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person · Reporting owner

D ORAZIO JOHN S

Disclosed activity across 1 company

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147245
SEC CIK
0001238841

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

RGC RESOURCES INC

Report date August 07, 2020 · Filed August 13, 2020

Section 16 reporting ended · disclosed 2020-08-13. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2020 Filed Mar 5, 2020 17:33 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 4,992 $0.00 Strike: $16.37 $0.00
Disclosure

SEC source: 0001238841-20-000004 · primary_doc.xml · derivative · entry 9

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,992 shares

Expires 2026-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 17:33 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 1,115 $28.65 $31,944.75
Disclosure

SEC source: 0001238841-20-000004 · primary_doc.xml · nonDerivative · entry 8

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,233.528

Read SEC document
March 04, 2020 Filed Mar 5, 2020 17:33 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 1,115 $16.37 $18,249.21
Disclosure

SEC source: 0001238841-20-000004 · primary_doc.xml · nonDerivative · entry 7

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,348.528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/08/2016.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 17:33 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 3,387 $28.74 $97,342.38
Disclosure

SEC source: 0001238841-20-000004 · primary_doc.xml · nonDerivative · entry 6

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,233.528

Read SEC document
March 04, 2020 Filed Mar 5, 2020 17:33 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 3,387 $16.37 $55,435.03
Disclosure

SEC source: 0001238841-20-000004 · primary_doc.xml · nonDerivative · entry 5

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,620.528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/08/2016.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 17:33 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 396 $28.69 $11,361.24
Disclosure

SEC source: 0001238841-20-000004 · primary_doc.xml · nonDerivative · entry 4

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,233.528

Read SEC document
March 04, 2020 Filed Mar 5, 2020 17:33 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 396 $16.37 $6,481.33
Disclosure

SEC source: 0001238841-20-000004 · primary_doc.xml · nonDerivative · entry 3

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,629.528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/08/2016.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 17:33 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 94 $28.70 $2,697.80
Disclosure

SEC source: 0001238841-20-000004 · primary_doc.xml · nonDerivative · entry 2

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,233.528

Read SEC document
March 04, 2020 Filed Mar 5, 2020 17:33 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 94 $16.37 $1,538.50
Disclosure

SEC source: 0001238841-20-000004 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,327.528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/08/2016.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 4,758 $0.00 Strike: $16.37 $0.00
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · derivative · entry 32

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,992

Underlying: Common Stock · 4,758 shares

Expires 2026-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 2,596 $0.00 Strike: $14.15 $0.00
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · derivative · entry 31

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,596 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 1,770 $30.01 $53,117.70
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 30

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,233.528

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 1,770 $16.37 $28,969.59
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 29

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,003.528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of options granted 12/08/2016.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 200 $30.64 $6,128.00
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 28

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,233.528

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 200 $16.37 $3,273.40
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 27

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,433.528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of options granted 12/08/2016.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 100 $30.63 $3,063.00
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 26

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,233.528

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 100 $16.37 $1,636.70
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 25

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,333.528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of options granted 12/08/2016.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 200 $30.41 $6,082.00
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 24

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,233.528

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 200 $16.37 $3,273.40
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 23

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,433.528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of options granted 12/08/2016.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 200 $30.60 $6,120.00
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 22

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,233.528

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 200 $16.37 $3,273.40
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 21

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,433.528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of options granted 12/08/2016.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 400 $30.61 $12,244.00
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 20

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,233.528

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 400 $16.37 $6,546.80
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 19

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,633.528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of options granted 12/08/2016.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 300 $30.71 $9,213.00
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 18

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,233.528

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 300 $16.37 $4,910.10
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 17

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,533.528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of options granted 12/08/2016.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 100 $31.12 $3,112.00
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 16

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,233.528

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 100 $16.37 $1,636.70
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 15

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,333.528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of options granted 12/08/2016.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 110 $31.14 $3,425.40
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 14

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,233.528

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 110 $16.37 $1,800.37
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 13

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,343.528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of options granted 12/08/2016.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 200 $31.15 $6,230.00
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 12

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,233.528

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 200 $16.37 $3,273.40
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 11

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,433.528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of options granted 12/08/2016.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 521 $31.16 $16,234.36
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 10

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,233.528

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 521 $16.37 $8,527.21
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 9

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,754.528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of options granted 12/08/2016.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 510 $31.25 $15,937.50
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 8

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,233.528

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 510 $16.37 $8,347.17
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 7

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,743.528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of options granted 12/08/2016.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 147 $31.26 $4,595.22
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 6

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,233.528

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 147 $16.37 $2,405.95
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 5

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,380.528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of options granted 12/08/2016.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 242 $31.26 $7,564.92
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 4

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,233.528

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 242 $14.15 $3,423.57
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 3

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,475.528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/03/2015.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 2,354 $28.00 $65,912.00
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 2

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,233.528

Read SEC document
March 02, 2020 Filed Mar 3, 2020 22:26 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 2,354 $14.15 $33,302.04
Disclosure

SEC source: 0001238841-20-000003 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Retired President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,587.528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/03/2015.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 17:48 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 2,646 $0.00 Strike: $14.15 $0.00
Disclosure

SEC source: 0001238841-20-000002 · primary_doc.xml · derivative · entry 3

D ORAZIO JOHN S · CIK 0001238841 · Retired President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,596

Underlying: Common Stock · 2,646 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 17:48 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 2,646 $28.00 $74,088.00
Disclosure

SEC source: 0001238841-20-000002 · primary_doc.xml · nonDerivative · entry 2

D ORAZIO JOHN S · CIK 0001238841 · Retired President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,233.528

Read SEC document
February 27, 2020 Filed Feb 28, 2020 17:48 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 2,646 $14.15 $37,432.96
Disclosure

SEC source: 0001238841-20-000002 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Retired President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,879.528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/03/2015.

F2 · balance_after: Includes 106.021 shares purchased 02/03/2020 through dividends reinvested.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 20:45 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 7,088 $28.57 $202,504.16
Disclosure

SEC source: 0001238841-20-000001 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,127.507

F1 · kind: Shares issued on 01/02/2020 to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three-year period with 2,362.667 shares vesting on 01/02/2020, 2,362.667 shares vesting on 01/04/2021, and 2,362.666 shares vesting on 01/03/2022.

F2 · balance_after: Total includes 6,779.391 shares of unvested restricted stock from current and prior grants.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 21:14 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 3,008 $0.00 Strike: $14.15 $0.00
Disclosure

SEC source: 0001238841-19-000009 · primary_doc.xml · derivative · entry 13

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,242

Underlying: Common Stock · 3,008 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 21:14 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 92 $0.00 Strike: $14.40 $0.00
Disclosure

SEC source: 0001238841-19-000009 · primary_doc.xml · derivative · entry 12

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 92 shares

Expires 2024-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 21:14 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 600 $29.10 $17,460.00
Disclosure

SEC source: 0001238841-19-000009 · primary_doc.xml · nonDerivative · entry 10

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,039.507

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December 06, 2019 Filed Dec 9, 2019 21:14 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 600 $14.15 $8,488.20
Disclosure

SEC source: 0001238841-19-000009 · primary_doc.xml · nonDerivative · entry 9

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,639.507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of options granted 12/03/2015.

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December 06, 2019 Filed Dec 9, 2019 21:14 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 100 $28.97 $2,897.00
Disclosure

SEC source: 0001238841-19-000009 · primary_doc.xml · nonDerivative · entry 8

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,039.507

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.