth Scott Loewenbaum 1993 Trust Disclosed balance after: 0 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. F2 · ownership.nature: Mr. and Mrs. Loewenbaum serve as Trustees. Read SEC document |
| May 30, 2017 Filed May 31, 2017 20:18 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | SaleCommon Stock | 25,000 | $21.50 | $537,500.00 |
DisclosureSEC source: 0001209191-17-036421 · doc4.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 982,106 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.49 to $21.56, inclusive. The reporting person undertakes to provide to 3D Systems Corporation, any security holder of 3D Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 of this Form 4. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 13:54 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 25,000 | $20.07 | $501,780.00 |
DisclosureSEC source: 0001033905-17-000071 · wf-form4_149633965021248.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,896 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.05 to $20.27 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| May 23, 2017 Filed May 25, 2017 20:35 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | SaleCommon Stock | 25,000 | $22.29 | $557,250.00 |
DisclosureSEC source: 0001209191-17-035415 · doc4.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,007,106 Read SEC document |
| May 23, 2017 Filed May 25, 2017 12:09 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 25,000 | $20.23 | $505,750.00 |
DisclosureSEC source: 0001033905-17-000067 · wf-form4_149572853072393.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,896 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.21 to $20.27 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| May 19, 2017 Filed May 19, 2017 20:22 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | SaleCommon Stock | 10,296 | $21.66 | $223,011.36 |
DisclosureSEC source: 0001209191-17-033935 · doc4.xml · nonDerivative · entry 2 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,032,106 Read SEC document |
| May 18, 2017 Filed May 19, 2017 20:22 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | SaleCommon Stock | 14,704 | $22.50 | $330,840.00 |
DisclosureSEC source: 0001209191-17-033935 · doc4.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,042,402 Read SEC document |
| May 18, 2017 Filed May 22, 2017 15:09 UTC | LUMINEX CORP LMNX · Entity 137318 | GrantCommon Stock | 10,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001033905-17-000057 · wf-form4_149548016814567.xml · nonDerivative · entry 3 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,896 Read SEC document |
| May 18, 2017 Filed May 22, 2017 15:09 UTC | LUMINEX CORP LMNX · Entity 137318 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001033905-17-000057 · wf-form4_149548016814567.xml · nonDerivative · entry 2 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753,753 Read SEC document |
| May 18, 2017 Filed May 22, 2017 15:09 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 25,000 | $20.80 | $520,000.00 |
DisclosureSEC source: 0001033905-17-000057 · wf-form4_149548016814567.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,753 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.78 to $20.81 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F2 · balance_after: This total includes a distribution from an annuity trust of 22,366 shares into Mr. Loewenbaum's direct ownership in February 2017, and 147 dividend reinvestment shares on deferred vested RSUs for the April 14 dividend payable date. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:26 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033079 · doc4.xml · nonDerivative · entry 2 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,057,106 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.