Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEOGEN CORPNEOG · Entity 4338 | Director | October 14, 2020 | October 16, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEOGEN CORP
Report date October 14, 2020 · Filed October 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,951 |
Ending reported balance
After 2020-10-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-10-14 · Exercise / conversion · Acquired 25,333 · Balance 67,284 Row 2 · 2020-10-14 · Sale · Disposed 25,333 · Balance 41,951 |
| Common Stock (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.34 · Expires 2020-11-08 | Direct | 85,333 |
Reported balance
After 2020-10-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-10-14 · Exercise / conversion · Disposed 25,333 · Balance 85,333 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 14, 2020 Filed Oct 16, 2020 20:18 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 25,333 | $0.00 Strike: $35.34 | $0.00 |
DisclosureSEC source: 0000711377-20-000038 · primary_doc.xml · derivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,333 Underlying: Common Stock · 25,333 shares Expires 2020-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:18 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 25,333 | $70.91 | $1,796,332.63 |
DisclosureSEC source: 0000711377-20-000038 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,951 Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:18 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 25,333 | $35.34 | $895,268.22 |
DisclosureSEC source: 0000711377-20-000038 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 12:00 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 25,333 | $0.00 Strike: $40.46 | $0.00 |
DisclosureSEC source: 0000711377-20-000026 · primary_doc.xml · derivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,666 Underlying: Common Stock · 25,333 shares Expires 2021-10-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted on 9/29/2016, have five year lives, and vest 20% per year on each of the first five anniversary dates of the grant Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 12:00 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 25,333 | $78.61 | $1,991,361.26 |
DisclosureSEC source: 0000711377-20-000026 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,951 Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 12:00 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 25,333 | $40.46 | $1,025,036.51 |
DisclosureSEC source: 0000711377-20-000026 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2020 Filed May 15, 2020 18:07 UTC | NEOGEN CORP NEOG · Entity 4338 | GiftCommon Stock | 7,800 | $64.45 | $502,710.00 |
DisclosureSEC source: 0000711377-20-000024 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,072 Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 22:46 UTC | NEOGEN CORP NEOG · Entity 4338 | GiftCommon Stock | 7,600 | $66.13 | $502,618.40 |
DisclosureSEC source: 0000711377-20-000022 · primary_doc.xml · nonDerivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,872 F2 · price: Shares were gifted to the University of Tennessee Foundation Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 22:46 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 9,684 | $66.13 | $640,441.66 |
DisclosureSEC source: 0000711377-20-000022 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 604 F1 · ownership.nature: Mr. Herbert and his souse own 409 shares in limited liability companies in which they hold minority financial position, 95 shares are held in trust for Mrs. Herbert, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 22:46 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 9,684 | $66.13 | $640,393.24 |
DisclosureSEC source: 0000711377-20-000022 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,288 F1 · ownership.nature: Mr. Herbert and his souse own 409 shares in limited liability companies in which they hold minority financial position, 95 shares are held in trust for Mrs. Herbert, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries Read SEC document |
| April 14, 2020 Filed Apr 16, 2020 22:30 UTC | NEOGEN CORP NEOG · Entity 4338 | GiftCommon Stock | 500 | $63.23 | $31,615.00 |
DisclosureSEC source: 0000711377-20-000021 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,472 F1 · shares: Mr. Herbert gifted these shares to Northern Theological Seminary Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 18:20 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 10,000 | $63.10 | $631,000.00 |
DisclosureSEC source: 0000711377-20-000020 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,972 F1 · ownership.nature: Mr. Herbert owns 19,777 with his spouse in limited liability companies in which they hold minority financial positions; 95 shares are controlled by Mrs. Herbert in hr trust, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 18:20 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 10,000 | $63.22 | $632,200.00 |
DisclosureSEC source: 0000711377-20-000020 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 29,972 F1 · ownership.nature: Mr. Herbert owns 19,777 with his spouse in limited liability companies in which they hold minority financial positions; 95 shares are controlled by Mrs. Herbert in hr trust, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 13:46 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 89,456 | $72.04 | $6,444,839.63 |
DisclosureSEC source: 0000711377-20-000015 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,456 F1 · shares: These shares were sold according to the terms of a Rule 10(b)5-1 plan filed by the Reporting Person on December 27, 2019 Read SEC document |
| February 18, 2020 Filed Feb 27, 2020 13:57 UTC Amendment | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 14,614 | $72.04 | $1,052,862.71 |
DisclosureSEC source: 0000711377-20-000016 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,456 F1 · shares: These shares wee sold according to the terms of a Rule 10(b)5-1 plan filed by the reporting person on December 27, 2019 Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 15:33 UTC | NEOGEN CORP NEOG · Entity 4338 | GiftCommon Stock | 7,500 | $72.76 | $545,700.00 |
DisclosureSEC source: 0000711377-20-000014 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,070 F2 · shares: These shares were gifted to the Schoolseed Foundation Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 15:33 UTC | NEOGEN CORP NEOG · Entity 4338 | GiftCommon Stock | 15,000 | $72.00 | $1,080,000.00 |
DisclosureSEC source: 0000711377-20-000014 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,570 F1 · shares: These shares were gifted to the Capital Area Community Foundation Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 20:12 UTC | NEOGEN CORP NEOG · Entity 4338 | GiftCommon Stock | 400 | $72.13 | $28,852.00 |
DisclosureSEC source: 0000711377-20-000011 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,570 F1 · shares: These shares were gifted to the FarmHouse Foundation Read SEC document |
| February 10, 2020 Filed Feb 14, 2020 20:58 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 30,000 | $69.72 | $2,091,543.00 |
DisclosureSEC source: 0000711377-20-000012 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,570 F1 · shares: These shares were sold under the terms of a Rule 10(b)5-1 Plan filed by the Reporting Person on December 27, 2019 Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 22:06 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 10,000 | $68.31 | $683,128.00 |
DisclosureSEC source: 0000711377-20-000007 · primary_doc.xml · nonDerivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,970 F1 · shares: These shares were sold under the terms of a Rule 10b(5)-1 Plan filed by the Reporting Person on December 27, 2019. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 22:06 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 10,000 | $68.31 | $683,135.00 |
DisclosureSEC source: 0000711377-20-000007 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,970 F1 · shares: These shares were sold under the terms of a Rule 10b(5)-1 Plan filed by the Reporting Person on December 27, 2019. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 22:06 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 10,000 | $68.35 | $683,524.00 |
DisclosureSEC source: 0000711377-20-000007 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,970 F1 · shares: These shares were sold under the terms of a Rule 10b(5)-1 Plan filed by the Reporting Person on December 27, 2019. Read SEC document |
| January 10, 2020 Filed Jan 13, 2020 23:08 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 10,000 | $65.48 | $654,768.00 |
DisclosureSEC source: 0000711377-20-000002 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 39,972 F3 · shares: Shares were sold under the terms of a Rule 10b5-1 Plan filed by the Reporting Person on October 1, 2019 F2 · ownership.nature: After the sales noted from 1/9 and 1/10, Mr. Herbert and his spouse own 209 shares in limited liability companies in which they hold minority financial positions, 39,568 shares are held jointly between Mr. Herbert and his spouse, 95 shares are controlled by Mrs. Herbert in her trust, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries Read SEC document |
| January 09, 2020 Filed Jan 13, 2020 23:08 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 7,339 | $65.10 | $477,768.90 |
DisclosureSEC source: 0000711377-20-000002 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 49,972 F1 · shares: Shares were sold from a trust controlled by Mr. Herbert's spouse. F2 · ownership.nature: After the sales noted from 1/9 and 1/10, Mr. Herbert and his spouse own 209 shares in limited liability companies in which they hold minority financial positions, 39,568 shares are held jointly between Mr. Herbert and his spouse, 95 shares are controlled by Mrs. Herbert in her trust, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries Read SEC document |
| January 06, 2020 Filed Jan 6, 2020 15:53 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 20,000 | $64.61 | $1,292,118.00 |
DisclosureSEC source: 0000711377-20-000001 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 57,311 F1 · shares: Shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on October 1, 2019. F2 · ownership.nature: After the sale of shares, Mr. Herbert and his spouse own 10,209 shares in limited liability companies in which they have a minority ownership position, 39,568 shares are held jointly by Mr. Herbert and his spouse, 7,434 shares are held in trust for Mrs. Herbert, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries Read SEC document |
| December 27, 2019 Filed Dec 30, 2019 12:41 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 20,000 | $64.56 | $1,291,266.00 |
DisclosureSEC source: 0000711377-19-000063 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 77,311 F1 · shares: Shares were sold under the terms of a Rule 10b5-1 Plan submitted by the Reporting Person on October 1, 2019 F2 · ownership.nature: After this sale, Mr. Herbert holds 30,209 shares in a number of limited liability companies in which he and his spouse hold limited ownership position; 39,568 shares are held jointly with his spouse, 7,434 shares are held in trust for Mrs. Herbert, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 21:42 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 10,000 | $70.00 | $700,000.00 |
DisclosureSEC source: 0000711377-19-000062 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 97,311 F1 · shares: Shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on October 1, 2019 F2 · ownership.nature: Following the two transactions on 12/20/2019, there are 50,209 shares owned by LLCs in which Mr. Herbert and his spouse hold minority financial positions, 39,568 shares are owned jointly with Mr. Herbert and his spouse, 7,434 shares held in trust for Mrs. Herbert, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries Read SEC document |
| December 20, 2019 Filed Dec 23, 2019 21:42 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 20,000 | $69.46 | $1,389,214.00 |
DisclosureSEC source: 0000711377-19-000062 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 107,311 F1 · shares: Shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on October 1, 2019 F2 · ownership.nature: Following the two transactions on 12/20/2019, there are 50,209 shares owned by LLCs in which Mr. Herbert and his spouse hold minority financial positions, 39,568 shares are owned jointly with Mr. Herbert and his spouse, 7,434 shares held in trust for Mrs. Herbert, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 19:08 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 20,000 | $68.07 | $1,361,336.00 |
DisclosureSEC source: 0000711377-19-000061 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 127,311 F1 · shares: Shares were sold under the terms of a Rule 10b5-1 Plan filed by the Reporting Person on October 1, 2019 F2 · ownership.nature: There are 80,209 shares held in LLCs in which Mr. Herbert and his spouse have a minority financial position. Mr. Herbert and his spouse jointly hold 39,568 shares, there are 7,434 shares held in trust for Mrs. Herbert, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 21:43 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 20,000 | $67.30 | $1,346,020.00 |
DisclosureSEC source: 0000711377-19-000060 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 147,311 F1 · shares: Shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on October 1, 2019. F2 · ownership.nature: 100,209 shares are owned by LLCs, in which Mr. Herbert and his wife have limited financial ownership; 39,568 shares are held jointly with Mr. Herbert and his spouse, 7,434 are held in trust for his spouse, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 23:24 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 20,000 | $66.67 | $1,333,364.00 |
DisclosureSEC source: 0000711377-19-000059 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 167,311 F1 · shares: These shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on October 1, 2019 F2 · ownership.nature: 140, shares are held in limited liability companies in which Mr. Herbert and his spouse have limited financial ownership. Mr. Herbert and his spouse own 39,568 jointly, 7.434 shares are held in trust for Mrs. Herbert, and an additional 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries. Read SEC document |
| November 22, 2019 Filed Nov 25, 2019 15:18 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 20,000 | $65.28 | $1,305,606.00 |
DisclosureSEC source: 0000711377-19-000058 · primary_doc.xml · nonDerivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 187,311 F2 · shares: Shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on October 1, 2019 F3 · ownership.nature: 160,209 shares are held in limited liability companies in which Mr. Herbert and his spouse have limited financial ownership. Mr. Herbert and his spouse own 39,568 shares jointly; 7,434 shares are held in trust for Mrs. Herbert, and an additional 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 15:18 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 13,135 | $0.00 Strike: $60.43 | $0.00 |
DisclosureSEC source: 0000711377-19-000058 · primary_doc.xml · derivative · entry 4 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,999 Underlying: Common Stock · 13,135 shares Expires 2022-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: options were granted 10/27/2017, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grants Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 15:18 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 13,135 | $65.28 | $857,456.74 |
DisclosureSEC source: 0000711377-19-000058 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,970 Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 15:18 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 13,135 | $60.43 | $793,715.21 |
DisclosureSEC source: 0000711377-19-000058 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 15:58 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 11,780 | $0.00 Strike: $60.43 | $0.00 |
DisclosureSEC source: 0000711377-19-000056 · primary_doc.xml · derivative · entry 6 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,134 Underlying: Common Stock · 11,780 shares Expires 2022-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options were granted 10/27/2019, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 15:58 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 11,780 | $64.55 | $760,416.67 |
DisclosureSEC source: 0000711377-19-000056 · primary_doc.xml · nonDerivative · entry 4 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,970 Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 15:58 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 11,780 | $60.43 | $711,835.95 |
DisclosureSEC source: 0000711377-19-000056 · primary_doc.xml · nonDerivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 15:58 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 15,085 | $0.00 Strike: $60.43 | $0.00 |
DisclosureSEC source: 0000711377-19-000056 · primary_doc.xml · derivative · entry 5 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,914 Underlying: Common Stock · 15,085 shares Expires 2022-11-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options were granted 10/27/2019, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 15:58 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 15,085 | $64.70 | $976,053.81 |
DisclosureSEC source: 0000711377-19-000056 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,970 Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 15:58 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 15,085 | $60.43 | $911,548.84 |
DisclosureSEC source: 0000711377-19-000056 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 18:35 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 20,000 | $63.81 | $1,276,132.00 |
DisclosureSEC source: 0000711377-19-000055 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 207,311 F1 · shares: The shares were sold under the terms of a rule 10b5-1 plan filed by the Reporting Person on October 1, 2019 F2 · ownership.nature: there are 160,209 shares remaining in LLCs in which Mr. HErbert and his spouse have minority financial positions. Mr. Herbert and his spouse own 39,568 shares jointly; 7,434 shares are held in trust for Mrs. HErbert, and 100 shares are held in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 21:00 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 20,000 | $63.86 | $1,277,214.00 |
DisclosureSEC source: 0000711377-19-000054 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 227,311 F1 · shares: The shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on October 1, 2019 F2 · ownership.nature: There are 180,209 shares remaining in LLCs in which Mr Herbert and his spouse have minority financial positions. Mr. and Mrs. Herbert own 39,568 shares jointly, 7,434 shares are held in trust for Mrs. Herbert, and 100 shares are held in a charitable remainder trust in which r. Herbert and his spouse are trustees and beneficiaries. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 23:11 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 20,000 | $64.81 | $1,296,186.00 |
DisclosureSEC source: 0000711377-19-000053 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 247,311 F1 · shares: The shares were sold under the terms of a Rule 10b5-1 plan filed by the Reporting Person on October 1, 2019 F2 · ownership.nature: The shares were sold from an limited liability company in which Mr. Herbert and his spouse hold minority financial positions; 200,209 shares remain in the LLCs. 39,568 shares are held jointly by Mr. Herbert and his spouse. 7434 shares are held in trust for Mr. Herbert's spouse and 100 shares are in a charitable remainder trust in which Mr. Herbert and his spouse are trustees and beneficiaries. Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 13:58 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 20,000 | $66.08 | $1,321,588.00 |
DisclosureSEC source: 0000711377-19-000052 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,970 Read SEC document |
| October 10, 2019 Filed Oct 15, 2019 13:19 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 25,333 | $0.00 Strike: $35.34 | $0.00 |
DisclosureSEC source: 0000711377-19-000044 · primary_doc.xml · derivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,999 Underlying: Common Stock · 25,333 shares Expires 2020-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 10/8/2015, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant Read SEC document |
| October 10, 2019 Filed Oct 15, 2019 13:19 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 25,333 | $62.95 | $1,594,603.42 |
DisclosureSEC source: 0000711377-19-000044 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,970 Read SEC document |
| October 10, 2019 Filed Oct 15, 2019 13:19 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 25,333 | $35.34 | $895,268.22 |
DisclosureSEC source: 0000711377-19-000044 · primary_doc.xml · nonDerivative · entry 1 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 12:31 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 25,334 | $0.00 Strike: $40.46 | $0.00 |
DisclosureSEC source: 0000711377-19-000043 · primary_doc.xml · derivative · entry 3 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,332 Underlying: Common Stock · 25,334 shares Expires 2020-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant Read SEC document |
| October 07, 2019 Filed Oct 10, 2019 12:31 UTC | NEOGEN CORP NEOG · Entity 4338 | SaleCommon Stock | 25,334 | $63.71 | $1,614,011.41 |
DisclosureSEC source: 0000711377-19-000043 · primary_doc.xml · nonDerivative · entry 2 HERBERT JAMES L · CIK 0001168789 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,970 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.