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person · Reporting owner

D ORAZIO JOHN S

Disclosed activity across 1 company

Tapewire entity
147245
SEC CIK
0001238841

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

RGC RESOURCES INC

Report date August 07, 2020 · Filed August 13, 2020

Section 16 reporting ended · disclosed 2020-08-13. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 06, 2019 Filed Dec 9, 2019 21:14 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 100 $14.15 $1,414.70
Disclosure

SEC source: 0001238841-19-000009 · primary_doc.xml · nonDerivative · entry 7

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,139.507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of options granted 12/03/2015.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 21:14 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 2,308 $28.75 $66,355.00
Disclosure

SEC source: 0001238841-19-000009 · primary_doc.xml · nonDerivative · entry 6

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,039.507

Read SEC document
December 06, 2019 Filed Dec 9, 2019 21:14 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 2,308 $14.15 $32,651.28
Disclosure

SEC source: 0001238841-19-000009 · primary_doc.xml · nonDerivative · entry 5

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,347.507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of options granted 12/03/2015.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 21:14 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 92 $28.75 $2,645.00
Disclosure

SEC source: 0001238841-19-000009 · primary_doc.xml · nonDerivative · entry 4

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,039.507

Read SEC document
December 06, 2019 Filed Dec 9, 2019 21:14 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 92 $14.40 $1,324.80
Disclosure

SEC source: 0001238841-19-000009 · primary_doc.xml · nonDerivative · entry 3

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,131.507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/04/2014.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 21:14 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 900 $0.00 Strike: $14.40 $0.00
Disclosure

SEC source: 0001238841-19-000009 · primary_doc.xml · derivative · entry 11

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92

Underlying: Common Stock · 900 shares

Expires 2024-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 21:14 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 900 $28.75 $25,875.00
Disclosure

SEC source: 0001238841-19-000009 · primary_doc.xml · nonDerivative · entry 2

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,039.507

Read SEC document
December 05, 2019 Filed Dec 9, 2019 21:14 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 900 $14.40 $12,960.00
Disclosure

SEC source: 0001238841-19-000009 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,939.507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/04/2014.

F2 · balance_after: Includes 187.825 shares purchased 11/01/2019 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 55.161 restricted shares purchased 11/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
August 01, 2019 Filed Nov 1, 2019 20:27 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 57.673 $28.28 $1,630.99
Disclosure

SEC source: 0001238841-19-000008 · primary_doc.xml · nonDerivative · entry 2

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,796.521

F2 · kind: Restricted shares purchased 08/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
August 01, 2019 Filed Nov 1, 2019 20:27 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 196.376 $28.28 $5,553.51
Disclosure

SEC source: 0001238841-19-000008 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,738.848

F1 · kind: Shares purchased 08/01/2019 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 17:26 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 6,508 $0.00 Strike: $14.40 $0.00
Disclosure

SEC source: 0001238841-19-000007 · primary_doc.xml · derivative · entry 6

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 992

Underlying: Common Stock · 6,508 shares

Expires 2024-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 17:26 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 492 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001238841-19-000007 · primary_doc.xml · derivative · entry 5

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 492 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 17:26 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 6,508 $27.50 $178,970.00
Disclosure

SEC source: 0001238841-19-000007 · primary_doc.xml · nonDerivative · entry 4

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,542.472

Read SEC document
June 20, 2019 Filed Jun 21, 2019 17:26 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 6,508 $14.40 $93,715.20
Disclosure

SEC source: 0001238841-19-000007 · primary_doc.xml · nonDerivative · entry 3

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,050.472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of options granted 12/04/2014.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 17:26 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 492 $27.50 $13,530.00
Disclosure

SEC source: 0001238841-19-000007 · primary_doc.xml · nonDerivative · entry 2

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,542.472

Read SEC document
June 20, 2019 Filed Jun 21, 2019 17:26 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 492 $12.63 $6,215.44
Disclosure

SEC source: 0001238841-19-000007 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,034.472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/06/2013.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 19:25 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 3,000 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001238841-19-000006 · primary_doc.xml · derivative · entry 3

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492

Underlying: Common Stock · 3,000 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 19:25 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 3,000 $27.25 $81,750.00
Disclosure

SEC source: 0001238841-19-000006 · primary_doc.xml · nonDerivative · entry 2

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,542.472

Read SEC document
June 19, 2019 Filed Jun 20, 2019 19:25 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 3,000 $12.63 $37,899.00
Disclosure

SEC source: 0001238841-19-000006 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,542.472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/06/2013.

F2 · balance_after: Includes 206.565 shares purchased 05/01/2019 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 60.666 restricted shares purchased 05/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 18:42 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 1,713 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001238841-19-000005 · primary_doc.xml · derivative · entry 3

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,492

Underlying: Common Stock · 1,713 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 18:42 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 1,713 $28.00 $47,964.00
Disclosure

SEC source: 0001238841-19-000005 · primary_doc.xml · nonDerivative · entry 2

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,275.241

Read SEC document
February 28, 2019 Filed Mar 4, 2019 18:42 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 1,713 $12.63 $21,640.33
Disclosure

SEC source: 0001238841-19-000005 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,988.241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/06/2013.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 15:41 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 215 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001238841-19-000004 · primary_doc.xml · derivative · entry 6

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,205

Underlying: Common Stock · 215 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 15:41 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 215 $28.00 $6,020.00
Disclosure

SEC source: 0001238841-19-000004 · primary_doc.xml · nonDerivative · entry 4

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,275.241

Read SEC document
February 14, 2019 Filed Feb 19, 2019 15:41 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 215 $12.63 $2,716.10
Disclosure

SEC source: 0001238841-19-000004 · primary_doc.xml · nonDerivative · entry 3

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,490.241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/06/2013.

Read SEC document
February 13, 2019 Filed Feb 19, 2019 15:41 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 72 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001238841-19-000004 · primary_doc.xml · derivative · entry 5

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,420

Underlying: Common Stock · 72 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2019 Filed Feb 19, 2019 15:41 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 72 $28.00 $2,016.00
Disclosure

SEC source: 0001238841-19-000004 · primary_doc.xml · nonDerivative · entry 2

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,275.241

Read SEC document
February 13, 2019 Filed Feb 19, 2019 15:41 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 72 $12.63 $909.58
Disclosure

SEC source: 0001238841-19-000004 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,347.241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/06/2013.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 19:37 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 2,008 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001238841-19-000003 · primary_doc.xml · derivative · entry 6

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,492

Underlying: Common Stock · 2,008 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 19:37 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 2,892 $0.00 Strike: $12.67 $0.00
Disclosure

SEC source: 0001238841-19-000003 · primary_doc.xml · derivative · entry 5

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,892 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 19:37 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 2,008 $28.00 $56,224.00
Disclosure

SEC source: 0001238841-19-000003 · primary_doc.xml · nonDerivative · entry 4

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,275.241

Read SEC document
February 12, 2019 Filed Feb 14, 2019 19:37 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 2,008 $12.63 $25,367.06
Disclosure

SEC source: 0001238841-19-000003 · primary_doc.xml · nonDerivative · entry 3

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,283.241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of options granted 12/06/2013.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 19:37 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 2,892 $28.00 $80,976.00
Disclosure

SEC source: 0001238841-19-000003 · primary_doc.xml · nonDerivative · entry 2

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,275.241

Read SEC document
February 12, 2019 Filed Feb 14, 2019 19:37 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 2,892 $12.67 $36,650.32
Disclosure

SEC source: 0001238841-19-000003 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,167.241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 04/01/2013.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 16:29 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 100 $0.00 Strike: $12.67 $0.00
Disclosure

SEC source: 0001238841-19-000002 · primary_doc.xml · derivative · entry 3

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,892

Underlying: Common Stock · 100 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 16:29 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 100 $28.75 $2,875.00
Disclosure

SEC source: 0001238841-19-000002 · primary_doc.xml · nonDerivative · entry 2

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,275.241

Read SEC document
February 07, 2019 Filed Feb 11, 2019 16:29 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 100 $12.67 $1,267.30
Disclosure

SEC source: 0001238841-19-000002 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,375.241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 04/01/2013. Includes 193.902 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 56.947 restricted shares purchased 02/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 17:36 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 5,508 $27.49 $151,414.92
Disclosure

SEC source: 0001238841-19-000001 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,024.392

F1 · kind: Shares issued on 01/02/2019 to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three year period with 1,836 shares vesting immediately.

F2 · balance_after: Balance includes 5,512 shares of unvested restricted stock.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 21:41 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 361 $0.00 Strike: $12.67 $0.00
Disclosure

SEC source: 0001238841-18-000008 · primary_doc.xml · derivative · entry 6

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,992

Underlying: Common Stock · 361 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 21:41 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 361 $27.50 $9,927.50
Disclosure

SEC source: 0001238841-18-000008 · primary_doc.xml · nonDerivative · entry 4

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,516.392

Read SEC document
December 06, 2018 Filed Dec 7, 2018 21:41 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 361 $12.67 $4,574.95
Disclosure

SEC source: 0001238841-18-000008 · primary_doc.xml · nonDerivative · entry 3

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,877.392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of options granted 04/01/2013.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:41 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 247 $0.00 Strike: $12.67 $0.00
Disclosure

SEC source: 0001238841-18-000008 · primary_doc.xml · derivative · entry 5

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,353

Underlying: Common Stock · 247 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:41 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 247 $27.90 $6,891.30
Disclosure

SEC source: 0001238841-18-000008 · primary_doc.xml · nonDerivative · entry 2

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,516.392

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:41 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 247 $12.67 $3,130.23
Disclosure

SEC source: 0001238841-18-000008 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,763.392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 04/01/2013. Includes 175.659 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 28.128 restricted shares purchased 11/01/2017 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
August 01, 2018 Filed Oct 10, 2018 13:45 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 27.436 $28.94 $794.00
Disclosure

SEC source: 0001238841-18-000007 · primary_doc.xml · nonDerivative · entry 2

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,312.605

F2 · kind: Restricted shares purchased 08/01/2018 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

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August 01, 2018 Filed Oct 10, 2018 13:45 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 171.342 $28.94 $4,958.64
Disclosure

SEC source: 0001238841-18-000007 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,285.169

F1 · kind: Shares purchased 08/01/2018 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

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June 01, 2018 Filed Jun 4, 2018 14:48 UTC RGC RESOURCES INC RGCO · Entity 88 PurchaseCommon Stock 36.483 $27.41 $1,000.00
Disclosure

SEC source: 0001238841-18-000006 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,113.827

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

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May 01, 2018 Filed May 3, 2018 13:52 UTC RGC RESOURCES INC RGCO · Entity 88 PurchaseCommon Stock 37.836 $26.43 $1,000.01
Disclosure

SEC source: 0001238841-18-000005 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,077.344

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: Includes 186.087 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan. Also includes 29.868 restricted shares purchased through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

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April 02, 2018 Filed Apr 3, 2018 14:22 UTC RGC RESOURCES INC RGCO · Entity 88 PurchaseCommon Stock 40.783 $24.52 $1,000.00
Disclosure

SEC source: 0001238841-18-000004 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,823.553

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

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March 01, 2018 Filed Mar 2, 2018 16:16 UTC RGC RESOURCES INC RGCO · Entity 88 PurchaseCommon Stock 40.145 $24.91 $1,000.01
Disclosure

SEC source: 0001238841-18-000003 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,782.77

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.