Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axalta Coating Systems Ltd.AXTA · Entity 3667 | EVP & Pres., Trans. Coatings | September 16, 2020 | September 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axalta Coating Systems Ltd.
Report date September 16, 2020 · Filed September 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 46,315 |
Reported balance
After 2020-09-16 transaction · row 1
1 source rowRow 1 · 2020-09-16 · Sale · Disposed 44,568 · Balance 46,315 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2017 Filed Mar 17, 2017 00:08 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 108,558 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-17-021233 · doc4.xml · derivative · entry 3 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,084 Underlying: Common Shares · 108,558 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 00:08 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 108,558 | $31.13 | $3,379,410.54 |
DisclosureSEC source: 0001209191-17-021233 · doc4.xml · nonDerivative · entry 2 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,167 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $30.98 to $31.42. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 00:08 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 108,558 | $8.88 | $963,995.04 |
DisclosureSEC source: 0001209191-17-021233 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:29 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantEmployee Stock Option · Derivative | 55,335 | $0.00 Strike: $29.48 | $0.00 |
DisclosureSEC source: 0001209191-17-008784 · doc4.xml · derivative · entry 3 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,335 Underlying: Common Shares · 55,335 shares Expires 2027-02-05 F3 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:29 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantCommon Shares | 14,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008784 · doc4.xml · nonDerivative · entry 2 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,167 F2 · shares: This restricted stock grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:29 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantCommon Shares | 28,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008784 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,751 F1 · shares: The number of performance shares issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of shares set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2019. Read SEC document |
| February 03, 2017 Filed Feb 3, 2017 22:24 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 1,691 | $29.49 | $49,867.59 |
DisclosureSEC source: 0001209191-17-007747 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,918 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $29.49 to $29.52. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 21:41 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 921 | $28.05 | $25,834.05 |
DisclosureSEC source: 0001209191-16-144534 · doc4.xml · nonDerivative · entry 1 Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,609 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.