Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Marvell Technology, Inc.MRVL · Entity 521 | Director | June 25, 2026 | June 29, 2026 |
| Nutanix, Inc.NTNX · Entity 3296 | Director · Chief Executive Officer | October 06, 2026 | October 08, 2026 |
| VMWARE LLCVMW · Entity 11690 | COO, Products & Cloud Services | November 24, 2020 | November 27, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Marvell Technology, Inc.
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,082 |
Reported balance
After 2026-06-25 transaction · row 1
1 source rowRow 1 · 2026-06-25 · Exercise / conversion · Acquired 3,082 · Balance 3,082 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-25 · Exercise / conversion · Disposed 3,082 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting. F2: Vested in full on June 25, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,034 |
Reported balance
After 2026-06-25 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-25 · Grant · Acquired 1,034 · Balance 1,034 F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting. F3: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.
F2: Vested in full on June 25, 2026.
F3: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.
Nutanix, Inc.
Report date October 06, 2026 · Filed October 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 634,849 |
Reported balance
After 2026-10-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-06 · Sale · Disposed 179,490 · Balance 634,849 F1: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026. F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $72.70 to $73.695 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Includes 1 shares of Class A Common Stock acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 21, 2026. |
| Class A Common StockSEC Table I · non-derivative | Direct | 489,384 |
Reported balance
After 2026-10-06 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-10-06 · Sale · Disposed 145,465 · Balance 489,384 F1: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026. F4: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $73.70 to $74.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Class A Common StockSEC Table I · non-derivative | Direct | 414,339 |
Reported balance
After 2026-10-07 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-10-07 · Sale · Disposed 75,045 · Balance 414,339 F1: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2026.
F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $72.70 to $73.695 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Includes 1 shares of Class A Common Stock acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 21, 2026.
F4: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $73.70 to $74.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
VMWARE LLC
Report date November 24, 2020 · Filed November 27, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 44,572 |
Reported balance
After 2020-11-24 transaction · row 1
1 source rowRow 1 · 2020-11-24 · Sale · Disposed 2,490 · Balance 44,572 |
| Class A Common StockSEC Table I · non-derivative | Indirectby GRAT | 30,500 |
Reported balance
Holding disclosure · report date 2020-11-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 30,500 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NEOPHOTONICS CORP
Report date August 03, 2022 · Filed August 05, 2022
Section 16 reporting ended · disclosed 2022-08-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 1
1 source rowRow 1 · 2022-08-03 · Disposition to issuer · Disposed 49,459 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 3, 2021, by and among the Issuer, Lumentum Holdings Inc., a Delaware corporation ("Lumentum"), and Neptune Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Lumentum ("Merger Sub"), on August 3, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Lumentum. In connection with the Merger, these shares were cancelled and converted into the right to receive $16.00 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.25 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-08-03 · Disposition to issuer · Disposed 7,692 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.33 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-08-03 · Disposition to issuer · Disposed 14,056 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.78 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-08-03 · Disposition to issuer · Disposed 12,486 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.56 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-08-03 · Disposition to issuer · Disposed 8,960 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.68 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-08-03 · Disposition to issuer · Disposed 2,880 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.20 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-08-03 · Disposition to issuer · Disposed 7,521 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.41 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-08-03 · Disposition to issuer · Disposed 2,656 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.17 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-08-03 · Disposition to issuer · Disposed 7,641 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Restricted Stock Unit (right to acquire)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-08-03 · Disposition to issuer · Disposed 5,787 · Balance 0 F3: Restricted Stock Unit Awards of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 3, 2021, by and among the Issuer, Lumentum Holdings Inc., a Delaware corporation ("Lumentum"), and Neptune Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Lumentum ("Merger Sub"), on August 3, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Lumentum. In connection with the Merger, these shares were cancelled and converted into the right to receive $16.00 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").
F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option.
F3: Restricted Stock Unit Awards of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2018 Filed Nov 5, 2018 19:12 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 3,670 | $144.64 | $530,828.80 |
DisclosureSEC source: 0001209191-18-057293 · doc4.xml · nonDerivative · entry 4 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,666 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F6 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $144.29 through $145.22. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 19:12 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 5,100 | $143.65 | $732,615.00 |
DisclosureSEC source: 0001209191-18-057293 · doc4.xml · nonDerivative · entry 3 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,336 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F5 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $143.26 through $144.26. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 19:12 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 3,575 | $142.92 | $510,939.00 |
DisclosureSEC source: 0001209191-18-057293 · doc4.xml · nonDerivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,436 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $142.25 through $143.20. F4 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 19:12 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 12,141 | $144.64 | $1,756,074.24 |
DisclosureSEC source: 0001209191-18-057293 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,011 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 19:54 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 6,000 | $160.00 | $960,000.00 |
DisclosureSEC source: 0001209191-18-051583 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,152 F1 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $160.00 through $160.07. F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · balance_after: 95 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on July 31, 2018. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 01:32 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | GrantRestricted Stock Units (right to acquire) · Derivative | 6,932 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-18-000048 · edgardoc.xml · derivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,932 Underlying: Common Stock · 6,932 shares Expires not disclosed F2 · derivative.exercise_date: This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. F2 · derivative.expiration_date: This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 01:32 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 12,486 | $0.00 Strike: $6.78 | $0.00 |
DisclosureSEC source: 0001227025-18-000048 · edgardoc.xml · derivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,486 Underlying: Common Stock · 12,486 shares Expires 2028-06-04 F1 · derivative.exercise_date: This option shall vest ratably at a rate of 1/12th of the total number of shares granted on each monthly anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 20:17 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 5,600 | $144.46 | $808,976.00 |
DisclosureSEC source: 0001209191-18-035953 · doc4.xml · nonDerivative · entry 5 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,057 F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F7 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $144.00 through $144.99. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 20:17 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 8,200 | $143.15 | $1,173,830.00 |
DisclosureSEC source: 0001209191-18-035953 · doc4.xml · nonDerivative · entry 4 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,657 F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F6 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $142.73 through $143.40 Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 20:17 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 10,700 | $142.18 | $1,521,326.00 |
DisclosureSEC source: 0001209191-18-035953 · doc4.xml · nonDerivative · entry 3 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,857 F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F5 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $141.72 through $142.72. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 20:17 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 5,500 | $141.04 | $775,720.00 |
DisclosureSEC source: 0001209191-18-035953 · doc4.xml · nonDerivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,557 F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $140.70 through $141.68. F4 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 01:09 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionRestricted Stock Units (right to acquire) · Derivative | 4,076 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-18-000040 · edgardoc.xml · derivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,076 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F2 · derivative.exercise_date: This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. F2 · derivative.expiration_date: This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 01:09 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionCommon Stock | 4,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001227025-18-000040 · edgardoc.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:17 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 31,706 | $145.93 | $4,626,856.58 |
DisclosureSEC source: 0001209191-18-035953 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,057 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| May 02, 2018 Filed May 3, 2018 20:15 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 10,000 | $132.85 | $1,328,500.00 |
DisclosureSEC source: 0001209191-18-027912 · doc4.xml · nonDerivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,763 F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $132.55 through $133.22. F4 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:15 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 14,104 | $133.22 | $1,878,934.88 |
DisclosureSEC source: 0001209191-18-027912 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,763 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 19:14 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 28,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-026921 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,867 F1 · balance_after: 111 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on February 28, 2018. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 19:58 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 9,747 | $118.16 | $1,151,705.52 |
DisclosureSEC source: 0001209191-17-059332 · doc4.xml · nonDerivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,409 F3 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $117.90 through $118.56. F5 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 19:58 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 10,636 | $119.12 | $1,266,960.32 |
DisclosureSEC source: 0001209191-17-059332 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,156 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. F2 · balance_after: 71 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on July 31, 2017. Read SEC document |
| July 10, 2017 Filed Jul 12, 2017 19:34 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 20,457 | $87.84 | $1,796,942.88 |
DisclosureSEC source: 0001209191-17-044967 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,721 F1 · price: Price represents weighted average for sales reported. The range of prices for the sales reported is $87.54 through $88.27. F2 · price: The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 22:41 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionRestricted Stock Units (right to acquire) · Derivative | 2,656 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-17-000071 · edgardoc.xml · derivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,656 shares Expires 2017-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F2 · derivative.exercise_date: This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. F2 · derivative.expiration_date: This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 22:41 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionCommon Stock | 2,656 | $0.00 | $0.00 |
DisclosureSEC source: 0001227025-17-000071 · edgardoc.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 23:47 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | GrantRestricted Stock Units (right to acquire) · Derivative | 4,076 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-17-000067 · edgardoc.xml · derivative · entry 2 RAMASWAMI RAJIV · CIK 0001483009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,076 Underlying: Common Stock · 4,076 shares Expires not disclosed F2 · derivative.exercise_date: This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. F2 · derivative.expiration_date: This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 23:47 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 7,521 | $0.00 Strike: $9.20 | $0.00 |
DisclosureSEC source: 0001227025-17-000067 · edgardoc.xml · derivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,521 Underlying: Common Stock · 7,521 shares Expires 2027-05-31 F1 · derivative.exercise_date: This option shall vest ratably at a rate of 1/12th of the total number of shares granted on each monthly anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:39 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 33,369 | $97.40 | $3,250,140.60 |
DisclosureSEC source: 0001209191-17-037973 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,178 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:48 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 32,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033445 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,547 Read SEC document |
| May 01, 2017 Filed May 3, 2017 18:31 UTC | VMWARE LLC VMW · Entity 11690 | Tax withholdingClass A Common Stock | 20,310 | $94.58 | $1,920,919.80 |
DisclosureSEC source: 0001209191-17-029781 · doc4.xml · nonDerivative · entry 1 RAMASWAMI RAJIV · CIK 0001483009 · COO, Products & Cloud Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,724 F1 · shares: Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. F2 · balance_after: 121 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on January 31, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.