Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Voya Financial, Inc.VOYA · Entity 3571 | See Remarks | March 29, 2019 | April 01, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Voya Financial, Inc.
Report date March 29, 2019 · Filed April 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Savings Plan Issuer Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,441.786 |
Reported balance
After 2019-03-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-03-29 · Grant · Acquired 9.174 · Balance 2,441.786 F1: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future. F2: Includes dividend of 0.248 shares. |
| Common StockSEC Table I · non-derivative | Direct | 24,362 |
Reported balance
Holding disclosure · report date 2019-03-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 24,362 |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 27,013 |
Reported balance
Holding disclosure · report date 2019-03-29 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 27,013 F3: The stock units will vest based on their respective award agreements. F4: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,548 |
Reported balance
Holding disclosure · report date 2019-03-29 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 10,548 F3: The stock units will vest based on their respective award agreements. |
| Performance-Based Stock OptionsSEC Table II · derivative / convertible security | Direct | 39,700 |
Reported balance
Holding disclosure · report date 2019-03-29 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 39,700 F5: The options vest based on the conditions set forth in their respective agreements. |
Filing footnotes · ownership attribution and instrument terms
F1: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F2: Includes dividend of 0.248 shares.
F3: The stock units will vest based on their respective award agreements.
F4: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.
F5: The options vest based on the conditions set forth in their respective agreements.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Majesco
Report date September 21, 2020 · Filed September 21, 2020
Section 16 reporting ended · disclosed 2020-09-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock option (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $8.48 · Expires 2029-09-10 | Direct | 0 |
Reported balance
After 2020-09-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-09-21 · Disposition to issuer · Disposed 50,000 · Balance 0 F2: Disposition pursuant to the Amended and Restated Agreement and Plan of Merger dated as of August 8, 2020 by and among Majesco, Magic Intermediate, LLC and Magic Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the Merger Agreement, on the effective date of the merger (September 21, 2020) (the "Effective Date"), each option to purchase shares of the Issuer's common stock, whether vested or unvested, was cancelled in exchange for the right to receive an amount in cash equal to the product of (a) the excess of $16.00 over the exercise price of such option multiplied by (b) the number of shares of Issuer common stock subject to such option. F1: The options vest and become exercisable in installments of approximately 33.33% on an annual basis over a 3-year period commencing on September 10, 2019. Upon the Effective Date (as defined below) of the merger, the vesting of all unvested options was accelerated such that all unvested options became immediately exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: The options vest and become exercisable in installments of approximately 33.33% on an annual basis over a 3-year period commencing on September 10, 2019. Upon the Effective Date (as defined below) of the merger, the vesting of all unvested options was accelerated such that all unvested options became immediately exercisable.
F2: Disposition pursuant to the Amended and Restated Agreement and Plan of Merger dated as of August 8, 2020 by and among Majesco, Magic Intermediate, LLC and Magic Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the Merger Agreement, on the effective date of the merger (September 21, 2020) (the "Effective Date"), each option to purchase shares of the Issuer's common stock, whether vested or unvested, was cancelled in exchange for the right to receive an amount in cash equal to the product of (a) the excess of $16.00 over the exercise price of such option multiplied by (b) the number of shares of Issuer common stock subject to such option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 30, 2017 Filed Nov 1, 2017 20:36 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 845 | $40.33 | $34,078.85 |
DisclosureSEC source: 0001127602-17-030777 · form4.xml · nonDerivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,385 Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 20:36 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 1,726 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-030777 · form4.xml · nonDerivative · entry 1 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 21:00 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 890 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-024546 · form4.xml · derivative · entry 3 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,712 Underlying: Common Stock · 890 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 21:00 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 436 | $39.24 | $17,108.64 |
DisclosureSEC source: 0001127602-17-024546 · form4.xml · nonDerivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,504 Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 21:00 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 890 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-024546 · form4.xml · nonDerivative · entry 1 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 02:27 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 2,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010968 · form4.xml · derivative · entry 7 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,602 Underlying: Common Stock · 2,923 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 02:27 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 1,001 | $41.09 | $41,131.09 |
DisclosureSEC source: 0001127602-17-010968 · form4.xml · nonDerivative · entry 4 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,050 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 02:27 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 2,923 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-010968 · form4.xml · nonDerivative · entry 3 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 02:27 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionPerformance Stock Unit · Derivative | 1,696 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001127602-17-010968 · form4.xml · derivative · entry 6 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,911 Underlying: Common Stock · 1,797 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. F4 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 02:27 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 2,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010968 · form4.xml · derivative · entry 5 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,525 Underlying: Common Stock · 2,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 02:27 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 1,326 | $41.35 | $54,830.10 |
DisclosureSEC source: 0001127602-17-010968 · form4.xml · nonDerivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,128 Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 02:27 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 3,870 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-010968 · form4.xml · nonDerivative · entry 1 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:40 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantPerformance Stock Unit · Derivative | 14,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008316 · form4.xml · derivative · entry 3 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,607 Underlying: Common Stock · 14,037 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. F3 · derivative.underlying_shares: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 22, 2020) can range from 0% to 150% of the number presented above. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:40 UTC | Voya Financial, Inc. VOYA · Entity 3571 | GrantRestricted Stock Units · Derivative | 11,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008316 · form4.xml · derivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,598 Underlying: Common Stock · 11,065 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock. F2 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 22, 2018, 1/3 on February 22, 2019 and 1/3 on February 22, 2020. F2 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 22, 2018, 1/3 on February 22, 2019 and 1/3 on February 22, 2020. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 21:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionRestricted Stock Units · Derivative | 1,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065698 · form4.xml · derivative · entry 3 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,533 Underlying: Common Stock · 1,726 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 21:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Tax withholdingCommon Stock | 593 | $30.55 | $18,116.15 |
DisclosureSEC source: 0001127602-16-065698 · form4.xml · nonDerivative · entry 2 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,584 Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 21:03 UTC | Voya Financial, Inc. VOYA · Entity 3571 | Exercise / conversionCommon Stock | 1,726 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-16-065698 · form4.xml · nonDerivative · entry 1 Johnson Carolyn M · CIK 0001361819 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.