Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TREES Corp (Colorado)CANN · Entity 9666 | Director | September 11, 2020 | October 23, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TREES Corp (Colorado)
Report date September 11, 2020 · Filed October 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.67 · Expires 2025-01-21 | Direct | 0 |
Reported balance
After 2020-09-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-09-11 · Disposition to issuer · Disposed 37,500 · Balance 0 F1: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2020 and provides vesting over a one year period. The new option is immediately exercisable. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.67 · Expires 2027-01-21 | Direct | 37,500 |
Reported balance
After 2020-09-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-09-11 · Grant · Acquired 37,500 · Balance 37,500 F1: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2020 and provides vesting over a one year period. The new option is immediately exercisable. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.39 · Expires 2025-04-22 | Direct | 0 |
Reported balance
After 2020-09-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-09-11 · Disposition to issuer · Disposed 37,500 · Balance 0 F2: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 22, 2020 and provides vesting over a one year period. The new option is immediately exercisable. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.39 · Expires 2027-04-22 | Direct | 37,500 |
Reported balance
After 2020-09-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-09-11 · Grant · Acquired 37,500 · Balance 37,500 F2: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 22, 2020 and provides vesting over a one year period. The new option is immediately exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2020 and provides vesting over a one year period. The new option is immediately exercisable.
F2: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 22, 2020 and provides vesting over a one year period. The new option is immediately exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 23, 2018 Filed May 24, 2018 16:37 UTC | TREES Corp (Colorado) CANN · Entity 9666 | OtherCommon Stock | 50,000 | $0.78 | $39,000.00 |
DisclosureSEC source: 0001387131-18-002346 · boockvar-form4_052318.xml · nonDerivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 18:20 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 37,500 | $0.00 Strike: $2.21 | $0.00 |
DisclosureSEC source: 0001387131-18-001403 · boockvar-form4_033018.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2023-03-30 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 16:22 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 25,000 | $0.00 Strike: $4.23 | $0.00 |
DisclosureSEC source: 0001387131-17-005996 · boockvar-form4_122117.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2021-12-21 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 16:54 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 25,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001387131-17-004890 · boockvar-form4_092817.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2022-09-28 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest on the one year anniversary of the grant date. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 16:13 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 25,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001387131-17-003364 · boockvar-form4_062017.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2022-06-20 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 18:28 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 25,000 | $0.00 Strike: $2.41 | $0.00 |
DisclosureSEC source: 0001387131-17-001915 · boockvar-form4_033117.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2022-03-31 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 17:25 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 25,000 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001387131-17-000080 · boockvar-form4_123016.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2021-12-30 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest over a one year period. Read SEC document |
| November 17, 2016 Filed Nov 17, 2016 19:33 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionCommon Stock | 20,000 | $3.73 | $74,500.00 |
DisclosureSEC source: 0001387131-16-008061 · boockvar-form4_111516.xml · nonDerivative · entry 8 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2016 Filed Nov 17, 2016 19:33 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionCommon Stock | 10,000 | $3.69 | $36,900.00 |
DisclosureSEC source: 0001387131-16-008061 · boockvar-form4_111516.xml · nonDerivative · entry 7 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2016 Filed Nov 17, 2016 19:33 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionCommon Stock | 15,000 | $3.56 | $53,325.00 |
DisclosureSEC source: 0001387131-16-008061 · boockvar-form4_111516.xml · nonDerivative · entry 6 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 19:33 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionCommon Stock | 10,000 | $4.18 | $41,750.00 |
DisclosureSEC source: 0001387131-16-008061 · boockvar-form4_111516.xml · nonDerivative · entry 5 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 19:33 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionCommon Stock | 10,000 | $4.00 | $40,000.00 |
DisclosureSEC source: 0001387131-16-008061 · boockvar-form4_111516.xml · nonDerivative · entry 4 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 19:33 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionCommon Stock | 10,000 | $4.05 | $40,500.00 |
DisclosureSEC source: 0001387131-16-008061 · boockvar-form4_111516.xml · nonDerivative · entry 3 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 19:33 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionCommon Stock | 15,000 | $4.00 | $60,015.00 |
DisclosureSEC source: 0001387131-16-008061 · boockvar-form4_111516.xml · nonDerivative · entry 2 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 19:33 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionCommon Stock | 10,000 | $4.15 | $41,500.00 |
DisclosureSEC source: 0001387131-16-008061 · boockvar-form4_111516.xml · nonDerivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 21:44 UTC Amendment | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionOption · Derivative | 100,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001387131-16-008020 · boockvar-form4a_111016.xml · derivative · entry 2 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,325,000 Underlying: Common Stock · 100,000 shares Expires 2025-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: Currently exercisable. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 21:44 UTC Amendment | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionCommon Stock | 100,000 | $1.03 | $103,000.00 |
DisclosureSEC source: 0001387131-16-008020 · boockvar-form4a_111016.xml · nonDerivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 15:57 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionOption · Derivative | 1 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001387131-16-008003 · boockvar-form4_111016.xml · derivative · entry 2 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,325,000 Underlying: Common Stock · 100,000 shares Expires 2025-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: Currently exercisable. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 15:57 UTC | TREES Corp (Colorado) CANN · Entity 9666 | Exercise / conversionCommon Stock | 100,000 | $1.03 | $103,000.00 |
DisclosureSEC source: 0001387131-16-008003 · boockvar-form4_111016.xml · nonDerivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 15:45 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantOption · Derivative | 1 | $0.00 Strike: $0.76 | $0.00 |
DisclosureSEC source: 0001387131-16-006954 · boockvar-form4_090716.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,425,000 Underlying: Common Stock · 1,000,000 shares Expires 2021-09-07 F2 · price: The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. F1 · derivative.exercise_date: 50% of the Options vest on March 7, 2017 and 50% on September 7, 2017. Read SEC document |
| August 15, 2016 Filed Sep 9, 2016 11:04 UTC | TREES Corp (Colorado) CANN · Entity 9666 | GrantWarrant · Derivative | 1 | $0.00 Strike: $0.78 | $0.00 |
DisclosureSEC source: 0001387131-16-006944 · boockvar-form4_081516.xml · derivative · entry 1 Boockvar Peter · CIK 0001434040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,000 Underlying: Common Stock · 50,000 shares Expires 2019-08-14 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.