Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEOGEN CORPNEOG · Entity 4338 | Director | October 14, 2020 | October 16, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEOGEN CORP
Report date October 14, 2020 · Filed October 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,951 |
Ending reported balance
After 2020-10-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-10-14 · Exercise / conversion · Acquired 25,333 · Balance 67,284 Row 2 · 2020-10-14 · Sale · Disposed 25,333 · Balance 41,951 |
| Common Stock (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.34 · Expires 2020-11-08 | Direct | 85,333 |
Reported balance
After 2020-10-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-10-14 · Exercise / conversion · Disposed 25,333 · Balance 85,333 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2017 Filed Nov 15, 2017 13:23 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 19,000 | $39.61 | $752,590.00 |
DisclosureSEC source: 0000711377-17-000046 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 13:23 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 8,000 | $36.07 | $288,533.60 |
DisclosureSEC source: 0000711377-17-000046 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 879,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 12:45 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $80.57 | $0.00 |
DisclosureSEC source: 0000711377-17-000042 · primary_doc.xml · derivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,425 Underlying: Common Stock · 75,000 shares Expires 2022-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options were granted on 10/27/2017, have five year lives, and vest in equal 20% installments on each of the first five anniversary dates of the grant Read SEC document |
| October 04, 2017 Filed Oct 6, 2017 21:14 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 14,513 | $78.32 | $1,136,645.10 |
DisclosureSEC source: 0000711377-17-000031 · primary_doc.xml · nonDerivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 871,430 Read SEC document |
| October 04, 2017 Filed Oct 6, 2017 21:14 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 2,218 | $28.67 | $63,582.74 |
DisclosureSEC source: 0000711377-17-000031 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The option plan provides for the exchange of outstanding options for shares in an amount equal to the employee's equity in the options held Read SEC document |
| October 04, 2017 Filed Oct 6, 2017 21:14 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 14,513 | $28.67 | $416,039.82 |
DisclosureSEC source: 0000711377-17-000031 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 883,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 12:18 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $36.07 | $0.00 |
DisclosureSEC source: 0000711377-17-000027 · primary_doc.xml · derivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,425 Underlying: Common Stock · 10,000 shares Expires 2018-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 8-30-2013, have five year lives, and vest in equal 20% annual installments on the first five anniversary dates of the grant Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 12:18 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 10,000 | $77.06 | $770,565.00 |
DisclosureSEC source: 0000711377-17-000027 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,212 Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 12:18 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 10,000 | $36.07 | $360,667.00 |
DisclosureSEC source: 0000711377-17-000027 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 879,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2017 Filed May 23, 2017 19:43 UTC | NEOGEN CORP NEOG · Entity 4338 | GiftCommon Stock | 10,000 | $61.24 | $612,400.00 |
DisclosureSEC source: 0000711377-17-000011 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,212 F2 · shares: Shares were gifted to the University of Tennessee Foundation Read SEC document |
| May 19, 2017 Filed May 23, 2017 19:43 UTC | NEOGEN CORP NEOG · Entity 4338 | GiftCommon Stock | 3,000 | $61.24 | $183,720.00 |
DisclosureSEC source: 0000711377-17-000011 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 879,212 F1 · shares: Shares were gifted to the FarmHouse Foundation Read SEC document |
| May 12, 2017 Filed May 16, 2017 01:31 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 18,576 | $0.00 Strike: $47.12 | $0.00 |
DisclosureSEC source: 0000711377-17-000009 · primary_doc.xml · derivative · entry 5 HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,425 Underlying: Common Stock · 18,576 shares Expires 2020-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options were granted 10/8/2015, have five year lives, and vest in equal annual 20% installments on the anniversary date of the grant Read SEC document |
| May 12, 2017 Filed May 16, 2017 01:31 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 29,893 | $0.00 Strike: $39.61 | $0.00 |
DisclosureSEC source: 0000711377-17-000009 · primary_doc.xml · derivative · entry 4 HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,001 Underlying: Common Stock · 29,893 shares Expires 2019-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 10/1/2014, have five year lives, and vest in equal annual installments on the first five anniversary dates of the grant Read SEC document |
| May 12, 2017 Filed May 16, 2017 01:31 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 48,469 | $61.29 | $2,970,543.84 |
DisclosureSEC source: 0000711377-17-000009 · primary_doc.xml · nonDerivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 882,212 Read SEC document |
| May 12, 2017 Filed May 16, 2017 01:31 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 18,576 | $47.12 | $875,301.12 |
DisclosureSEC source: 0000711377-17-000009 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 930,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2017 Filed May 16, 2017 01:31 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 29,893 | $39.61 | $1,184,061.73 |
DisclosureSEC source: 0000711377-17-000009 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 912,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2017 Filed May 15, 2017 23:00 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 8,107 | $0.00 Strike: $39.61 | $0.00 |
DisclosureSEC source: 0000711377-17-000008 · primary_doc.xml · derivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,894 Underlying: Common Stock · 8,107 shares Expires 2019-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted on 10/1/2014, have five year lives, and vest in equal annual 20% installments on each of the first five anniversary dates of the grant Read SEC document |
| May 11, 2017 Filed May 15, 2017 23:00 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 8,107 | $62.01 | $502,715.07 |
DisclosureSEC source: 0000711377-17-000008 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 882,212 Read SEC document |
| May 11, 2017 Filed May 15, 2017 23:00 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 8,107 | $39.61 | $321,118.27 |
DisclosureSEC source: 0000711377-17-000008 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 23:02 UTC | NEOGEN CORP NEOG · Entity 4338 | GiftCommon Stock | 2,000 | $62.97 | $125,940.00 |
DisclosureSEC source: 0000711377-17-000005 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 882,212 Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:34 UTC | NEOGEN CORP NEOG · Entity 4338 | GiftCommon Stock | 2,000 | $65.24 | $130,480.00 |
DisclosureSEC source: 0000711377-17-000004 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 884,212 Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 23:51 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 1,000 | $62.95 | $62,950.00 |
DisclosureSEC source: 0000711377-16-000106 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 292,077 F1 · ownership.nature: 90000 shares are held in a limited liability company in which Mr. Herbert and his spouse have a minority financial ownership. 37,052 are held in two other limited liability companies in which he and his wife are members. He disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the companies. The remainder of the shares are held in trust for his spouse. Read SEC document |
| November 14, 2016 Filed Nov 17, 2016 01:00 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 18,000 | $0.00 Strike: $36.07 | $0.00 |
DisclosureSEC source: 0000711377-16-000104 · primary_doc.xml · derivative · entry 5 HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,001 Underlying: Common Stock · 18,000 shares Expires 2018-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options were granted 8/30/2013, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant Read SEC document |
| November 14, 2016 Filed Nov 17, 2016 01:00 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 18,000 | $0.00 Strike: $28.67 | $0.00 |
DisclosureSEC source: 0000711377-16-000104 · primary_doc.xml · derivative · entry 4 HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,001 Underlying: Common Stock · 18,000 shares Expires 2017-10-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 10/4/2012, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant Read SEC document |
| November 14, 2016 Filed Nov 17, 2016 01:00 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 36,000 | $61.00 | $2,195,982.00 |
DisclosureSEC source: 0000711377-16-000104 · primary_doc.xml · nonDerivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 886,212 Read SEC document |
| November 14, 2016 Filed Nov 17, 2016 01:00 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 18,000 | $36.07 | $649,200.60 |
DisclosureSEC source: 0000711377-16-000104 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 17, 2016 01:00 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 18,000 | $28.67 | $516,000.60 |
DisclosureSEC source: 0000711377-16-000104 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 904,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 3, 2016 22:29 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 3,000 | $55.60 | $166,800.00 |
DisclosureSEC source: 0000711377-16-000086 · primary_doc.xml · nonDerivative · entry 5 HERBERT JAMES L · CIK 0001168789 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 886,212 Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 22:29 UTC | NEOGEN CORP NEOG · Entity 4338 | Salecommon Stock | 6,000 | $55.26 | $331,531.80 |
DisclosureSEC source: 0000711377-16-000086 · primary_doc.xml · nonDerivative · entry 4 HERBERT JAMES L · CIK 0001168789 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,212 Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 22:29 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 3,000 | $54.75 | $164,250.00 |
DisclosureSEC source: 0000711377-16-000086 · primary_doc.xml · nonDerivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 895,212 Read SEC document |
| September 29, 2016 Filed Oct 3, 2016 22:29 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 16,501 | $0.00 Strike: $23.07 | $0.00 |
DisclosureSEC source: 0000711377-16-000086 · primary_doc.xml · derivative · entry 6 HERBERT JAMES L · CIK 0001168789 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,001 Underlying: common Stock · 16,501 shares Expires 2016-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted on 9/29/2011, have five year lives, and vest 20% per year in equal annual installments on each of the first five anniversary dates of the grant Read SEC document |
| September 29, 2016 Filed Oct 3, 2016 22:29 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 12,167 | $23.07 | $280,732.84 |
DisclosureSEC source: 0000711377-16-000086 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 29, 2016 Filed Oct 3, 2016 22:29 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 2,481 | $23.07 | $57,244.86 |
DisclosureSEC source: 0000711377-16-000086 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 886,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The plan allows for the exchange of outstanding options for currently valued shares in an amount equal to the optionee's equity in the options held Read SEC document |
| September 29, 2016 Filed Oct 3, 2016 23:00 UTC | NEOGEN CORP NEOG · Entity 4338 | GrantCommon Stock (Right to Buy) · Derivative | 95,000 | $0.00 Strike: $53.95 | $0.00 |
DisclosureSEC source: 0000711377-16-000090 · primary_doc.xml · derivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,001 Underlying: Common Stock · 95,000 shares Expires 2021-10-29 F1 · derivative.exercise_date: Options were granted on 9/29/2016, have five year lives, and vest in equal annual installments on each of the first five anniversary dates of the grant Read SEC document |
| October 04, 2012 Filed Oct 6, 2017 21:14 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 18,000 | $0.00 Strike: $28.67 | $0.00 |
DisclosureSEC source: 0000711377-17-000031 · primary_doc.xml · derivative · entry 4 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,425 Underlying: Common Stock · 18,000 shares Expires 2017-10-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted on 10/4/2012, have five year lives, and vest in equal annual 20% installments on the first five anniversary dates of the grant Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.