Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEOGEN CORPNEOG · Entity 4338 | Director | October 14, 2020 | October 16, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEOGEN CORP
Report date October 14, 2020 · Filed October 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,951 |
Ending reported balance
After 2020-10-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-10-14 · Exercise / conversion · Acquired 25,333 · Balance 67,284 Row 2 · 2020-10-14 · Sale · Disposed 25,333 · Balance 41,951 |
| Common Stock (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.34 · Expires 2020-11-08 | Direct | 85,333 |
Reported balance
After 2020-10-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-10-14 · Exercise / conversion · Disposed 25,333 · Balance 85,333 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 07, 2019 Filed Oct 10, 2019 12:31 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 25,334 | $40.46 | $1,025,076.98 |
DisclosureSEC source: 0000711377-19-000043 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 22:17 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 25,333 | $0.00 Strike: $29.71 | $0.00 |
DisclosureSEC source: 0000711377-19-000035 · primary_doc.xml · derivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,666 Underlying: Common Stock · 25,333 shares Expires 2019-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 22:17 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 25,333 | $63.64 | $1,612,118.65 |
DisclosureSEC source: 0000711377-19-000035 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,970 Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 22:17 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 25,333 | $29.71 | $752,580.10 |
DisclosureSEC source: 0000711377-19-000035 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 18:07 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 10,000 | $67.95 | $679,500.00 |
DisclosureSEC source: 0000711377-19-000034 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,970 Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 18:07 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 10,000 | $66.39 | $663,870.00 |
DisclosureSEC source: 0000711377-19-000034 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,970 Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 20:20 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 15,000 | $71.67 | $1,075,108.50 |
DisclosureSEC source: 0000711377-19-000033 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 267,302 F1 · ownership.nature: Shares sold were out of the trust of Mr. Herbert's spouse; 7,434 remain in the trust. An additional 220,200 shares are held by limited liability companies in which Mr. Herbert and his spouse have minority financial position, 39,568 are held jointly by Mr. Herbert and his spouse, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are beneficiaries and trustees. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 14:22 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 499 | $70.39 | $35,124.66 |
DisclosureSEC source: 0000711377-19-000030 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 301,874 F1 · ownership.nature: 10000 shares were sold out of the trust of the spouse of Mr. Herbert; 84,880 shares remain in the trust. 499 shares were sold out of a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries; 57,022 shares remain in that trust. The remaining indirect shares are held in limited liability companies in which Mr. Herbert and his spouse hold minority financial positions. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 14:22 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 10,000 | $70.30 | $702,972.00 |
DisclosureSEC source: 0000711377-19-000030 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 302,373 F1 · ownership.nature: 10000 shares were sold out of the trust of the spouse of Mr. Herbert; 84,880 shares remain in the trust. 499 shares were sold out of a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries; 57,022 shares remain in that trust. The remaining indirect shares are held in limited liability companies in which Mr. Herbert and his spouse hold minority financial positions. Read SEC document |
| July 26, 2019 Filed Jul 29, 2019 11:33 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 25,000 | $70.05 | $1,751,305.00 |
DisclosureSEC source: 0000711377-19-000026 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,454 F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting person on February 12, 2019 Read SEC document |
| July 26, 2019 Filed Jul 29, 2019 11:33 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 5,000 | $70.00 | $350,000.00 |
DisclosureSEC source: 0000711377-19-000026 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,454 F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting person on February 12, 2019 Read SEC document |
| July 23, 2019 Filed Jul 24, 2019 16:00 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 17,771 | $65.36 | $1,161,485.90 |
DisclosureSEC source: 0000711377-19-000024 · primary_doc.xml · nonDerivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,454 F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on February 12, 2019 Read SEC document |
| July 23, 2019 Filed Jul 24, 2019 16:00 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 5,000 | $65.00 | $325,000.00 |
DisclosureSEC source: 0000711377-19-000024 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,225 F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on February 12, 2019 Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 16:00 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 5,000 | $63.29 | $316,457.00 |
DisclosureSEC source: 0000711377-19-000024 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,225 F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on February 12, 2019 Read SEC document |
| July 19, 2019 Filed Jul 23, 2019 10:33 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 1,000 | $65.00 | $65,000.00 |
DisclosureSEC source: 0000711377-19-000023 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,225 F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on February 12, 2019 Read SEC document |
| July 18, 2019 Filed Jul 19, 2019 22:05 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 56,229 | $65.03 | $3,656,673.08 |
DisclosureSEC source: 0000711377-19-000022 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,225 F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on February 12, 2019 Read SEC document |
| July 17, 2019 Filed Jul 18, 2019 00:27 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 5,000 | $65.00 | $325,000.00 |
DisclosureSEC source: 0000711377-19-000021 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 621,484 F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on February 12, 2019 Read SEC document |
| July 15, 2019 Filed Jul 18, 2019 00:27 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 5,000 | $62.93 | $314,667.50 |
DisclosureSEC source: 0000711377-19-000021 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,484 F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on February 12, 2019 Read SEC document |
| July 08, 2019 Filed Jul 10, 2019 22:48 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 5,000 | $60.70 | $303,509.50 |
DisclosureSEC source: 0000711377-19-000020 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,484 F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on February 12, 2019 Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 17:55 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 5,000 | $61.52 | $307,600.00 |
DisclosureSEC source: 0000711377-19-000019 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,484 F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on February 12, 2019 Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 00:06 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 5,000 | $61.41 | $307,040.00 |
DisclosureSEC source: 0000711377-19-000018 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,484 F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on February 12, 2019. Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 22:53 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 5,000 | $61.61 | $308,060.00 |
DisclosureSEC source: 0000711377-19-000017 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646,484 F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on February 12, 2019. Read SEC document |
| June 12, 2019 Filed Jun 17, 2019 11:30 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 20,000 | $60.65 | $1,213,078.00 |
DisclosureSEC source: 0000711377-19-000016 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 651,484 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 12, 2019. Read SEC document |
| May 20, 2019 Filed May 22, 2019 22:27 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 10,000 | $58.21 | $582,077.00 |
DisclosureSEC source: 0000711377-19-000015 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 312,373 F2 · ownership.nature: Mr. Herbert's spouse sold 10,000 shares out of her trust; 94,880 shares remain in the trust. A total of 57,521 shares remain in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries; the remainder of the shares are held in limited liability companies in which Mr. Herbert and his spouse hold minority financial positions. Read SEC document |
| May 13, 2019 Filed May 22, 2019 22:27 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 5,000 | $60.73 | $303,634.00 |
DisclosureSEC source: 0000711377-19-000015 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 671,484 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 12, 2019 Read SEC document |
| May 06, 2019 Filed May 8, 2019 19:50 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 5,000 | $60.79 | $303,926.00 |
DisclosureSEC source: 0000711377-19-000012 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 676,484 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 12, 2019 Read SEC document |
| April 29, 2019 Filed May 1, 2019 20:03 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 25,000 | $60.01 | $1,500,155.00 |
DisclosureSEC source: 0000711377-19-000009 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681,484 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 12, 2019 Read SEC document |
| April 18, 2019 Filed Apr 22, 2019 20:50 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 18,400 | $56.11 | $1,032,368.80 |
DisclosureSEC source: 0000711377-19-000007 · primary_doc.xml · nonDerivative · entry 4 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 322,373 F1 · ownership.nature: Following the transactions on 4/17 and 4/18, 57,521 shares remain in a charitable remainder trust in which Mr. Herbert and his wife are beneficiaries and trustees. A total of 21,000 shares were sold out of this trust in these two days of transactions. Mr. Herbert's spouse sold a total of 20,000 shares out of her trust; 104,880 remain in the trust. The remainder of the shares held indirectly are held in limited liability companies in which Mr. Herbert and his spouse hold minority financial positions. Read SEC document |
| April 18, 2019 Filed Apr 22, 2019 20:50 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 17,000 | $56.08 | $953,317.50 |
DisclosureSEC source: 0000711377-19-000007 · primary_doc.xml · nonDerivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 340,773 F1 · ownership.nature: Following the transactions on 4/17 and 4/18, 57,521 shares remain in a charitable remainder trust in which Mr. Herbert and his wife are beneficiaries and trustees. A total of 21,000 shares were sold out of this trust in these two days of transactions. Mr. Herbert's spouse sold a total of 20,000 shares out of her trust; 104,880 remain in the trust. The remainder of the shares held indirectly are held in limited liability companies in which Mr. Herbert and his spouse hold minority financial positions. Read SEC document |
| April 17, 2019 Filed Apr 22, 2019 20:50 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon stock | 2,600 | $56.03 | $145,684.76 |
DisclosureSEC source: 0000711377-19-000007 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 357,773 F1 · ownership.nature: Following the transactions on 4/17 and 4/18, 57,521 shares remain in a charitable remainder trust in which Mr. Herbert and his wife are beneficiaries and trustees. A total of 21,000 shares were sold out of this trust in these two days of transactions. Mr. Herbert's spouse sold a total of 20,000 shares out of her trust; 104,880 remain in the trust. The remainder of the shares held indirectly are held in limited liability companies in which Mr. Herbert and his spouse hold minority financial positions. Read SEC document |
| April 17, 2019 Filed Apr 22, 2019 20:50 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 3,000 | $56.04 | $168,124.80 |
DisclosureSEC source: 0000711377-19-000007 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 360,373 F1 · ownership.nature: Following the transactions on 4/17 and 4/18, 57,521 shares remain in a charitable remainder trust in which Mr. Herbert and his wife are beneficiaries and trustees. A total of 21,000 shares were sold out of this trust in these two days of transactions. Mr. Herbert's spouse sold a total of 20,000 shares out of her trust; 104,880 remain in the trust. The remainder of the shares held indirectly are held in limited liability companies in which Mr. Herbert and his spouse hold minority financial positions. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 22:39 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 10,262 | $61.60 | $632,158.70 |
DisclosureSEC source: 0000711377-19-000003 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 363,373 F1 · ownership.nature: The 10,262 shares were sold out of a charitable remainder trust in which Mr. Herbert and his spouse are beneficiaries and trustees; 78,521 shares remain in the trust. Mr. Herbert's spouse holds 124,880 shares in a trust in her name. The remaining shares held indirectly are held in limited liability companies in which Mr. Herbert and his spouse hold a minority financial position. Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 13:47 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 20,000 | $59.73 | $1,194,600.00 |
DisclosureSEC source: 0000711377-19-000002 · primary_doc.xml · nonDerivative · entry 4 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706,484 Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 13:47 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 5,981 | $59.34 | $354,925.10 |
DisclosureSEC source: 0000711377-19-000002 · primary_doc.xml · nonDerivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 373,635 F1 · ownership.nature: The 10,00 shares sold on 1/30 were sold out of a charitable remainder trust in which Mr. Herbert and his spouse are beneficiaries and trustees; 88,783 shares remain in the trust. Mrs. Herbert sold 19,400 shares out of her trust and now holds 124,880 shares in the trust. The remaining shares held indirectly are held in limited liability companies in which Mr. Herbert and his spouse have minority financial position. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 13:47 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 13,419 | $59.04 | $792,322.17 |
DisclosureSEC source: 0000711377-19-000002 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 379,616 F1 · ownership.nature: The 10,00 shares sold on 1/30 were sold out of a charitable remainder trust in which Mr. Herbert and his spouse are beneficiaries and trustees; 88,783 shares remain in the trust. Mrs. Herbert sold 19,400 shares out of her trust and now holds 124,880 shares in the trust. The remaining shares held indirectly are held in limited liability companies in which Mr. Herbert and his spouse have minority financial position. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 13:47 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 10,000 | $59.08 | $590,768.00 |
DisclosureSEC source: 0000711377-19-000002 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 393,035 F1 · ownership.nature: The 10,00 shares sold on 1/30 were sold out of a charitable remainder trust in which Mr. Herbert and his spouse are beneficiaries and trustees; 88,783 shares remain in the trust. Mrs. Herbert sold 19,400 shares out of her trust and now holds 124,880 shares in the trust. The remaining shares held indirectly are held in limited liability companies in which Mr. Herbert and his spouse have minority financial position. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 23:09 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (right to Buy) · Derivative | 25,334 | $0.00 Strike: $40.46 | $0.00 |
DisclosureSEC source: 0000711377-19-000001 · primary_doc.xml · derivative · entry 5 HERBERT JAMES L · CIK 0001168789 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,767 Underlying: Common Stock · 25,334 shares Expires 2021-10-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 9/29/2016, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 23:09 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 10,000 | $60.00 | $600,000.00 |
DisclosureSEC source: 0000711377-19-000001 · primary_doc.xml · nonDerivative · entry 4 HERBERT JAMES L · CIK 0001168789 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 403,035 F2 · ownership.nature: These shares were sold out of a charitable remainder trust in which Mr. Herbert and his spouse are beneficiaries and trustees; 98,783 shares remain in the trust. An additional 144,280 shares are held in trust for Mr. Herbert's spouse. The remaining shares are held in limited liability companies in which Mr. Herbert and his spouse have minority financial position. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 23:09 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 10,000 | $60.24 | $602,410.00 |
DisclosureSEC source: 0000711377-19-000001 · primary_doc.xml · nonDerivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726,484 Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 23:09 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCoommon Stock | 25,334 | $60.01 | $1,520,171.74 |
DisclosureSEC source: 0000711377-19-000001 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736,484 Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 23:09 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 25,334 | $40.46 | $1,025,076.98 |
DisclosureSEC source: 0000711377-19-000001 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 761,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2018 Filed Nov 24, 2018 01:08 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 2,748 | $0.00 Strike: $35.34 | $0.00 |
DisclosureSEC source: 0000711377-18-000052 · primary_doc.xml · derivative · entry 11 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,333 Underlying: Common Stock · 2,748 shares Expires 2020-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 10/8/2015, have five year lives, and vest in equal annual 20%installments on each of the first five anniversary dates of the grant Read SEC document |
| November 23, 2018 Filed Nov 24, 2018 01:08 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 2,748 | $60.51 | $166,293.57 |
DisclosureSEC source: 0000711377-18-000052 · primary_doc.xml · nonDerivative · entry 6 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736,484 Read SEC document |
| November 23, 2018 Filed Nov 24, 2018 01:08 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 2,748 | $35.34 | $97,114.32 |
DisclosureSEC source: 0000711377-18-000052 · primary_doc.xml · nonDerivative · entry 5 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 739,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2018 Filed Nov 24, 2018 01:08 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (right to Buy) · Derivative | 15,928 | $0.00 Strike: $35.34 | $0.00 |
DisclosureSEC source: 0000711377-18-000052 · primary_doc.xml · derivative · entry 10 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,081 Underlying: Common Stock · 15,928 shares Expires 2018-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 10/8/2015, have five year lives, and vest in equal annual 20%installments on each of the first five anniversary dates of the grant Read SEC document |
| November 21, 2018 Filed Nov 24, 2018 01:08 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 4,337 | $61.03 | $264,706.19 |
DisclosureSEC source: 0000711377-18-000052 · primary_doc.xml · nonDerivative · entry 8 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 393,035 F2 · ownership.nature: 144,280 shares are held in trust for Mr. Herbert's spouse, 88,783 are held in a charitable remainder trust in which Mr. Herbert and his spouse are the beneficiaries and trustees, and the remainder are held in limited liability companies in which Mr. Herbert and his spouse have limited minority ownership Read SEC document |
| November 21, 2018 Filed Nov 24, 2018 01:08 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 15,928 | $61.01 | $971,737.02 |
DisclosureSEC source: 0000711377-18-000052 · primary_doc.xml · nonDerivative · entry 4 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736,484 Read SEC document |
| November 21, 2018 Filed Nov 24, 2018 01:08 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 15,948 | $35.34 | $563,602.32 |
DisclosureSEC source: 0000711377-18-000052 · primary_doc.xml · nonDerivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2018 Filed Nov 24, 2018 01:08 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 6,092 | $0.00 Strike: $35.34 | $0.00 |
DisclosureSEC source: 0000711377-18-000052 · primary_doc.xml · derivative · entry 9 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,009 Underlying: Common Stock · 6,092 shares Expires 2020-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 10/8/2015, have five year lives, and vest in equal annual 20%installments on each of the first five anniversary dates of the grant Read SEC document |
| November 20, 2018 Filed Nov 24, 2018 01:08 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 15,663 | $61.03 | $955,961.45 |
DisclosureSEC source: 0000711377-18-000052 · primary_doc.xml · nonDerivative · entry 7 HERBERT JAMES L · CIK 0001168789 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 397,372 F2 · ownership.nature: 144,280 shares are held in trust for Mr. Herbert's spouse, 88,783 are held in a charitable remainder trust in which Mr. Herbert and his spouse are the beneficiaries and trustees, and the remainder are held in limited liability companies in which Mr. Herbert and his spouse have limited minority ownership Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.