Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEOGEN CORPNEOG · Entity 4338 | Director | October 14, 2020 | October 16, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEOGEN CORP
Report date October 14, 2020 · Filed October 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,951 |
Ending reported balance
After 2020-10-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-10-14 · Exercise / conversion · Acquired 25,333 · Balance 67,284 Row 2 · 2020-10-14 · Sale · Disposed 25,333 · Balance 41,951 |
| Common Stock (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.34 · Expires 2020-11-08 | Direct | 85,333 |
Reported balance
After 2020-10-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-10-14 · Exercise / conversion · Disposed 25,333 · Balance 85,333 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2018 Filed Nov 24, 2018 01:08 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 6,092 | $61.70 | $375,869.70 |
DisclosureSEC source: 0000711377-18-000052 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736,484 Read SEC document |
| November 20, 2018 Filed Nov 24, 2018 01:08 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 6,092 | $35.34 | $215,291.28 |
DisclosureSEC source: 0000711377-18-000052 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 742,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 17:19 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 15,335 | $0.00 Strike: $29.71 | $0.00 |
DisclosureSEC source: 0000711377-18-000051 · primary_doc.xml · derivative · entry 6 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,101 Underlying: Common Stock · 15,335 shares Expires 2019-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted on 10/1/204, have five year lives, and vest in equal 205 annual installments on each of the first five anniversary dates following the grant Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 17:19 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $29.71 | $0.00 |
DisclosureSEC source: 0000711377-18-000051 · primary_doc.xml · derivative · entry 5 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,436 Underlying: Common Stock · 10,000 shares Expires 2019-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted on 10/1/204, have five year lives, and vest in equal 205 annual installments on each of the first five anniversary dates following the grant Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 17:19 UTC | NEOGEN CORP NEOG · Entity 4338 | Salecommon Stock | 15,335 | $62.73 | $961,926.21 |
DisclosureSEC source: 0000711377-18-000051 · primary_doc.xml · nonDerivative · entry 4 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736,484 Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 17:19 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 15,335 | $29.71 | $455,564.51 |
DisclosureSEC source: 0000711377-18-000051 · primary_doc.xml · nonDerivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 751,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 17:19 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 10,000 | $62.01 | $620,055.00 |
DisclosureSEC source: 0000711377-18-000051 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736,484 Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 17:19 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 10,000 | $29.71 | $297,075.00 |
DisclosureSEC source: 0000711377-18-000051 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 746,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2018 Filed Oct 12, 2018 01:17 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 567 | $0.00 Strike: $35.34 | $0.00 |
DisclosureSEC source: 0000711377-18-000047 · primary_doc.xml · derivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,436 Underlying: Common Stock · 567 shares Expires 2020-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 10/8/2015, have five year lives, and vest in equal 20% installments on each of the first five anniversary dates of the grant Read SEC document |
| October 09, 2018 Filed Oct 12, 2018 01:17 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 258 | $35.34 | $9,117.72 |
DisclosureSEC source: 0000711377-18-000047 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The option plan provides for the exchange of outstanding options for shares in an amount equal to the employees equity in the options held Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 21:25 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 24,000 | $0.00 Strike: $27.05 | $0.00 |
DisclosureSEC source: 0000711377-18-000036 · primary_doc.xml · derivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,003 Underlying: Common Stock · 24,000 shares Expires 2018-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted on 8/30/2013, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 21:25 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 24,000 | $89.37 | $2,144,848.80 |
DisclosureSEC source: 0000711377-18-000036 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736,226 Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 21:25 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 24,000 | $27.05 | $649,200.00 |
DisclosureSEC source: 0000711377-18-000036 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2018 Filed Aug 14, 2018 21:34 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 13,000 | $83.62 | $1,087,036.60 |
DisclosureSEC source: 0000711377-18-000033 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 413,035 F1 · ownership.nature: Shares were sold out of the trust for Mr. Herbert's spouse; 144,280 shares remain in her trust. There are 108,783 shares in a charitable remainder trust in which Mr. Herbert and his spouse are beneficiaries and trustees. The remaining shares are held in limited liability companies in which Mr. Herbert and his spouse have minority financial position. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 22:51 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 13,000 | $83.28 | $1,082,688.10 |
DisclosureSEC source: 0000711377-18-000031 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 426,035 F1 · ownership.nature: Shares were sold out of the trust of Mr. Herbert's spouse; 157,280 shares remain in her trust. There are 108,783 shares in a charitable remainder trust in which Mr. Herbert and his spouse are beneficiaries and trustees. The remaining shares are held in limited liability companies in which Mr. Herbert and his wife have minority financial positions. Read SEC document |
| August 07, 2018 Filed Aug 7, 2018 21:47 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 13,000 | $83.31 | $1,082,972.80 |
DisclosureSEC source: 0000711377-18-000030 · primary_doc.xml · nonDerivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736,226 Read SEC document |
| August 07, 2018 Filed Aug 7, 2018 21:47 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 13,000 | $83.52 | $1,085,722.30 |
DisclosureSEC source: 0000711377-18-000030 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 439,035 Read SEC document |
| August 06, 2018 Filed Aug 7, 2018 21:47 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 13,000 | $82.53 | $1,072,922.50 |
DisclosureSEC source: 0000711377-18-000030 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnoe Disclosed balance after: 452,035 F1 · ownership.nature: On 8/6/2018, 13,000 shares were sold out of a charitable trust in which Mr. Herbert and his wife are beneficiaries and trustees; 108,783 shares remain in the trust. On 8/7/2018, Mrs. Herbert sold 13,000 shares out of her trust; 170,280 shares remain in this trust. The remaining shares are held in limited liability companies in which Mr. Herbert and his wife have minority financial positions. Read SEC document |
| August 03, 2018 Filed Aug 6, 2018 17:24 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 13,000 | $81.38 | $1,057,917.90 |
DisclosureSEC source: 0000711377-18-000029 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 465,035 F1 · ownership.nature: 13,000 shares were sold out of a charitable trust in which Mr. Herbert and his wife are beneficiaries and trustees; 121783 shares remain in the trust. An additional 183,280 are held in trust for Mr. Herbert's spouse, and 159,432 are held in limited liability companies in which Mr. Herbert and his wife have minority financial positions. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 17:24 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 13,000 | $82.55 | $1,073,098.00 |
DisclosureSEC source: 0000711377-18-000029 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,226 Read SEC document |
| August 01, 2018 Filed Aug 1, 2018 22:33 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 13,000 | $82.33 | $1,070,245.80 |
DisclosureSEC source: 0000711377-18-000027 · primary_doc.xml · nonDerivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 478,035 F1 · ownership.nature: Shares were sold out of a charitable remainder trust in which Mr. Herbert and his spouse are the trustees and beneficiaries; 134,783 shares remain in the trust. An additional 183,280 are held in trust for Mr. Herbert's spouse, and 159,432 are held in limited liability companies in which Mr. Herbert and his spouse have minority financial positions. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 22:33 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 13,000 | $82.01 | $1,066,150.80 |
DisclosureSEC source: 0000711377-18-000027 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762,226 Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 22:33 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 13,000 | $81.01 | $1,053,065.00 |
DisclosureSEC source: 0000711377-18-000027 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 491,035 F1 · ownership.nature: Shares were sold out of a charitable remainder trust in which Mr. Herbert and his spouse are the trustees and beneficiaries; 134,783 shares remain in the trust. An additional 183,280 are held in trust for Mr. Herbert's spouse, and 159,432 are held in limited liability companies in which Mr. Herbert and his spouse have minority financial positions. Read SEC document |
| July 26, 2018 Filed Jul 27, 2018 22:02 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 13,000 | $82.50 | $1,072,548.10 |
DisclosureSEC source: 0000711377-18-000025 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 504,035 F1 · ownership.nature: Shares were sold this date out of a charitable remainder trust in which Mr. Herbert and his spouse are the trustees and beneficiaries; 160,783 shares remain in the trust. An additional 183,280 shares are held in trust for Mr. Herbert's spouse, and 159,432 are held in limited liability companies in which Mr. Herbert and his spouse have minority financial positions. Read SEC document |
| July 23, 2018 Filed Jul 26, 2018 00:25 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 16,029 | $82.04 | $1,314,985.50 |
DisclosureSEC source: 0000711377-18-000024 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 517,035 F1 · ownership.nature: Shares were sold today out of a charitable remainder trust in which Mr. Herbert and his spouse are the trustees and beneficiaries; 173,783 shares remain in the trust. An additional 183, 280 are held in trust for Mr. Herbert's spouse, and 159,432 are held in limited liability companies in which Mr. Herbert and his spouse have minority financial positions. Read SEC document |
| July 18, 2018 Filed Jul 20, 2018 20:48 UTC | NEOGEN CORP NEOG · Entity 4338 | Salecommon Stock | 13,000 | $82.00 | $1,066,000.00 |
DisclosureSEC source: 0000711377-18-000020 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director · Non Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 533,064 F1 · ownership.nature: 189,812 shares are held in a charitable remainder trust of which he and wife are trustees and beneficiaries, 183,280 are held in trust for his spouse, and 159,432 are held in limited liability liability companies in which Mr. Herbert and his wife have minority financial positions Read SEC document |
| July 18, 2018 Filed Jul 20, 2018 20:48 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 25,600 | $82.31 | $2,107,100.16 |
DisclosureSEC source: 0000711377-18-000020 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Non Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775,226 Read SEC document |
| May 10, 2018 Filed May 11, 2018 01:38 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 13,000 | $71.55 | $930,150.00 |
DisclosureSEC source: 0000711377-18-000018 · primary_doc.xml · nonDerivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (1) Disclosed balance after: 166,812 Read SEC document |
| May 08, 2018 Filed May 11, 2018 01:38 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 13,000 | $71.53 | $929,875.70 |
DisclosureSEC source: 0000711377-18-000018 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (1) Disclosed balance after: 179,812 Read SEC document |
| May 08, 2018 Filed May 11, 2018 01:38 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 10,000 | $71.41 | $714,052.00 |
DisclosureSEC source: 0000711377-18-000018 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (1) Disclosed balance after: 192,812 Read SEC document |
| May 04, 2018 Filed May 8, 2018 23:26 UTC | NEOGEN CORP NEOG · Entity 4338 | GiftCommon Stock | 188,629 | $0.00 | $0.00 |
DisclosureSEC source: 0000711377-18-000016 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 546,064 F1 · kind: On May 4, 2018, Mr. Herbert and his wife contributed 202,812 shares of NEOG common stock to a charitable remainder trust of which he and his wife are trustees and beneficiaries. Of the shares contributed, 188,629 were contributed from Mr. Herbert's direct ownership, and 14,183 were contributed to the trust from Mrs. Herbert's holdings. Mr. Herbert continues to report beneficial ownership of all the NEOG stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein. F2 · ownership.nature: 183,280 shares are held in trust for Mrs. Herbert, 159,432 are held in limited liability companies in which Mr. Herbert and his wife have minority financial positions, and 202,812 are held in a charitable remainder trust Read SEC document |
| May 04, 2018 Filed May 8, 2018 23:26 UTC | NEOGEN CORP NEOG · Entity 4338 | GiftCommon Stock | 188,629 | $0.00 | $0.00 |
DisclosureSEC source: 0000711377-18-000016 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,826 F1 · kind: On May 4, 2018, Mr. Herbert and his wife contributed 202,812 shares of NEOG common stock to a charitable remainder trust of which he and his wife are trustees and beneficiaries. Of the shares contributed, 188,629 were contributed from Mr. Herbert's direct ownership, and 14,183 were contributed to the trust from Mrs. Herbert's holdings. Mr. Herbert continues to report beneficial ownership of all the NEOG stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein. Read SEC document |
| April 28, 2018 Filed May 1, 2018 21:27 UTC | NEOGEN CORP NEOG · Entity 4338 | GiftCommon Stock | 161,471 | $0.00 | $0.00 |
DisclosureSEC source: 0000711377-18-000015 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 989,455 F1 · shares: Mr. Herbert and his wife gifted the shares to a charitable organization they have been involved with for many years Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 22:55 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 20,000 | $68.50 | $1,370,000.00 |
DisclosureSEC source: 0000711377-18-000012 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman of Board 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 357,435 F1 · shares: Sale was from a trust controlled by Mr. Herbert's spouse F2 · balance_after: 198,003 shares are held in trusts controlled by Mr. Herbert's spouse; 159,432 shares are held in limited liability companies in which Mr. Herbert and his spouse have minority financial positions Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 01:51 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 18,669 | $0.00 Strike: $40.46 | $0.00 |
DisclosureSEC source: 0000711377-18-000005 · primary_doc.xml · derivative · entry 6 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,003 Underlying: Common Stock · 18,669 shares Expires 2021-10-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 9/29/2016, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 01:51 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 18,669 | $59.32 | $1,107,527.22 |
DisclosureSEC source: 0000711377-18-000005 · primary_doc.xml · nonDerivative · entry 4 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150,926 Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 01:51 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 18,669 | $40.46 | $755,394.41 |
DisclosureSEC source: 0000711377-18-000005 · primary_doc.xml · nonDerivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,169,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 01:51 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 6,665 | $0.00 Strike: $40.46 | $0.00 |
DisclosureSEC source: 0000711377-18-000005 · primary_doc.xml · derivative · entry 5 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,672 Underlying: Common Stock · 6,665 shares Expires 2021-10-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 9/29/2016, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 01:51 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 6,665 | $59.32 | $395,351.80 |
DisclosureSEC source: 0000711377-18-000005 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150,926 Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 01:51 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 6,665 | $40.46 | $269,682.56 |
DisclosureSEC source: 0000711377-18-000005 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,157,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 23:22 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 10,000 | $57.50 | $574,954.00 |
DisclosureSEC source: 0000711377-18-000003 · primary_doc.xml · nonDerivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 377,435 F4 · shares: Sale was from limited liability company in which Mr. Herbert has a minority financial position F3 · ownership.nature: 218,033 shares are held in trust for Mr. Herbert's spouse. 159,402 shares are held in limited liability companies in which Mr. Herbert and his spouse have minority financial positions Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 23:22 UTC | NEOGEN CORP NEOG · Entity 4338 | GiftCommon Stock | 12,829 | $59.72 | $766,147.88 |
DisclosureSEC source: 0000711377-18-000003 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150,926 F2 · shares: Shares were gifted to the University of Tennessee College of Agriculture Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 23:22 UTC | NEOGEN CORP NEOG · Entity 4338 | GiftCommon Stock | 250 | $59.72 | $14,930.00 |
DisclosureSEC source: 0000711377-18-000003 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,163,755 F1 · shares: Shares were gifted to the FarmHouse Foundation Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 23:44 UTC | NEOGEN CORP NEOG · Entity 4338 | GiftCommon Stock | 1,500 | $83.30 | $124,950.00 |
DisclosureSEC source: 0000711377-17-000049 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 290,577 F2 · shares: These shares were gifted to the University of Tennessee Foundation by Mrs. Judith Herbert, spouse of Mr. Herbert F1 · ownership.nature: 163,525 shares are held in trust for the spouse of Mr. Herbert, and 127,052 shares are held by limited liability companies, in which Mr. Herbert and his wife have minority financial positions Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 22:57 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 18,575 | $0.00 Strike: $47.12 | $0.00 |
DisclosureSEC source: 0000711377-17-000047 · primary_doc.xml · derivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,580 Underlying: Common Stock · 18,575 shares Expires 2020-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 10/8/2015, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 22:57 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 18,000 | $81.29 | $1,463,286.60 |
DisclosureSEC source: 0000711377-17-000047 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873,005 Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 22:57 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 18,575 | $47.12 | $875,254.00 |
DisclosureSEC source: 0000711377-17-000047 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 891,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 13:23 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversioncommon Stock (Right to Buy) · Derivative | 19,000 | $0.00 Strike: $39.61 | $0.00 |
DisclosureSEC source: 0000711377-17-000046 · primary_doc.xml · derivative · entry 5 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,425 Underlying: Common Stock · 19,000 shares Expires 2019-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options were granted 10/1/2014, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 13:23 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $36.07 | $0.00 |
DisclosureSEC source: 0000711377-17-000046 · primary_doc.xml · derivative · entry 4 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,425 Underlying: Common Stock · 8,000 shares Expires 2018-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 8/30/2013, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 13:23 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 26,000 | $81.45 | $2,117,700.00 |
DisclosureSEC source: 0000711377-17-000046 · primary_doc.xml · nonDerivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 872,430 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.