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Rock Kevin N

Disclosed activity across 1 company

Tapewire entity
146740
SEC CIK
0001635487

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TE Connectivity plcTEL · Entity 3004President, Industrial SolutionSeptember 04, 2020September 08, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TE Connectivity plc

Report date September 04, 2020 · Filed September 08, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct13,728 Reported balance After 2020-09-04 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-09-04 · Grant · Acquired 67 · Balance 13,728

F1: Conversion is 1-for-1.

F2: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest on the second anniversary of the underlying RSU award grant date, receive dividend equivalent stock units and convert to common shares upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Conversion is 1-for-1.

F2: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest on the second anniversary of the underlying RSU award grant date, receive dividend equivalent stock units and convert to common shares upon vesting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2017 Filed Nov 15, 2017 22:10 UTC TE Connectivity plc TEL · Entity 3004 GrantStock Option (Right to Buy) · Derivative 32,050 $0.00 Strike: $93.36 $0.00
Disclosure

SEC source: 0001225208-17-017369 · doc4.xml · derivative · entry 5

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,050

Underlying: Common Shares · 32,050 shares

Expires 2027-11-13

F5 · derivative.exercise_date: Subject to acceleration upon certain events, the options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of November 15, 2017.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 22:10 UTC TE Connectivity plc TEL · Entity 3004 GrantRestricted Stock Units · Derivative 11,070 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-017369 · doc4.xml · derivative · entry 4

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,737

Underlying: Common Shares · 11,070 shares

Expires not disclosed

F3 · derivative.exercise_price: Conversion is 1-for-1.

F4 · derivative.exercise_date: Subject to acceleration upon certain events, the restricted stock units vest on November 15, 2019, receive dividend equivalent stock units and convert to common shares upon vesting.

F4 · derivative.expiration_date: Subject to acceleration upon certain events, the restricted stock units vest on November 15, 2019, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 21:39 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionRestricted Stock Units · Derivative 560 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-017233 · doc4.xml · derivative · entry 4

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Shares · 560 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

F3 · derivative.exercise_date: Date Exercisable: November 10, 2017

F2 · derivative.expiration_date: Not Applicable

Read SEC document
November 10, 2017 Filed Nov 13, 2017 21:39 UTC TE Connectivity plc TEL · Entity 3004 Tax withholdingCommon Shares 181 $93.24 $16,875.54
Disclosure

SEC source: 0001225208-17-017233 · doc4.xml · nonDerivative · entry 2

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,371

Read SEC document
November 10, 2017 Filed Nov 13, 2017 21:39 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionCommon Shares 560 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-017233 · doc4.xml · nonDerivative · entry 1

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

Read SEC document
September 08, 2017 Filed Sep 12, 2017 14:17 UTC TE Connectivity plc TEL · Entity 3004 GrantRestricted Stock Units · Derivative 10 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014897 · doc4.xml · derivative · entry 1

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,227

Underlying: Common Shares · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 14:33 UTC TE Connectivity plc TEL · Entity 3004 GrantRestricted Stock Units · Derivative 12 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011168 · doc4.xml · derivative · entry 1

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,217

Underlying: Common Shares · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 12:40 UTC TE Connectivity plc TEL · Entity 3004 GrantRestricted Stock Units · Derivative 11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-006187 · doc4.xml · derivative · entry 1

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,205

Underlying: Common Shares · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
March 09, 2017 Filed Mar 10, 2017 19:43 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionRestricted Stock Units · Derivative 291 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-006062 · doc4.xml · derivative · entry 4

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,194

Underlying: Common Shares · 291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

F3 · derivative.exercise_date: Date Exercisable: March 9, 2017

F2 · derivative.expiration_date: Not Applicable

Read SEC document
March 09, 2017 Filed Mar 10, 2017 19:43 UTC TE Connectivity plc TEL · Entity 3004 Tax withholdingCommon Shares 110 $74.39 $8,182.67
Disclosure

SEC source: 0001225208-17-006062 · doc4.xml · nonDerivative · entry 2

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,992

Read SEC document
March 09, 2017 Filed Mar 10, 2017 19:43 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionCommon Shares 291 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-006062 · doc4.xml · nonDerivative · entry 1

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:08 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionPerformance Stock Units · Derivative 4,686 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043323 · doc4.xml · derivative · entry 7

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,686

Underlying: Common Shares · 4,686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

F7 · derivative.exercise_date: Date Exercisable: December 13, 2016

F2 · derivative.expiration_date: Not Applicable

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:08 UTC TE Connectivity plc TEL · Entity 3004 GrantPerformance Stock Units · Derivative 907 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043323 · doc4.xml · derivative · entry 6

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,372

Underlying: Common Shares · 907 shares

Expires not disclosed

F3 · derivative.exercise_price: Conversion is 1-for-1.

F6 · derivative.exercise_date: Subject to acceleration upon certain events, the performance stock units vest on the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

F6 · derivative.expiration_date: Subject to acceleration upon certain events, the performance stock units vest on the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:08 UTC TE Connectivity plc TEL · Entity 3004 GrantPerformance Stock Units · Derivative 1,706 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043323 · doc4.xml · derivative · entry 5

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,465

Underlying: Common Shares · 1,706 shares

Expires not disclosed

F3 · derivative.exercise_price: Conversion is 1-for-1.

F5 · derivative.exercise_date: Subject to acceleration upon certain events, the performance stock units vest on the later of (1) the third anniversary of the grant date, November 10, 2014, or (2) the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

F5 · derivative.expiration_date: Subject to acceleration upon certain events, the performance stock units vest on the later of (1) the third anniversary of the grant date, November 10, 2014, or (2) the certification date for the performance results for the third year of the performance cycle in December 2017, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:08 UTC TE Connectivity plc TEL · Entity 3004 GrantPerformance Stock Units · Derivative 1,841 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043323 · doc4.xml · derivative · entry 4

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,759

Underlying: Common Shares · 1,841 shares

Expires not disclosed

F3 · derivative.exercise_price: Conversion is 1-for-1.

F4 · shares: Includes 1,545 performance stock units issued and an additional 296 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

F4 · derivative.exercise_date: Includes 1,545 performance stock units issued and an additional 296 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

F4 · derivative.expiration_date: Includes 1,545 performance stock units issued and an additional 296 performance stock units issued as dividend equivalents as a result of the certification of the performance results for the third year of the performance cycle. The performance stock units vested on December 13, 2016, the certification date for the performance results for the third year of the performance cycle.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:08 UTC TE Connectivity plc TEL · Entity 3004 Tax withholdingCommon Shares 2,195 $71.37 $156,646.18
Disclosure

SEC source: 0001225208-16-043323 · doc4.xml · nonDerivative · entry 2

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,811

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:08 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionCommon Shares 4,686 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043323 · doc4.xml · nonDerivative · entry 1

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of Performance Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

Read SEC document
December 09, 2016 Filed Dec 13, 2016 14:13 UTC TE Connectivity plc TEL · Entity 3004 GrantRestricted Stock Units · Derivative 13 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043025 · doc4.xml · derivative · entry 1

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,485

Underlying: Common Shares · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 21:57 UTC TE Connectivity plc TEL · Entity 3004 GrantStock Option (Right to Buy) · Derivative 45,800 $0.00 Strike: $66.74 $0.00
Disclosure

SEC source: 0001225208-16-041866 · doc4.xml · derivative · entry 5

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,800

Underlying: Common Shares · 45,800 shares

Expires 2026-11-14

F4 · derivative.exercise_date: Subject to acceleration upon certain events, the options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 21:57 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionRestricted Stock Units · Derivative 504 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-041866 · doc4.xml · derivative · entry 4

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,472

Underlying: Common Shares · 504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

F3 · derivative.exercise_date: Date Exercisable: November 14, 2016

F2 · derivative.expiration_date: Not Applicable

Read SEC document
November 14, 2016 Filed Nov 16, 2016 21:57 UTC TE Connectivity plc TEL · Entity 3004 Tax withholdingCommon Shares 237 $66.98 $15,873.08
Disclosure

SEC source: 0001225208-16-041866 · doc4.xml · nonDerivative · entry 2

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,320

Read SEC document
November 14, 2016 Filed Nov 16, 2016 21:57 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionCommon Shares 504 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-041866 · doc4.xml · nonDerivative · entry 1

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

Read SEC document
November 12, 2016 Filed Nov 15, 2016 21:02 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionRestricted Stock Units · Derivative 819 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-041787 · doc4.xml · derivative · entry 4

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,976

Underlying: Common Shares · 819 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

F3 · derivative.exercise_date: Date Exercisable: November 12, 2016

F2 · derivative.expiration_date: Not Applicable

Read SEC document
November 12, 2016 Filed Nov 15, 2016 21:02 UTC TE Connectivity plc TEL · Entity 3004 Tax withholdingCommon Shares 384 $66.57 $25,562.88
Disclosure

SEC source: 0001225208-16-041787 · doc4.xml · nonDerivative · entry 2

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,053

Read SEC document
November 12, 2016 Filed Nov 15, 2016 21:02 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionCommon Shares 819 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-041787 · doc4.xml · nonDerivative · entry 1

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

Read SEC document
November 10, 2016 Filed Nov 14, 2016 19:20 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionRestricted Stock Units · Derivative 551 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-041578 · doc4.xml · derivative · entry 4

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,795

Underlying: Common Shares · 551 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

F3 · derivative.exercise_date: Date Exercisable: November 10, 2016

F2 · derivative.expiration_date: Not Applicable

Read SEC document
November 10, 2016 Filed Nov 14, 2016 19:20 UTC TE Connectivity plc TEL · Entity 3004 Tax withholdingCommon Shares 259 $66.78 $17,294.73
Disclosure

SEC source: 0001225208-16-041578 · doc4.xml · nonDerivative · entry 2

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,618

Read SEC document
November 10, 2016 Filed Nov 14, 2016 19:20 UTC TE Connectivity plc TEL · Entity 3004 Exercise / conversionCommon Shares 551 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-041578 · doc4.xml · nonDerivative · entry 1

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of Restricted Stock Units upon vesting for an equivalent number of Common Shares of the Issuer.

F2 · price: Not Applicable

Read SEC document
September 09, 2016 Filed Sep 13, 2016 14:32 UTC TE Connectivity plc TEL · Entity 3004 GrantRestricted Stock Units · Derivative 27 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039256 · doc4.xml · derivative · entry 1

Rock Kevin N · CIK 0001635487 · President, Industrial Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,346

Underlying: Common Shares · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion is 1-for-1.

F2 · kind: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.exercise_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

F2 · derivative.expiration_date: Restricted stock units issued as dividend equivalents on occurrence of payment to Issuer's shareholders. Subject to acceleration upon certain events, the restricted stock units vest in four equal installments, receive dividend equivalent stock units and convert to common shares upon vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.