Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Mirror Merger Sub 2, LLCEV · Entity 141944 | Chief Income Officer | November 03, 2017 | November 07, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Mirror Merger Sub 2, LLC
Report date November 03, 2017 · Filed November 07, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Eaton Vance Corp. Non-voting Common StockSEC Table I · non-derivative | Direct | 681,537 |
Ending reported balance
After 2017-11-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-11-03 · Tax withholding · Disposed 4,320 · Balance 686,050 F1: Shares were withheld to cover tax liability associated with Restricted Stock Award vesting. Row 2 · 2017-11-03 · Tax withholding · Disposed 4,513 · Balance 681,537 F1: Shares were withheld to cover tax liability associated with Restricted Stock Award vesting. |
| Voting Trust ReceiptSEC Table I · non-derivative | Direct | 18,623 |
Reported balance
Holding disclosure · report date 2017-11-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 18,623 |
| Eaton Vance Corp. Common Stock (Voting)SEC Table I · non-derivative | IndirectBy Voting Trust | 18,623 |
Reported balance
Holding disclosure · report date 2017-11-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 18,623 F2: All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.46 · Expires 2018-11-03 | Direct | 73,154 |
Reported balance
Holding disclosure · report date 2017-11-03 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 73,154 F3: Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.46 · Expires 2021-11-01 | Direct | 142,741 |
Reported balance
Holding disclosure · report date 2017-11-03 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 142,741 F4: Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.50 · Expires 2019-11-02 | Direct | 62,253 |
Reported balance
Holding disclosure · report date 2017-11-03 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 62,253 F5: Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.23 · Expires 2022-11-01 | Direct | 144,954 |
Reported balance
Holding disclosure · report date 2017-11-03 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 144,954 F6: Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.69 · Expires 2020-11-01 | Direct | 85,776 |
Reported balance
Holding disclosure · report date 2017-11-03 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 85,776 F7: These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.84 · Expires 2026-11-01 | Direct | 212,180 |
Reported balance
Holding disclosure · report date 2017-11-03 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 212,180 F8: Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.71 · Expires 2024-11-03 | Direct | 187,600 |
Reported balance
Holding disclosure · report date 2017-11-03 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 187,600 F9: Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.76 · Expires 2025-11-02 | Direct | 177,120 |
Reported balance
Holding disclosure · report date 2017-11-03 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 177,120 F10: Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.90 · Expires 2023-11-01 | Direct | 126,020 |
Reported balance
Holding disclosure · report date 2017-11-03 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 126,020 F11: Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.67 · Expires 2027-11-01 | Direct | 130,720 |
Reported balance
Holding disclosure · report date 2017-11-03 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 130,720 F12: Granted on November 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were withheld to cover tax liability associated with Restricted Stock Award vesting.
F2: All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
F3: Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
F4: Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
F5: Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
F6: Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
F7: These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
F8: Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
F9: Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
F10: Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
F11: Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
F12: Granted on November 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%.
Past disclosures · reporting ended (17)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
EATON VANCE NEW YORK MUNICIPAL INCOME TRUST
Report date October 31, 2020 · Filed November 02, 2020
Section 16 reporting ended · disclosed 2020-11-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Eaton Vance 2021 Target Term Trust
Report date October 31, 2020 · Filed November 02, 2020
Section 16 reporting ended · disclosed 2020-11-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Eaton Vance California Municipal Bond Fund
Report date October 31, 2020 · Filed November 02, 2020
Section 16 reporting ended · disclosed 2020-11-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Eaton Vance California Municipal Income Trust
Report date October 31, 2020 · Filed November 02, 2020
Section 16 reporting ended · disclosed 2020-11-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Eaton Vance Floating-Rate 2022 Target Term Trust
Report date October 31, 2020 · Filed November 02, 2020
Section 16 reporting ended · disclosed 2020-11-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Eaton Vance Floating-Rate Income Plus Fund
Report date October 31, 2020 · Filed November 02, 2020
Section 16 reporting ended · disclosed 2020-11-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Eaton Vance Floating-Rate Income Trust
Report date October 31, 2020 · Filed November 02, 2020
Section 16 reporting ended · disclosed 2020-11-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 6,124 |
Reported balance
Holding disclosure · report date 2020-10-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 6,124 |
| Common SharesSEC Table I · non-derivative | IndirectBy Spouse | 2,845 |
Reported balance
Holding disclosure · report date 2020-10-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,845 |
Eaton Vance Ltd Duration Income Fund
Report date October 31, 2020 · Filed November 02, 2020
Section 16 reporting ended · disclosed 2020-11-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 10,039 |
Reported balance
Holding disclosure · report date 2020-10-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 10,039 |
Eaton Vance Municipal Bond Fund
Report date October 31, 2020 · Filed November 02, 2020
Section 16 reporting ended · disclosed 2020-11-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Eaton Vance Municipal Income 2028 Term Trust
Report date October 31, 2020 · Filed November 02, 2020
Section 16 reporting ended · disclosed 2020-11-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Eaton Vance Municipal Income Trust
Report date October 31, 2020 · Filed November 02, 2020
Section 16 reporting ended · disclosed 2020-11-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Eaton Vance National Municipal Opportunities Trust
Report date October 31, 2020 · Filed November 02, 2020
Section 16 reporting ended · disclosed 2020-11-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Eaton Vance New York Municipal Bond Fund
Report date October 31, 2020 · Filed November 02, 2020
Section 16 reporting ended · disclosed 2020-11-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Eaton Vance Senior Floating-Rate Trust
Report date October 31, 2020 · Filed November 02, 2020
Section 16 reporting ended · disclosed 2020-11-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 6,180 |
Reported balance
Holding disclosure · report date 2020-10-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 6,180 |
| Common SharesSEC Table I · non-derivative | IndirectBy Spouse | 2,880 |
Reported balance
Holding disclosure · report date 2020-10-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,880 |
Eaton Vance Senior Income Trust
Report date October 31, 2020 · Filed November 02, 2020
Section 16 reporting ended · disclosed 2020-11-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectBy Trust | 8,863 |
Reported balance
Holding disclosure · report date 2020-10-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 8,863 |
Eaton Vance Short Duration Diversified Income Fund
Report date October 31, 2020 · Filed November 02, 2020
Section 16 reporting ended · disclosed 2020-11-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Eaton Vance Tax-Managed Buy-Write Strategy Fund
Report date October 31, 2020 · Filed November 02, 2020
Section 16 reporting ended · disclosed 2020-11-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2018 Filed Jul 15, 2020 20:50 UTC | Eaton Vance Senior Income Trust EVF · Entity 6825 | OtherCommon Shares | 8,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-009764 · doc5.xml · nonDerivative · entry 1 SWAFFIELD PAYSON F · CIK 0001225381 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 8,863 F1 · price: Payson is a Trustee of his family member's Trust. Holdings were acquired prior to Payson becoming Trustee. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 10:08 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Tax withholdingEaton Vance Corp. Non-voting Common Stock | 4,513 | $51.07 | $230,478.91 |
DisclosureSEC source: 0001225208-17-017025 · doc4.xml · nonDerivative · entry 2 SWAFFIELD PAYSON F · CIK 0001225381 · Chief Income Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681,537 F1 · shares: Shares were withheld to cover tax liability associated with Restricted Stock Award vesting. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 10:08 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Tax withholdingEaton Vance Corp. Non-voting Common Stock | 4,320 | $51.07 | $220,622.40 |
DisclosureSEC source: 0001225208-17-017025 · doc4.xml · nonDerivative · entry 1 SWAFFIELD PAYSON F · CIK 0001225381 · Chief Income Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,050 F1 · shares: Shares were withheld to cover tax liability associated with Restricted Stock Award vesting. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 12:16 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Tax withholdingEaton Vance Corp. Non-voting Common Stock | 2,606 | $51.04 | $133,010.24 |
DisclosureSEC source: 0001225208-17-016980 · doc4.xml · nonDerivative · entry 1 SWAFFIELD PAYSON F · CIK 0001225381 · Chief Income Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 690,370 F1 · shares: Shares were withheld to cover tax liability associated with Restricted Stock Award vesting. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 14:06 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantOption (right to buy) · Derivative | 130,720 | $0.00 Strike: $50.67 | $0.00 |
DisclosureSEC source: 0001225208-17-016888 · doc4.xml · derivative · entry 6 SWAFFIELD PAYSON F · CIK 0001225381 · Chief Income Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,720 Underlying: Eaton Vance Corp. Non-voting Common Stock · 130,720 shares Expires 2027-11-01 F4 · derivative.exercise_date: Granted on November 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 14:06 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Tax withholdingEaton Vance Corp. Non-voting Common Stock | 4,588 | $50.67 | $232,473.96 |
DisclosureSEC source: 0001225208-17-016888 · doc4.xml · nonDerivative · entry 3 SWAFFIELD PAYSON F · CIK 0001225381 · Chief Income Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 692,976 F2 · shares: Shares were withheld to cover tax liability associated with Restricted Stock Award vesting. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 14:06 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Tax withholdingEaton Vance Corp. Non-voting Common Stock | 1,879 | $50.67 | $95,208.93 |
DisclosureSEC source: 0001225208-17-016888 · doc4.xml · nonDerivative · entry 2 SWAFFIELD PAYSON F · CIK 0001225381 · Chief Income Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 697,564 F2 · shares: Shares were withheld to cover tax liability associated with Restricted Stock Award vesting. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 14:06 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantEaton Vance Corp. Non-voting Common Stock | 39,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016888 · doc4.xml · nonDerivative · entry 1 SWAFFIELD PAYSON F · CIK 0001225381 · Chief Income Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 699,443 F1 · shares: Restricted Stock Award granted under the Eaton Vance Corp. 2013 Omnibus Incentive Plan. Read SEC document |
| October 24, 2017 Filed Oct 25, 2017 11:43 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Exercise / conversionOption (right to buy) · Derivative | 75,100 | $0.00 Strike: $47.23 | $0.00 |
DisclosureSEC source: 0001225208-17-016542 · doc4.xml · derivative · entry 6 SWAFFIELD PAYSON F · CIK 0001225381 · Chief Income Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Eaton Vance Corp. Non-voting Common Stock · 75,100 shares Expires 2017-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Read SEC document |
| October 24, 2017 Filed Oct 25, 2017 11:43 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | SaleEaton Vance Corp. Non-voting Common Stock | 71,739 | $51.81 | $3,716,804.76 |
DisclosureSEC source: 0001225208-17-016542 · doc4.xml · nonDerivative · entry 3 SWAFFIELD PAYSON F · CIK 0001225381 · Chief Income Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 659,523 F1 · shares: Shares were sold to cover the exercise cost and tax liability associated with the exercise of a NQ stock option. Read SEC document |
| October 24, 2017 Filed Oct 25, 2017 11:43 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Exercise / conversionEaton Vance Corp. Non-voting Common Stock | 75,100 | $47.23 | $3,547,010.55 |
DisclosureSEC source: 0001225208-17-016542 · doc4.xml · nonDerivative · entry 2 SWAFFIELD PAYSON F · CIK 0001225381 · Chief Income Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2016 Filed Oct 25, 2017 11:43 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GiftEaton Vance Corp. Non-voting Common Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016542 · doc4.xml · nonDerivative · entry 1 SWAFFIELD PAYSON F · CIK 0001225381 · Chief Income Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 656,162 Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 12:32 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Tax withholdingEaton Vance Corp. Non-voting Common Stock | 3,610 | $34.99 | $126,313.90 |
DisclosureSEC source: 0001225208-16-041243 · doc4.xml · nonDerivative · entry 2 SWAFFIELD PAYSON F · CIK 0001225381 · Chief Income Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 676,162 F1 · shares: Shares were withheld to cover tax liability associated with Restricted Stock Award vesting. Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 12:32 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Tax withholdingEaton Vance Corp. Non-voting Common Stock | 3,240 | $34.99 | $113,367.60 |
DisclosureSEC source: 0001225208-16-041243 · doc4.xml · nonDerivative · entry 1 SWAFFIELD PAYSON F · CIK 0001225381 · Chief Income Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 679,772 F1 · shares: Shares were withheld to cover tax liability associated with Restricted Stock Award vesting. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 16:47 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Tax withholdingEaton Vance Corp. Non-voting Common Stock | 1,738 | $34.60 | $60,134.80 |
DisclosureSEC source: 0001225208-16-041203 · doc4.xml · nonDerivative · entry 2 SWAFFIELD PAYSON F · CIK 0001225381 · Chief Income Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 683,012 F2 · shares: Shares were withheld to cover tax liability associated with Restricted Stock Award vesting. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 16:47 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantEaton Vance Corp. Non-voting Common Stock | 36,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041203 · doc4.xml · nonDerivative · entry 1 SWAFFIELD PAYSON F · CIK 0001225381 · Chief Income Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 684,750 F1 · shares: Restricted Stock Award granted under the Eaton Vance Corp. 2013 Omnibus Incentive Plan. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 16:14 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | GrantOption (right to buy) · Derivative | 212,180 | $0.00 Strike: $34.84 | $0.00 |
DisclosureSEC source: 0001225208-16-041098 · doc4.xml · derivative · entry 5 SWAFFIELD PAYSON F · CIK 0001225381 · Chief Income Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,180 Underlying: Eaton Vance Corp. Non-voting Common Stock · 212,180 shares Expires 2026-11-01 F3 · derivative.exercise_date: Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 16:14 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Tax withholdingEaton Vance Corp. Non-voting Common Stock | 4,381 | $34.84 | $152,634.04 |
DisclosureSEC source: 0001225208-16-041098 · doc4.xml · nonDerivative · entry 2 SWAFFIELD PAYSON F · CIK 0001225381 · Chief Income Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 647,830 F1 · shares: Shares were withheld to cover tax liability associated with Restricted Stock Award vesting. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 16:14 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Tax withholdingEaton Vance Corp. Non-voting Common Stock | 3,721 | $34.84 | $129,639.64 |
DisclosureSEC source: 0001225208-16-041098 · doc4.xml · nonDerivative · entry 1 SWAFFIELD PAYSON F · CIK 0001225381 · Chief Income Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,211 F1 · shares: Shares were withheld to cover tax liability associated with Restricted Stock Award vesting. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 17:15 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Exercise / conversionOption (right to buy) · Derivative | 107,988 | $0.00 Strike: $29.39 | $0.00 |
DisclosureSEC source: 0001225208-16-040881 · doc4.xml · derivative · entry 5 SWAFFIELD PAYSON F · CIK 0001225381 · Chief Income Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Eaton Vance Corp. Non-voting Common Stock · 107,988 shares Expires 2016-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 17:15 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | SaleEaton Vance Corp. Non-voting Common Stock | 94,727 | $35.40 | $3,353,591.56 |
DisclosureSEC source: 0001225208-16-040881 · doc4.xml · nonDerivative · entry 2 SWAFFIELD PAYSON F · CIK 0001225381 · Chief Income Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 655,932 F1 · shares: Shares were sold to cover the exercise cost and tax liability associated with the exercise of a NQ stock option. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 17:15 UTC | Mirror Merger Sub 2, LLC EV · Entity 141944 | Exercise / conversionEaton Vance Corp. Non-voting Common Stock | 107,988 | $29.39 | $3,173,605.34 |
DisclosureSEC source: 0001225208-16-040881 · doc4.xml · nonDerivative · entry 1 SWAFFIELD PAYSON F · CIK 0001225381 · Chief Income Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.