Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SEMTECH CORPSMTC · Entity 3442 | SVP HR | September 02, 2020 | September 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SEMTECH CORP
Report date September 02, 2020 · Filed September 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,356 |
Reported balance
After 2020-09-02 transaction · row 1
1 source rowRow 1 · 2020-09-02 · Sale · Disposed 3,925 · Balance 31,356 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2017 Filed Feb 27, 2017 21:39 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000019 · edgar.xml · derivative · entry 10 Faltemier Sharon K · CIK 0001365804 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,334 Underlying: Common Stock · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock. F3 · derivative.exercise_date: This grant vests in three annual installments beginning on February 24, 2016. F3 · derivative.expiration_date: This grant vests in three annual installments beginning on February 24, 2016. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 21:39 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 1,253 | $34.75 | $43,541.75 |
DisclosureSEC source: 0001413753-17-000019 · edgar.xml · nonDerivative · entry 4 Faltemier Sharon K · CIK 0001365804 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,287 Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 21:39 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000019 · edgar.xml · nonDerivative · entry 3 Faltemier Sharon K · CIK 0001365804 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:39 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionRestricted Stock Unit · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000019 · edgar.xml · derivative · entry 9 Faltemier Sharon K · CIK 0001365804 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 6,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 23, 2017. F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 23, 2017. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:39 UTC | SEMTECH CORP SMTC · Entity 3442 | Tax withholdingCommon Stock | 2,336 | $35.90 | $83,862.40 |
DisclosureSEC source: 0001413753-17-000019 · edgar.xml · nonDerivative · entry 2 Faltemier Sharon K · CIK 0001365804 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,207 Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:39 UTC | SEMTECH CORP SMTC · Entity 3442 | Exercise / conversionCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000019 · edgar.xml · nonDerivative · entry 1 Faltemier Sharon K · CIK 0001365804 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:40 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000009 · edgar.xml · derivative · entry 2 Faltemier Sharon K · CIK 0001365804 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Underlying: Common Stock · 800 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock. F3 · derivative.exercise_date: This grant vests on the two year anniversary of the award, but is payable only six months after the reporting person's employment terminates. F3 · derivative.expiration_date: This grant vests on the two year anniversary of the award, but is payable only six months after the reporting person's employment terminates. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:40 UTC | SEMTECH CORP SMTC · Entity 3442 | GrantRestricted Stock Unit · Derivative | 8,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001413753-17-000009 · edgar.xml · derivative · entry 1 Faltemier Sharon K · CIK 0001365804 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,498 Underlying: Common Stock · 8,498 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to one share of the company's common stock. F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 21, 2018. F2 · derivative.expiration_date: This grant vests in three annual installments beginning on February 21, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.