Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BlackRock HPS Credit Strategies FundN/A · Entity 28548 | Portfolio Manager | February 28, 2019 | February 28, 2019 |
| BlackRock TCP Capital Corp.TCPC · Entity 5806 | Director · CEO | November 11, 2020 | November 12, 2020 |
| Cliffwater Corporate Lending FundCCLFX · Entity 10280 | Portfolio Manager | March 06, 2019 | March 06, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BlackRock HPS Credit Strategies Fund
Report date February 28, 2019 · Filed February 28, 2019
This filing explicitly reported no securities owned.
BlackRock TCP Capital Corp.
Report date November 11, 2020 · Filed November 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 186,318 |
Last balance in matching sequence
After 2020-11-11 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-11-11 · Purchase · Acquired 13,827 · Balance 180,145 F1: Direct holdings include 22,500 shares held in joint accounts, with right of survivorship, owned with the Reporting Person's adult children Row 2 · 2020-11-11 · Purchase · Acquired 6,173 · Balance 186,318 F1: Direct holdings include 22,500 shares held in joint accounts, with right of survivorship, owned with the Reporting Person's adult children |
| Common StockSEC Table I · non-derivative | IndirectFootnote 2 | 7,500 |
Reported balance
Holding disclosure · report date 2020-11-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,500 F2: As UTMA custodian for minor child |
| Common StockSEC Table I · non-derivative | IndirectFootnote 3 | 18,145 |
Reported balance
Holding disclosure · report date 2020-11-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 18,145 F3: Elayne Levkowitz IRA |
Filing footnotes · ownership attribution and instrument terms
F1: Direct holdings include 22,500 shares held in joint accounts, with right of survivorship, owned with the Reporting Person's adult children
F2: As UTMA custodian for minor child
F3: Elayne Levkowitz IRA
Cliffwater Corporate Lending Fund
Report date March 06, 2019 · Filed March 06, 2019
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 11, 2020 Filed Nov 12, 2020 17:34 UTC | BlackRock TCP Capital Corp. TCPC · Entity 5806 | PurchaseCommon Stock | 6,173 | $10.94 | $67,532.62 |
DisclosureSEC source: 0001370755-20-000048 · primary_doc.xml · nonDerivative · entry 2 LEVKOWITZ HOWARD · CIK 0001232347 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,318 F1 · balance_after: Direct holdings include 22,500 shares held in joint accounts, with right of survivorship, owned with the Reporting Person's adult children Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 17:34 UTC | BlackRock TCP Capital Corp. TCPC · Entity 5806 | PurchaseCommon Stock | 13,827 | $10.95 | $151,405.65 |
DisclosureSEC source: 0001370755-20-000048 · primary_doc.xml · nonDerivative · entry 1 LEVKOWITZ HOWARD · CIK 0001232347 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,145 F1 · balance_after: Direct holdings include 22,500 shares held in joint accounts, with right of survivorship, owned with the Reporting Person's adult children Read SEC document |
| September 05, 2019 Filed Sep 5, 2019 19:21 UTC | BlackRock TCP Capital Corp. TCPC · Entity 5806 | PurchaseCommon Stock | 1,000 | $13.29 | $13,290.90 |
DisclosureSEC source: 0001370755-19-000028 · primary_doc.xml · nonDerivative · entry 2 LEVKOWITZ HOWARD · CIK 0001232347 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,905 Read SEC document |
| September 05, 2019 Filed Sep 5, 2019 19:21 UTC | BlackRock TCP Capital Corp. TCPC · Entity 5806 | PurchaseCommon Stock | 9,000 | $13.29 | $119,639.70 |
DisclosureSEC source: 0001370755-19-000028 · primary_doc.xml · nonDerivative · entry 1 LEVKOWITZ HOWARD · CIK 0001232347 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,905 Read SEC document |
| December 21, 2018 Filed Dec 21, 2018 16:17 UTC | BlackRock TCP Capital Corp. TCPC · Entity 5806 | PurchaseCommon Stock | 5,000 | $12.88 | $64,400.00 |
DisclosureSEC source: 0001370755-18-000049 · primary_doc.xml · nonDerivative · entry 1 LEVKOWITZ HOWARD · CIK 0001232347 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,144 Read SEC document |
| November 16, 2018 Filed Nov 16, 2018 17:05 UTC | BlackRock TCP Capital Corp. TCPC · Entity 5806 | PurchaseCommon Stock | 5,000 | $13.89 | $69,428.00 |
DisclosureSEC source: 0001370755-18-000042 · primary_doc.xml · nonDerivative · entry 1 LEVKOWITZ HOWARD · CIK 0001232347 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,144 Read SEC document |
| February 09, 2018 Filed Feb 9, 2018 17:02 UTC | BlackRock TCP Capital Corp. TCPC · Entity 5806 | PurchaseCommon Stock | 5,000 | $14.47 | $72,373.00 |
DisclosureSEC source: 0001370755-18-000007 · primary_doc.xml · nonDerivative · entry 1 LEVKOWITZ HOWARD · CIK 0001232347 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,657 Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 18:30 UTC | BlackRock TCP Capital Corp. TCPC · Entity 5806 | PurchaseCommon Stock | 1,100 | $15.23 | $16,747.50 |
DisclosureSEC source: 0001370755-18-000002 · primary_doc.xml · nonDerivative · entry 3 LEVKOWITZ HOWARD · CIK 0001232347 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 15,582 F1 · ownership.nature: Elayne Levkowitz IRA. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 18:30 UTC | BlackRock TCP Capital Corp. TCPC · Entity 5806 | PurchaseCommon Stock | 7,000 | $15.29 | $107,023.00 |
DisclosureSEC source: 0001370755-18-000002 · primary_doc.xml · nonDerivative · entry 2 LEVKOWITZ HOWARD · CIK 0001232347 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,657 Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 18:30 UTC | BlackRock TCP Capital Corp. TCPC · Entity 5806 | PurchaseCommon Stock | 900 | $15.22 | $13,693.50 |
DisclosureSEC source: 0001370755-18-000002 · primary_doc.xml · nonDerivative · entry 1 LEVKOWITZ HOWARD · CIK 0001232347 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,657 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.