person · Reporting owner
LOEWENBAUM G WALTER II
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3D SYSTEMS CORPDDD · Entity 5407 | Director | May 29, 2018 | May 30, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3D SYSTEMS CORP
Report date May 29, 2018 · Filed May 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,111,637 |
Reported balance
After 2018-05-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-05-29 · Purchase · Acquired 4,500 · Balance 1,111,637 F1: Includes 13,197 shares previously held through The GWL3D 2015 Annuity Trust U/A Dtd 05/18/2015 which were transferred to the Reporting Person's direct holdings on May 25, 2018. This did not change the Reporting Person's total beneficial ownership as of the transaction date. |
| Common StockSEC Table I · non-derivative | IndirectBy The Loewenbaum 1992 Trust | 376,441 |
Reported balance
Holding disclosure · report date 2018-05-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 376,441 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. F3: Mr. and Mrs. Loewenbaum serve as Trustees. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 216,185 |
Reported balance
Holding disclosure · report date 2018-05-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 216,185 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. F4: Includes 8,893 shares previously held through The LSL3D 2015 Annuity Trust U/A Dtd 5/18/2015 which were transferred to Lillian Shaw Loewenbaum, the Reporting Person's wife on May 25, 2018. This did not change the Reporting Person's total beneficial ownership as of the transaction date. |
| Common StockSEC Table I · non-derivative | IndirectBy The Lillian Shaw Loewenbaum Trust | 33,279 |
Reported balance
Holding disclosure · report date 2018-05-29 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 33,279 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. F3: Mr. and Mrs. Loewenbaum serve as Trustees. |
| Common StockSEC Table I · non-derivative | IndirectBy The Wally's Trust u/w/o Joel Simon Loewenbaum | 60,000 |
Reported balance
Holding disclosure · report date 2018-05-29 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 60,000 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. F5: Mr. Loewenbaum serves as Trustee. |
| Common StockSEC Table I · non-derivative | IndirectBy The Waterproof Partnership, L.P. | 55,565 |
Reported balance
Holding disclosure · report date 2018-05-29 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 55,565 F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. F6: Mr. and Mrs. Loewenbaum are the general partners. |
| Common StockSEC Table I · non-derivative | IndirectBlanco Cattle & Ranch, LLC | 67,500 |
Reported balance
Holding disclosure · report date 2018-05-29 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 67,500 F7: The limited liability company is owned 100% by Mr. Loewenbaum. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 13,197 shares previously held through The GWL3D 2015 Annuity Trust U/A Dtd 05/18/2015 which were transferred to the Reporting Person's direct holdings on May 25, 2018. This did not change the Reporting Person's total beneficial ownership as of the transaction date.
F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein.
F3: Mr. and Mrs. Loewenbaum serve as Trustees.
F4: Includes 8,893 shares previously held through The LSL3D 2015 Annuity Trust U/A Dtd 5/18/2015 which were transferred to Lillian Shaw Loewenbaum, the Reporting Person's wife on May 25, 2018. This did not change the Reporting Person's total beneficial ownership as of the transaction date.
F5: Mr. Loewenbaum serves as Trustee.
F6: Mr. and Mrs. Loewenbaum are the general partners.
F7: The limited liability company is owned 100% by Mr. Loewenbaum.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LUMINEX CORP
Report date August 04, 2020 · Filed August 06, 2020
Section 16 reporting ended · disclosed 2020-08-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 450,441 |
Reported balance
After 2020-08-04 transaction · row 1
1 source rowRow 1 · 2020-08-04 · Sale · Disposed 50,000 · Balance 450,441 F1: This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1, adopted by the seller on May 27,2020 for shares acquired as founder's stock prior to the IPO on March 30, 2000. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.95 to $39.19 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 709,415 |
Reported balance
Holding disclosure · report date 2020-08-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 709,415 F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectPartnership | 96,614 |
Reported balance
Holding disclosure · report date 2020-08-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 96,614 F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectTrusts | 428,520 |
Reported balance
Holding disclosure · report date 2020-08-04 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 428,520 F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1, adopted by the seller on May 27,2020 for shares acquired as founder's stock prior to the IPO on March 30, 2000. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.95 to $39.19 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2017 Filed May 17, 2017 20:26 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | GrantCommon Stock | 4,290 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-033079 · doc4.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,067,106 F1 · price: A total of 4,290 shares were awarded to the Reporting Person. Of those shares, 3,000 shares were awarded to the Reporting Person pursuant to the 2004 Restricted Stock Plan for Non-Employee Directors, and the Reporting Person purchased these shares at par value, or $0.001 per share; and 1,290 shares were awarded to the Reporting Person pursuant to the Issuer's 2015 Incentive Plan. Read SEC document |
| March 02, 2017 Filed Mar 2, 2017 21:20 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | GiftCommon Stock | 239,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016565 · doc4.xml · nonDerivative · entry 2 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Anna Loewenbaum Hargrove 2010 Trust Disclosed balance after: 0 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. F2 · ownership.nature: Mr. Loewenbaum serves as Trustee. Read SEC document |
| March 02, 2017 Filed Mar 2, 2017 21:20 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | GiftCommon Stock | 258,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016565 · doc4.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Elizabeth Scott Loewenbaum 2010 Trust Disclosed balance after: 0 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. F2 · ownership.nature: Mr. Loewenbaum serves as Trustee. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 11:21 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 20,000 | $19.75 | $395,002.00 |
DisclosureSEC source: 0001033905-17-000014 · wf-form4_148579324698646.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 757,162 F2 · price: 2.The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $19.61 to $20.03 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range of all of the reported shares for purposes of Section 16 or for any other purpose. F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 15:24 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 20,000 | $19.82 | $396,408.00 |
DisclosureSEC source: 0001033905-17-000013 · wf-form4_148520303801732.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 777,162 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $19.53 to $20.20 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range of all of the reported shares for purposes of Section 16 or for any other purpose. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 12:52 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 20,000 | $20.43 | $408,532.00 |
DisclosureSEC source: 0001033905-17-000011 · wf-form4_148432992554423.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 797,162 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.12 to $21.03 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range of all of the reported shares for purposes of Section 16 or for any other purpose. F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 05, 2017 Filed Jan 9, 2017 11:18 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 20,000 | $20.32 | $406,392.00 |
DisclosureSEC source: 0001033905-17-000009 · wf-form4_148397872652948.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 817,162 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.22 to $20.56 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range of all of the reported shares for purposes of Section 16 or for any other purpose. F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 29, 2016 Filed Jan 3, 2017 14:54 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 20,000 | $20.27 | $405,458.00 |
DisclosureSEC source: 0001033905-17-000002 · wf-form4_148347323565296.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 837,162 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.15 to $20.46 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range of all of the reported shares for purposes of Section 16 or for any other purpose. F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 29, 2016 Filed Dec 14, 2016 21:23 UTC | 3D SYSTEMS CORP DDD · Entity 5407 | OtherCommon Stock | 144,530 | $14.17 | $2,047,990.10 |
DisclosureSEC source: 0001209191-16-155163 · doc4.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 176,944 F1 · kind: On November 29, 2016, for estate planning purposes the Reporting Person's spouse exchanged 144,530 shares of the Issuer's common stock to an independent trust for the benefit of her descendants for a number of shares of another issuer with an equal market value determined based on the opening price of both issuers' common stock on the day of the share exchange. No cash was exchanged in connection with the transaction. F1 · price: On November 29, 2016, for estate planning purposes the Reporting Person's spouse exchanged 144,530 shares of the Issuer's common stock to an independent trust for the benefit of her descendants for a number of shares of another issuer with an equal market value determined based on the opening price of both issuers' common stock on the day of the share exchange. No cash was exchanged in connection with the transaction. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. F3 · ownership.nature: Includes 44,967 shares previously held through Lillian Shaw Loewenbaum TTEE the LSLDDD 2014 Annuity Trust U/A Dtd 4/14/2014 and 27,495 shares previously held through Lillian Shaw Loewenbaum TTEE The LSL3D 2015 Annuity Trust U/A Dtd 5/18/2015, all of which were transferred to the Reporting Person's spouse on May 26, 2016. It also includes 38,297 shares previously held through Lillian Shaw Loewenbaum TTEE the LSL3DS 2014 Annuity Trust U/A Dtd 11/13/2014 which were transferred to the Reporting Person's spouse on June 15, 2016. These transfers did not change the Reporting Person's total beneficial ownership as of the transaction date. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 16:13 UTC | LUMINEX CORP LMNX · Entity 137318 | GiftCommon Stock | 45,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001033905-16-000202 · wf-form4_148054042082721.xml · nonDerivative · entry 2 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704,040 Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 16:13 UTC | LUMINEX CORP LMNX · Entity 137318 | SaleCommon Stock | 50,000 | $20.57 | $1,028,500.00 |
DisclosureSEC source: 0001033905-16-000202 · wf-form4_148054042082721.xml · nonDerivative · entry 1 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,414 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.32 to $20.85 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1 to this Form 4. Read SEC document |
| August 10, 2016 Filed Nov 30, 2016 16:13 UTC | LUMINEX CORP LMNX · Entity 137318 | GiftCommon Stock | 15,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001033905-16-000202 · wf-form4_148054042082721.xml · nonDerivative · entry 3 LOEWENBAUM G WALTER II · CIK 0001105966 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 688,606 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.