Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TE Connectivity plcTEL · Entity 3004 | President, Industrial Solution | September 04, 2020 | September 08, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TE Connectivity plc
Report date September 04, 2020 · Filed September 08, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 13,728 |
Reported balance
After 2020-09-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-09-04 · Grant · Acquired 67 · Balance 13,728 F1: Conversion is 1-for-1. F2: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest on the second anniversary of the underlying RSU award grant date, receive dividend equivalent stock units and convert to common shares upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion is 1-for-1.
F2: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest on the second anniversary of the underlying RSU award grant date, receive dividend equivalent stock units and convert to common shares upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 04, 2020 Filed Sep 8, 2020 21:31 UTC | TE Connectivity plc TEL · Entity 3004 | GrantRestricted Stock Units · Derivative | 67 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-011367 · doc4.xml · derivative · entry 1 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,728 Underlying: Common Shares · 67 shares Expires not disclosed F1 · derivative.exercise_price: Conversion is 1-for-1. F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest on the second anniversary of the underlying RSU award grant date, receive dividend equivalent stock units and convert to common shares upon vesting. F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest on the second anniversary of the underlying RSU award grant date, receive dividend equivalent stock units and convert to common shares upon vesting. F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest on the second anniversary of the underlying RSU award grant date, receive dividend equivalent stock units and convert to common shares upon vesting. Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 14:06 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,250 | $0.00 Strike: $51.61 | $0.00 |
DisclosureSEC source: 0001225208-20-011022 · doc4.xml · derivative · entry 6 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 15,250 shares Expires 2023-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2013. Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 14:06 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionStock Option (Right to Buy) · Derivative | 17,550 | $0.00 Strike: $61.50 | $0.00 |
DisclosureSEC source: 0001225208-20-011022 · doc4.xml · derivative · entry 5 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 17,550 shares Expires 2024-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 10, 2014. Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 14:06 UTC | TE Connectivity plc TEL · Entity 3004 | SaleCommon Shares | 25,413 | $95.25 | $2,420,588.25 |
DisclosureSEC source: 0001225208-20-011022 · doc4.xml · nonDerivative · entry 3 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,860 Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 14:06 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionCommon Shares | 15,250 | $51.61 | $787,052.50 |
DisclosureSEC source: 0001225208-20-011022 · doc4.xml · nonDerivative · entry 2 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 14:06 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionCommon Shares | 17,550 | $61.50 | $1,079,325.00 |
DisclosureSEC source: 0001225208-20-011022 · doc4.xml · nonDerivative · entry 1 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2020 Filed Aug 11, 2020 14:59 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionStock Option (Right to Buy) · Derivative | 28,000 | $0.00 Strike: $34.05 | $0.00 |
DisclosureSEC source: 0001225208-20-010470 · doc4.xml · derivative · entry 4 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 28,000 shares Expires 2022-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 12, 2012. Read SEC document |
| August 10, 2020 Filed Aug 11, 2020 14:59 UTC | TE Connectivity plc TEL · Entity 3004 | SaleCommon Shares | 28,000 | $93.29 | $2,612,198.40 |
DisclosureSEC source: 0001225208-20-010470 · doc4.xml · nonDerivative · entry 2 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,473 F1 · price: The reported price is the weighted average price for the transactions on August 10, 2020. The range of prices for the transaction is from $93.25 to $93.3950 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 10, 2020 Filed Aug 11, 2020 14:59 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionCommon Shares | 28,000 | $34.05 | $953,400.00 |
DisclosureSEC source: 0001225208-20-010470 · doc4.xml · nonDerivative · entry 1 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 13:16 UTC | TE Connectivity plc TEL · Entity 3004 | GrantRestricted Stock Units · Derivative | 71 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008737 · doc4.xml · derivative · entry 1 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,661 Underlying: Common Shares · 71 shares Expires not disclosed F1 · derivative.exercise_price: Conversion is 1-for-1. F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest on the second anniversary of the underlying RSU award grant date, receive dividend equivalent stock units and convert to common shares upon vesting. F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest on the second anniversary of the underlying RSU award grant date, receive dividend equivalent stock units and convert to common shares upon vesting. F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest on the second anniversary of the underlying RSU award grant date, receive dividend equivalent stock units and convert to common shares upon vesting. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 20:53 UTC | TE Connectivity plc TEL · Entity 3004 | GrantRestricted Stock Units · Derivative | 79 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-004656 · doc4.xml · derivative · entry 1 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,590 Underlying: Common Shares · 79 shares Expires not disclosed F1 · derivative.exercise_price: Conversion is 1-for-1. F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest on the second anniversary of the underlying RSU award grant date, receive dividend equivalent stock units and convert to common shares upon vesting. F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest on the second anniversary of the underlying RSU award grant date, receive dividend equivalent stock units and convert to common shares upon vesting. F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest on the second anniversary of the underlying RSU award grant date, receive dividend equivalent stock units and convert to common shares upon vesting. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 21:32 UTC | TE Connectivity plc TEL · Entity 3004 | Tax withholdingCommon Shares | 5,935 | $92.52 | $549,076.53 |
DisclosureSEC source: 0001225208-19-015776 · doc4.xml · nonDerivative · entry 2 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,473 Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 21:32 UTC | TE Connectivity plc TEL · Entity 3004 | GrantCommon Shares | 13,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015776 · doc4.xml · nonDerivative · entry 1 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,408 F1 · shares: As a result of the certification of the performance results for the three year performance cycle, the performance conditions of a performance based stock unit award ("PSU") previously granted to the Reporting Person were satisfied on December 11, 2019, and such PSU and dividend equivalent units thereon vested and automatically settled for an equivalent number of common shares of the Issuer on such date. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 17:24 UTC | TE Connectivity plc TEL · Entity 3004 | GrantRestricted Stock Units · Derivative | 68 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015480 · doc4.xml · derivative · entry 1 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,511 Underlying: Common Shares · 68 shares Expires not disclosed F1 · derivative.exercise_price: Conversion is 1-for-1. F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units (RSUs) vest on the second anniversary of the underlying RSU award grant date, receive dividend equivalent stock units and convert to common shares upon vesting. F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units (RSUs) vest on the second anniversary of the underlying RSU award grant date, receive dividend equivalent stock units and convert to common shares upon vesting. F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units (RSUs) vest on the second anniversary of the underlying RSU award grant date, receive dividend equivalent stock units and convert to common shares upon vesting. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 20:28 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionRestricted Stock Units · Derivative | 11,506 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014619 · doc4.xml · derivative · entry 4 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,443 Underlying: Common Shares · 11,506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F2 · price: Not Applicable F3 · derivative.exercise_date: Date Exercisable: November 15, 2019 F2 · derivative.expiration_date: Not Applicable Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 20:28 UTC | TE Connectivity plc TEL · Entity 3004 | Tax withholdingCommon Shares | 5,084 | $93.31 | $474,388.04 |
DisclosureSEC source: 0001225208-19-014619 · doc4.xml · nonDerivative · entry 2 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,980 Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 20:28 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionCommon Shares | 11,506 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014619 · doc4.xml · nonDerivative · entry 1 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F2 · price: Not Applicable Read SEC document |
| September 06, 2019 Filed Sep 10, 2019 13:47 UTC | TE Connectivity plc TEL · Entity 3004 | GrantRestricted Stock Units · Derivative | 120 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-012279 · doc4.xml · derivative · entry 1 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,949 Underlying: Common Shares · 120 shares Expires not disclosed F1 · derivative.exercise_price: Conversion is 1-for-1. F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest on the second anniversary of the underlying RSU award grant date, receive dividend equivalent stock units and convert to common shares upon vesting. F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest on the second anniversary of the underlying RSU award grant date, receive dividend equivalent stock units and convert to common shares upon vesting. F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest on the second anniversary of the underlying RSU award grant date, receive dividend equivalent stock units and convert to common shares upon vesting. Read SEC document |
| June 07, 2019 Filed Jun 10, 2019 17:56 UTC | TE Connectivity plc TEL · Entity 3004 | GrantRestricted Stock Units · Derivative | 126 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-009040 · doc4.xml · derivative · entry 1 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,829 Underlying: Common Shares · 126 shares Expires not disclosed F1 · derivative.exercise_price: Conversion is 1-for-1. F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest on the second anniversary of the underlying RSU award grant date, receive dividend equivalent stock units and convert to common shares upon vesting. F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest on the second anniversary of the underlying RSU award grant date, receive dividend equivalent stock units and convert to common shares upon vesting. F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest on the second anniversary of the underlying RSU award grant date, receive dividend equivalent stock units and convert to common shares upon vesting. Read SEC document |
| May 02, 2019 Filed May 3, 2019 18:08 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionStock Option (Right to Buy) · Derivative | 43,850 | $0.00 Strike: $34.49 | $0.00 |
DisclosureSEC source: 0001225208-19-007651 · doc4.xml · derivative · entry 4 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 43,850 shares Expires 2021-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2011. Read SEC document |
| May 02, 2019 Filed May 3, 2019 18:08 UTC | TE Connectivity plc TEL · Entity 3004 | SaleCommon Shares | 26,803 | $95.04 | $2,547,357.12 |
DisclosureSEC source: 0001225208-19-007651 · doc4.xml · nonDerivative · entry 2 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,558 Read SEC document |
| May 02, 2019 Filed May 3, 2019 18:08 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionCommon Shares | 43,850 | $34.49 | $1,512,386.50 |
DisclosureSEC source: 0001225208-19-007651 · doc4.xml · nonDerivative · entry 1 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2019 Filed May 9, 2019 21:07 UTC Amendment | TE Connectivity plc TEL · Entity 3004 | SaleCommon Shares | 26,803 | $95.08 | $2,548,429.24 |
DisclosureSEC source: 0001104659-19-028255 · a4a.xml · nonDerivative · entry 1 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,558 F1 · price: This Amendment is being filed to correct the sales price as a result of updated price information provided by the broker. Read SEC document |
| March 09, 2019 Filed Mar 12, 2019 16:32 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionRestricted Stock Units · Derivative | 305 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005081 · doc4.xml · derivative · entry 6 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,703 Underlying: Common Shares · 305 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F2 · price: Not Applicable F5 · derivative.exercise_date: Date Exercisable: March 9, 2019 F2 · derivative.expiration_date: Not Applicable Read SEC document |
| March 09, 2019 Filed Mar 12, 2019 16:32 UTC | TE Connectivity plc TEL · Entity 3004 | Tax withholdingCommon Shares | 106 | $80.69 | $8,553.14 |
DisclosureSEC source: 0001225208-19-005081 · doc4.xml · nonDerivative · entry 3 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,511 Read SEC document |
| March 09, 2019 Filed Mar 12, 2019 16:32 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionCommon Shares | 305 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005081 · doc4.xml · nonDerivative · entry 2 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F2 · price: Not Applicable Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 16:32 UTC | TE Connectivity plc TEL · Entity 3004 | GrantRestricted Stock Units · Derivative | 133 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005081 · doc4.xml · derivative · entry 5 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,008 Underlying: Common Shares · 133 shares Expires not disclosed F3 · derivative.exercise_price: Conversion is 1-for-1. F4 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest no later than November 15, 2019, receive dividend equivalent stock units and convert to common shares upon vesting. F4 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest no later than November 15, 2019, receive dividend equivalent stock units and convert to common shares upon vesting. F4 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest no later than November 15, 2019, receive dividend equivalent stock units and convert to common shares upon vesting. Read SEC document |
| December 28, 2018 Filed Mar 12, 2019 16:32 UTC | TE Connectivity plc TEL · Entity 3004 | GiftCommon Shares | 9,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005081 · doc4.xml · nonDerivative · entry 4 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Indirect · By family trusts Disclosed balance after: 28,296 Read SEC document |
| December 28, 2018 Filed Mar 12, 2019 16:32 UTC | TE Connectivity plc TEL · Entity 3004 | GiftCommon Shares | 9,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005081 · doc4.xml · nonDerivative · entry 1 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,312 Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 21:37 UTC | TE Connectivity plc TEL · Entity 3004 | GrantRestricted Stock Units · Derivative | 13,240 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016637 · doc4.xml · derivative · entry 4 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,875 Underlying: Common Shares · 13,240 shares Expires not disclosed F2 · derivative.exercise_price: Conversion is 1-for-1. F3 · derivative.exercise_date: Subject to acceleration upon certain events, the restricted stock units vest on the second anniversary of the grant date, receive dividend equivalent stock units and convert to common shares upon vesting. F3 · derivative.expiration_date: Subject to acceleration upon certain events, the restricted stock units vest on the second anniversary of the grant date, receive dividend equivalent stock units and convert to common shares upon vesting. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 21:37 UTC | TE Connectivity plc TEL · Entity 3004 | Tax withholdingCommon Shares | 7,214 | $75.17 | $542,276.38 |
DisclosureSEC source: 0001225208-18-016637 · doc4.xml · nonDerivative · entry 2 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,932 Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 21:37 UTC | TE Connectivity plc TEL · Entity 3004 | GrantCommon Shares | 16,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016637 · doc4.xml · nonDerivative · entry 1 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,146 F1 · shares: As a result of the certification of the performance results for the three year performance cycle, the performance conditions of a performance based stock unit award ("PSU") previously granted to the Reporting Person were satisfied on December 12, 2018, and such PSU and dividend equivalent units thereon vested and automatically settled for an equivalent number of common shares of the Issuer on such date. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 19:22 UTC | TE Connectivity plc TEL · Entity 3004 | GrantRestricted Stock Units · Derivative | 70 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016451 · doc4.xml · derivative · entry 1 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,635 Underlying: Common Shares · 70 shares Expires not disclosed F1 · derivative.exercise_price: Conversion is 1-for-1. F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting. F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting. F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting. Read SEC document |
| November 10, 2018 Filed Nov 13, 2018 16:21 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionRestricted Stock Units · Derivative | 571 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015434 · doc4.xml · derivative · entry 4 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,565 Underlying: Common Shares · 571 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F2 · price: Not Applicable F3 · derivative.exercise_date: Date Exercisable: November 10, 2018 F2 · derivative.expiration_date: Not Applicable Read SEC document |
| November 10, 2018 Filed Nov 13, 2018 16:21 UTC | TE Connectivity plc TEL · Entity 3004 | Tax withholdingCommon Shares | 253 | $79.57 | $20,131.21 |
DisclosureSEC source: 0001225208-18-015434 · doc4.xml · nonDerivative · entry 2 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,824 Read SEC document |
| November 10, 2018 Filed Nov 13, 2018 16:21 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionCommon Shares | 571 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015434 · doc4.xml · nonDerivative · entry 1 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F2 · price: Not Applicable Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 16:18 UTC | TE Connectivity plc TEL · Entity 3004 | GrantRestricted Stock Units · Derivative | 59 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-013308 · doc4.xml · derivative · entry 1 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,136 Underlying: Common Shares · 59 shares Expires not disclosed F1 · derivative.exercise_price: Conversion is 1-for-1. F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting. F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting. F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 21:46 UTC | TE Connectivity plc TEL · Entity 3004 | GrantRestricted Stock Units · Derivative | 54 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010577 · doc4.xml · derivative · entry 1 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,077 Underlying: Common Shares · 54 shares Expires not disclosed F1 · derivative.exercise_price: Conversion is 1-for-1. F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting. F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting. F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 14:27 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionRestricted Stock Units · Derivative | 298 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005934 · doc4.xml · derivative · entry 5 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,023 Underlying: Common Shares · 298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F2 · price: Not Applicable F5 · derivative.exercise_date: Date Exercisable: March 9, 2018 F2 · derivative.expiration_date: Not Applicable Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 14:27 UTC | TE Connectivity plc TEL · Entity 3004 | GrantRestricted Stock Units · Derivative | 46 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005934 · doc4.xml · derivative · entry 4 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,321 Underlying: Common Shares · 46 shares Expires not disclosed F3 · derivative.exercise_price: Conversion is 1-for-1. F4 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting. F4 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting. F4 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 14:27 UTC | TE Connectivity plc TEL · Entity 3004 | Tax withholdingCommon Shares | 104 | $104.46 | $10,863.84 |
DisclosureSEC source: 0001225208-18-005934 · doc4.xml · nonDerivative · entry 2 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,506 Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 14:27 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionCommon Shares | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005934 · doc4.xml · nonDerivative · entry 1 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F2 · price: Not Applicable Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:49 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionPerformance Stock Units · Derivative | 8,428 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018654 · doc4.xml · derivative · entry 5 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 8,428 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of performance stock units upon vesting for an equivalent number of Common Shares of the Issuer. F1 · kind: Settlement of performance stock units upon vesting for an equivalent number of Common Shares of the Issuer. F2 · price: Not applicable F5 · derivative.exercise_date: Date exercisable: December 12, 2017 F2 · derivative.expiration_date: Not applicable Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:49 UTC | TE Connectivity plc TEL · Entity 3004 | GrantPerformance Stock Units · Derivative | 3,742 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018654 · doc4.xml · derivative · entry 4 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,428 Underlying: Common Shares · 3,742 shares Expires not disclosed F3 · derivative.exercise_price: Conversion is 1-for-1 F4 · shares: Includes 3,228 performance stock units issued and an additional 514 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 12, 2017, the certification date for the performance results for the third year of the performance cycle. F4 · derivative.exercise_date: Includes 3,228 performance stock units issued and an additional 514 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 12, 2017, the certification date for the performance results for the third year of the performance cycle. F4 · derivative.expiration_date: Includes 3,228 performance stock units issued and an additional 514 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 12, 2017, the certification date for the performance results for the third year of the performance cycle. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:49 UTC | TE Connectivity plc TEL · Entity 3004 | Tax withholdingCommon Shares | 2,835 | $95.48 | $270,692.89 |
DisclosureSEC source: 0001225208-17-018654 · doc4.xml · nonDerivative · entry 2 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,312 Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 20:49 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionCommon Shares | 8,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018654 · doc4.xml · nonDerivative · entry 1 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Settlement of performance stock units upon vesting for an equivalent number of Common Shares of the Issuer. F2 · price: Not applicable Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 20:38 UTC | TE Connectivity plc TEL · Entity 3004 | GrantRestricted Stock Units · Derivative | 52 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018465 · doc4.xml · derivative · entry 1 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,275 Underlying: Common Shares · 52 shares Expires not disclosed F1 · derivative.exercise_price: Conversion is 1-for-1. F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting. F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting. F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting. Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 22:10 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionRestricted Stock Units · Derivative | 514 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017369 · doc4.xml · derivative · entry 6 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,223 Underlying: Common Shares · 514 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F2 · price: Not Applicable F6 · derivative.exercise_date: Date Exercisable: November 14, 2017 F2 · derivative.expiration_date: Not Applicable Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 22:10 UTC | TE Connectivity plc TEL · Entity 3004 | Tax withholdingCommon Shares | 166 | $93.26 | $15,481.16 |
DisclosureSEC source: 0001225208-17-017369 · doc4.xml · nonDerivative · entry 2 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,719 Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 22:10 UTC | TE Connectivity plc TEL · Entity 3004 | Exercise / conversionCommon Shares | 514 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017369 · doc4.xml · nonDerivative · entry 1 Rock Kevin N · CIK 0001635487 · President, Industrial Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer. F2 · price: Not Applicable Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.